Company Name:
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Address:
SUITE 500, 100 WILSHIRE BLVD, SANTA MONICA CA 90401
CRD Number:
137432
SEC Number:
801-66786
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
started on 2006-07-26
CDR: 2030658
ROY CORR
ROY CORPS
started on 2006-07-27
CDR: 2730392
MOSHE YAMPEL
MICHAEL YAMPEL MIKE YAMPEL
started on 2006-07-26
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
started on 2006-03-28
CDR: 4674355
VICTOR MARTINEZ
VICTOR MARTINEZ
started on 2006-10-04
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
ended on 2006-04-07
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
started on 2007-11-15
CDR: 2671132
ANNE WALSH
ANNE ELIZABETH BOOKWALTER ANNE BOOKWALTER-WALSH
started on 2007-06-21
CDR: 4792236
MARK VALENTINO
started on 2007-11-06
CDR: 2649015
JAYSON FLOWERS
JAY FLOWERS
started on 2007-11-07
CDR: 4437958
SIMON LIU
lui
started on 2007-01-02
CDR: 4792236
MARK VALENTINO
ended on 2008-08-26
CDR: 2030658
ROY CORR
ROY CORPS
ended on 2010-08-24
CDR: 4333316
SARAH LANGE
started on 2011-02-17
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
ended on 2011-12-31
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
ended on 2011-12-31
CDR: 4333316
SARAH LANGE
ended on 2011-07-07
CDR: 2671132
ANNE WALSH
ANNE ELIZABETH BOOKWALTER ANNE BOOKWALTER-WALSH
ended on 2011-12-31
CDR: 2730392
MOSHE YAMPEL
MICHAEL YAMPEL MIKE YAMPEL
ended on 2011-11-02
CDR: 2649015
JAYSON FLOWERS
JAY FLOWERS
ended on 2011-12-31
CDR: 4437958
SIMON LIU
lui
ended on 2011-05-31
CDR: 4674355
VICTOR MARTINEZ
VICTOR MARTINEZ
ended on 2011-12-31
CDR: 2649015
JAYSON FLOWERS
JAY FLOWERS
started on 2012-05-25
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
started on 2012-05-21
CDR: 2671132
ANNE WALSH
ANNE ELIZABETH BOOKWALTER ANNE BOOKWALTER-WALSH
started on 2012-05-25
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
started on 2012-05-25
CDR: 4674355
VICTOR MARTINEZ
VICTOR MARTINEZ
started on 2012-05-25
CDR: 5909757
BRYAN LAZARUS
BRYAN S. LAZARUS BRYAN LAZARUS
started on 2013-01-02
CDR: 1712263
JENNIFER NILLES
JENNIFER J NILLES JENNIFER JEAN NILLES MS
started on 2013-07-30
CDR: 4839737
TREVOR BUSH
started on 2013-05-17
CDR: 6209882
BLAKE BEHRENS
started on 2013-09-18
CDR: 5636704
MATTHEW PISANELLI
MATTHEW PISANELLI
started on 2013-01-10
CDR: 5421178
RUSSELL GREIG
RUSS THOMAS GREIG
started on 2013-01-02
CDR: 2660890
LEIGH POGGIO
started on 2013-05-17
CDR: 5046152
LAUREN O'BRYAN
LAUREN A OBRYAN
started on 2013-05-17
CDR: 2386319
Mark ALAN Radville
started on 2013-01-02
CDR: 5001801
KATHERINE COWAN
KATHERINE ELIZABETH COWAN KATHERINE ELIZABETH MAROON KATIE ELIZABETH MAROON
started on 2013-09-04
CDR: 5421178
RUSSELL GREIG
RUSS THOMAS GREIG
ended on 2013-04-19
CDR: 4370068
JENNIFER JACKSON
JENNIFER JACKSON WEBER JENNIFER WELLS WEBER
started on 2014-10-31
CDR: 1569608
STEVEN WASSERMAN
STEVE WASSERMAN
started on 2014-05-19
CDR: 4351304
KEVIN GRANELLI
started on 2014-02-05
CDR: 4693861
LOUISA CHEN
started on 2014-04-18
CDR: 5909757
BRYAN LAZARUS
BRYAN S. LAZARUS BRYAN LAZARUS
ended on 2014-02-20
CDR: 4409186
KRISTINA AMATO
KRISTINA HUANG
ended on 2014-04-01
CDR: 4839737
TREVOR BUSH
ended on 2014-02-05
CDR: 4351304
KEVIN GRANELLI
ended on 2014-07-01
CDR: 4674355
VICTOR MARTINEZ
VICTOR MARTINEZ
ended on 2014-04-04
CDR: 5636704
MATTHEW PISANELLI
MATTHEW PISANELLI
ended on 2015-06-22
CDR: 5046152
LAUREN O'BRYAN
LAUREN A OBRYAN
ended on 2015-05-06
CDR: 4693861
LOUISA CHEN
ended on 2015-05-13
CDR: 6462397
JOSEPH NOVELLI
started on 2016-03-22
CDR: 6273944
MELISSA FITZGERALD
started on 2016-03-21
CDR: 4370068
JENNIFER JACKSON
JENNIFER JACKSON WEBER JENNIFER WELLS WEBER
ended on 2016-01-07
CDR: 1569608
STEVEN WASSERMAN
STEVE WASSERMAN
ended on 2016-04-13
CDR: 2386319
Mark ALAN Radville
ended on 2016-04-13
CDR: 6273944
MELISSA FITZGERALD
ended on 2016-04-13
CDR: 6225023
BRADFORD BRACEY
started on 2017-09-28
CDR: 6501446
Ivan Luna
started on 2017-10-17
CDR: 6462397
JOSEPH NOVELLI
ended on 2017-05-17
CDR: 2547959
ERIC SILVERGOLD
ERIC S SILVERGOLD
ended on 2019-01-16
CDR: 6225023
BRADFORD BRACEY
ended on 2020-09-18
CDR: 2649015
JAYSON FLOWERS
JAY FLOWERS
ended on 2021-01-21



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