Company Name:
GUGGENHEIM INVESTOR SERVICES, LLC
Address:
11TH FLOOR, 330 MADISON AVENUE, NEW YORK, NY 10017
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1359739
DONALD MUETH
started on 2003-05-23
CDR: 2234144
EDMUND MOULTON
NED MOULTON
started on 2003-05-23
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
started on 2004-04-05
CDR: 2664787
DINA DILORENZO
DINA DILORENZO
started on 2005-04-14
CDR: 4956885
YING CHAN
REBECCA CHAN YING ZHENG
started on 2005-07-20
CDR: 2768636
CHARLES STUCKE
started on 2006-05-31
CDR: 2621346
ADAM REZAK
started on 2007-11-20
CDR: 1712263
JENNIFER NILLES
JENNIFER J NILLES JENNIFER JEAN NILLES MS
started on 2007-02-28
CDR: 5423108
KARLA GEORGE
KARLA RENEE GUDGEL
started on 2007-11-29
CDR: 4509090
ANDREW ROSENFIELD
started on 2008-08-20
CDR: 2458825
Philip Sharkey
II PHILIP HENRY SHARKEY PHILIP HENRY SHARKEY II
started on 2008-11-17
CDR: 2383444
JEFFREY LANGE
JEFF LANGE JEFFREY LANGE
started on 2008-10-16
CDR: 4088911
ARIANE DE VIENNE
ARIANE VON KLEIST
started on 2009-05-21
CDR: 5714469
Joseph McElligott
JOSEPH BERNARD MCELLIGOTT IV
started on 2010-04-16
CDR: 1486932
SCOTT MOORE
started on 2010-12-07
CDR: 5850361
MATTHEW MCLAUGHLIN
Matt McLaughlin
started on 2010-11-11
CDR: 4316715
Christopher Shin
CHRIS SHIN
started on 2010-08-17
CDR: 1434744
DEBRA LANDSMAN-YAROS
DEBBIE LANDSMAN DEBRA WYNN LANDSMAN DEBRA LANDSMAN-YAROS DEBRA WYNN LANDSMANYAROS DEBRA YAROS
started on 2010-09-15
CDR: 5423108
KARLA GEORGE
KARLA RENEE GUDGEL
ended on 2010-06-30
CDR: 4088911
ARIANE DE VIENNE
ARIANE VON KLEIST
ended on 2010-04-14
CDR: 2458825
Philip Sharkey
II PHILIP HENRY SHARKEY PHILIP HENRY SHARKEY II
ended on 2010-11-01
CDR: 2829177
LUKE COLLINS
started on 2011-06-23
CDR: 5161369
KELLY MEJIA
started on 2011-06-16
CDR: 2234367
TODD MILLMAN
started on 2011-06-23
CDR: 5449369
MICHAEL ANDERSEN
MICHAEL PAUL ANDERSEN Michael Andersen
started on 2011-08-04
CDR: 5916578
ALLYSON ALONSO
started on 2011-06-21
CDR: 3012391
MICHELLE AMATO
MICHELLE LEA MILLER
started on 2011-08-16
CDR: 1989641
PHILIP MORIARTY
PHILIP E MORIARTY II PHIPPS MORIARTY II
started on 2011-06-09
CDR: 5161369
KELLY MEJIA
ended on 2011-06-20
CDR: 1434744
DEBRA LANDSMAN-YAROS
DEBBIE LANDSMAN DEBRA WYNN LANDSMAN DEBRA LANDSMAN-YAROS DEBRA WYNN LANDSMANYAROS DEBRA YAROS
ended on 2011-03-28
CDR: 2234144
EDMUND MOULTON
NED MOULTON
ended on 2011-08-22
CDR: 5449857
ANA PAZO
started on 2012-05-21
CDR: 2655670
ANASTASIA THERMOS
ANASTASIA MARIE NEITZEL STACEY THERMOS ANASTASIA MARIE Thermos
started on 2012-02-17
CDR: 3012391
MICHELLE AMATO
MICHELLE LEA MILLER
ended on 2012-03-15
CDR: 1486932
SCOTT MOORE
ended on 2012-03-15
CDR: 2655670
ANASTASIA THERMOS
ANASTASIA MARIE NEITZEL STACEY THERMOS ANASTASIA MARIE Thermos
ended on 2012-03-15
CDR: 5850361
MATTHEW MCLAUGHLIN
Matt McLaughlin
ended on 2012-03-15
CDR: 1989641
PHILIP MORIARTY
PHILIP E MORIARTY II PHIPPS MORIARTY II
ended on 2012-10-12
CDR: 4089658
JULIE FRAUNDORF
started on 2013-06-05
CDR: 2366022
BERNARD FRIZE
BERNARD J (JR) FRIZE BERNARD JOSEPH FRIZE JR BERNARD JOSEPH FRIZE BOB FRIZE BOBBY FRIZE JR ROBERT FRIZE JR
started on 2013-12-02
CDR: 5811501
MICHAEL HERVITZ
MICHAEL HERVITZ MICKY HERVITZ
started on 2013-06-15
CDR: 5786723
THERESA BILDT
THERESA BILDT THERESA MARIE NICHOLO
started on 2013-07-29
CDR: 5558728
Suzanne Stone
SUZANNE JANE STONE
started on 2013-04-26
CDR: 2711371
EVONNE ARMENTA
started on 2013-09-30
CDR: 5449857
ANA PAZO
ended on 2013-03-19
CDR: 2829177
LUKE COLLINS
ended on 2013-10-23
CDR: 4509090
ANDREW ROSENFIELD
ended on 2013-09-30
CDR: 2621346
ADAM REZAK
ended on 2013-12-12
CDR: 1712263
JENNIFER NILLES
JENNIFER J NILLES JENNIFER JEAN NILLES MS
ended on 2013-07-29
CDR: 5694877
ALEXANDRA DIALYNAS
ALEXANDRA M DIALYNAS
started on 2014-04-18
CDR: 6330183
JEFFREY FULK
Jeffrey Fulk
started on 2014-07-02
CDR: 4985772
JOSHUA FREMED
JOSHUA M FREMED JOSHUA FREMED
started on 2014-03-20
CDR: 1852595
KEVIN DUFFY
started on 2014-07-01
CDR: 5433491
ERIN KING
ERIN ELIZABETH NYHOFF ERIN ELIZABETH NYHOFF-KING
started on 2014-08-13
CDR: 6292577
MARIA MILES
started on 2014-03-27
CDR: 4196610
ERIC TEDD
started on 2014-06-12
CDR: 1859882
JEFFREY NELLESSEN
started on 2014-06-06
CDR: 5624327
JOSHUA ROTHSTEIN
started on 2014-02-13
CDR: 4089658
JULIE FRAUNDORF
ended on 2014-01-29
CDR: 2366022
BERNARD FRIZE
BERNARD J (JR) FRIZE BERNARD JOSEPH FRIZE JR BERNARD JOSEPH FRIZE BOB FRIZE BOBBY FRIZE JR ROBERT FRIZE JR
ended on 2014-07-30
CDR: 1852595
KEVIN DUFFY
ended on 2014-08-27
CDR: 5786723
THERESA BILDT
THERESA BILDT THERESA MARIE NICHOLO
ended on 2014-09-29
CDR: 6292577
MARIA MILES
ended on 2014-11-12
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
ended on 2014-04-01
CDR: 5624327
JOSHUA ROTHSTEIN
ended on 2014-05-08
CDR: 5822540
MURUGATHAS GANESHAN
started on 2015-11-13
CDR: 6330183
JEFFREY FULK
Jeffrey Fulk
ended on 2015-08-19
CDR: 4985772
JOSHUA FREMED
JOSHUA M FREMED JOSHUA FREMED
ended on 2015-04-08
CDR: 5449369
MICHAEL ANDERSEN
MICHAEL PAUL ANDERSEN Michael Andersen
ended on 2015-06-01
CDR: 2768636
CHARLES STUCKE
ended on 2015-04-08
CDR: 4316715
Christopher Shin
CHRIS SHIN
ended on 2015-08-19
CDR: 2711371
EVONNE ARMENTA
ended on 2015-04-08
CDR: 5713886
TRAVIS SCOTT
started on 2016-11-04
CDR: 1311419
STEPHEN HOME
started on 2016-08-31
CDR: 6591901
Daniel Park
started on 2016-05-27
CDR: 6620274
Elizabeth Crespin
Elizabeth Crespin
started on 2016-06-06
CDR: 5103495
GEORGIA MCFARLAND
GEORGIA C COCHRANE
started on 2016-01-21
CDR: 5879040
KATHERINE SEGRAVES
KATHERINE LOUISE FORSYTHE
started on 2016-10-26
CDR: 5694877
ALEXANDRA DIALYNAS
ALEXANDRA M DIALYNAS
ended on 2016-04-27
CDR: 5822540
MURUGATHAS GANESHAN
ended on 2016-04-08
CDR: 2234367
TODD MILLMAN
ended on 2016-12-14
CDR: 5916578
ALLYSON ALONSO
ended on 2016-11-04
CDR: 4196610
ERIC TEDD
ended on 2016-12-14
CDR: 2383444
JEFFREY LANGE
JEFF LANGE JEFFREY LANGE
ended on 2016-08-08
CDR: 6620274
Elizabeth Crespin
Elizabeth Crespin
ended on 2017-04-20
CDR: 1359739
DONALD MUETH
ended on 2017-03-30
CDR: 6076950
SANDY CHOI
started on 2018-09-27
CDR: 1403967
MATTHEW LINDLAND
started on 2018-10-09
CDR: 1256101
Patricia Dredze
PATRICIA A FLYNN
started on 2018-05-10
CDR: 2293178
CHETAN MARFATIA
CHETAN K MARFATIA CHETAN MARFATIA
started on 2018-10-30
CDR: 6135986
JOSHUA ERDE
Joshua Erde
started on 2018-10-09
CDR: 5713886
TRAVIS SCOTT
ended on 2018-03-15
CDR: 6591901
Daniel Park
ended on 2018-05-31
CDR: 5714469
Joseph McElligott
JOSEPH BERNARD MCELLIGOTT IV
ended on 2018-10-25
CDR: 5879040
KATHERINE SEGRAVES
KATHERINE LOUISE FORSYTHE
ended on 2018-03-15
CDR: 1859882
JEFFREY NELLESSEN
ended on 2018-02-16
CDR: 6171611
Zachary Johnson
ZACHARY WILLIAM JOHNSON
started on 2019-10-15
CDR: 5811501
MICHAEL HERVITZ
MICHAEL HERVITZ MICKY HERVITZ
ended on 2019-11-06
CDR: 4857325
Jonathan Herrick
started on 2020-02-28
CDR: 7226377
Matthew Lewis
Matthew Lewis
started on 2020-07-22
CDR: 1311419
STEPHEN HOME
ended on 2020-10-14
CDR: 5103495
GEORGIA MCFARLAND
GEORGIA C COCHRANE
ended on 2020-03-03
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