Company Name:
GUZMAN & COMPANY
Address:
14TH FLOOR, 101 ARAGON AVENUE, CORAL GABLES, FL 33134-5426
CRD Number:
21013
CIK Number:
822756
SEC File Number:
838646
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1609679
LEOPOLDO GUZMAN
started on 1987-12-22
CDR: 1263078
Janice Crawford
started on 1989-08-03
CDR: 1934162
KENNETH RIFFLE
KEN RIFFLE
started on 1989-06-20
CDR: 1934162
KENNETH RIFFLE
KEN RIFFLE
ended on 1989-08-26
CDR: 730152
KARAN TREHAN
started on 1990-03-28
CDR: 1472190
AGNES KETTYLES
started on 1990-06-29
CDR: 1604190
RAUL MAS
started on 1990-11-26
CDR: 730152
KARAN TREHAN
ended on 1990-06-12
CDR: 1263078
Janice Crawford
ended on 1990-01-12
CDR: 1666353
RODERICK MULCAHY
RORY MULCAHY
started on 1992-11-13
CDR: 1013644
GIOIA MASTERPALO
GIOIA ANN BRANCACCIO GIOIA BRANCACCIO MASTERPALO
started on 1992-12-02
CDR: 1604190
RAUL MAS
ended on 1992-06-27
CDR: 2059625
PERCY AGUILA
started on 1993-03-01
CDR: 2309541
GENEMARIE EGUILIOR
started on 1993-07-19
CDR: 1192391
GEORGE RODRIGUEZ
started on 1993-05-25
CDR: 2059625
PERCY AGUILA
ended on 1993-10-29
CDR: 1013644
GIOIA MASTERPALO
GIOIA ANN BRANCACCIO GIOIA BRANCACCIO MASTERPALO
ended on 1993-12-22
CDR: 2395986
RAFAEL PAREDES
RAFAEL PADRON
started on 1994-01-17
CDR: 208034
DENNIS FINNERAN
started on 1995-11-09
CDR: 1666353
RODERICK MULCAHY
RORY MULCAHY
ended on 1995-08-10
CDR: 2769187
LOUIS VALENTINO
LOUIS GERALD VALENTINO
started on 1996-09-30
CDR: 208034
DENNIS FINNERAN
ended on 1996-07-10
CDR: 1797361
PAUL D'ARIENZO
PAUL PETER DARIENZO
started on 1997-02-12
CDR: 2788842
LUIS SAENZ
LUIS A SAENZ
started on 1997-01-28
CDR: 2059799
JOSEPH BERNSTEN
JOSPEH BERNSTEN
started on 1997-02-28
CDR: 2788842
LUIS SAENZ
LUIS A SAENZ
ended on 1997-03-11
CDR: 3101161
MICHAEL COVERT
MICHAEL JAMES COUERT JR
started on 1998-09-30
CDR: 2768166
John Augello
started on 1998-12-23
CDR: 850471
WILLIAM ROBERTSON
BILL ROBERTSON
started on 1999-09-28
CDR: 2746899
ANDREW BUCHNER
ANDREW BUCHNER
started on 1999-06-18
CDR: 3101161
MICHAEL COVERT
MICHAEL JAMES COUERT JR
ended on 1999-10-11
CDR: 2059799
JOSEPH BERNSTEN
JOSPEH BERNSTEN
ended on 1999-03-19
CDR: 208034
DENNIS FINNERAN
started on 2000-12-15
CDR: 1850464
PATRICK COMACK
started on 2000-03-16
CDR: 2970470
DAVID JOYCE
DAVID CARL JOYCE
started on 2000-04-18
CDR: 4074313
CAROLINA RODRIGUEZ
CAROLINA VALEZKA ESPINOZA
started on 2000-01-12
CDR: 1797361
PAUL D'ARIENZO
PAUL PETER DARIENZO
ended on 2000-09-15
CDR: 2395986
RAFAEL PAREDES
RAFAEL PADRON
ended on 2000-05-05
CDR: 4282420
ROGELIO FERNANDEZ
ROY FERNANDEZ
started on 2001-05-03
CDR: 3188820
ROBERT BERNEY
BOB BERNEY
started on 2001-03-08
CDR: 3167594
ALLAN SERCHAY
started on 2001-03-07
CDR: 2946307
FRANK LOGALBO
FRANK A LOGALBO
started on 2002-08-09
CDR: 3151913
BRIAN RUBINO
started on 2002-10-23
CDR: 4501271
JOHN BELL
started on 2002-09-13
CDR: 1029724
BRIAN REILLY
started on 2002-05-09
CDR: 4282420
ROGELIO FERNANDEZ
ROY FERNANDEZ
ended on 2002-02-01
CDR: 2986530
Alexander Saldarriaga
started on 2003-07-11
CDR: 2946307
FRANK LOGALBO
FRANK A LOGALBO
ended on 2003-09-26
CDR: 2769187
LOUIS VALENTINO
LOUIS GERALD VALENTINO
ended on 2003-08-19
CDR: 3167594
ALLAN SERCHAY
ended on 2003-12-03
CDR: 2160966
GERARD MORENO
started on 2004-11-01
CDR: 1388826
WILLIAM KIRINCICH
started on 2004-09-29
CDR: 855052
PATRICK DAVIS
PATRICK O DAVIS
started on 2004-10-26
CDR: 2667589
JONATHAN POSNER
started on 2004-10-13
CDR: 1616575
JOSEPH GUISSARI
JOSEPH R GUISSARI
started on 2004-09-16
CDR: 1252935
JOHN RAY
JOHN ARTHUR RAY III JR RAY III
started on 2004-10-26
CDR: 2986530
Alexander Saldarriaga
ended on 2004-03-22
CDR: 1850464
PATRICK COMACK
ended on 2004-08-31
CDR: 3151913
BRIAN RUBINO
ended on 2004-09-13
CDR: 2970470
DAVID JOYCE
DAVID CARL JOYCE
ended on 2004-06-18
CDR: 1192391
GEORGE RODRIGUEZ
ended on 2004-06-18
CDR: 4254961
FRED DEMARCO
started on 2005-09-01
CDR: 2024598
JOHN NENA
started on 2005-01-01
CDR: 2784420
ROY MANSELL
ROY R JOHNSON
started on 2005-04-18
CDR: 5014670
ALEXIS MILLER
started on 2005-08-26
CDR: 2160966
GERARD MORENO
ended on 2005-07-18
CDR: 2024598
JOHN NENA
ended on 2005-05-31
CDR: 1388826
WILLIAM KIRINCICH
ended on 2005-02-22
CDR: 2667589
JONATHAN POSNER
ended on 2005-05-27
CDR: 1616575
JOSEPH GUISSARI
JOSEPH R GUISSARI
ended on 2005-09-02
CDR: 1252935
JOHN RAY
JOHN ARTHUR RAY III JR RAY III
ended on 2005-05-09
CDR: 5029378
MARC GOODMAN
started on 2006-01-01
CDR: 1609679
LEOPOLDO GUZMAN
started on 2006-09-07
CDR: 855052
PATRICK DAVIS
PATRICK O DAVIS
ended on 2006-06-26
CDR: 5014670
ALEXIS MILLER
ended on 2006-07-03
CDR: 5014670
ALEXIS MILLER
started on 2007-05-03
CDR: 5479734
MARK GUZMAN
started on 2008-05-16
CDR: 5663466
ERICA GUZMAN
started on 2009-04-30
CDR: 3101161
MICHAEL COVERT
MICHAEL JAMES COUERT JR
started on 2009-08-04
CDR: 5184537
Veronica Puello Visbal
VERONICA ISABEL PUELLO SCHOTT VERONICA ISABEL PUELLO VISBAL VERONICA ISABEL PUELLOSCHOTT Veronica Visbal
started on 2010-08-31
CDR: 4057790
CLARENCE WILLIAMS
started on 2010-04-07
CDR: 2988526
JOHN BALLARD
started on 2010-12-21
CDR: 4203474
JAMES BELL
JAMES BELL
started on 2010-08-31
CDR: 3006068
KENNETH BOLTON
LARRY BOLTON
started on 2010-12-15
CDR: 208034
DENNIS FINNERAN
ended on 2010-03-05
CDR: 3188820
ROBERT BERNEY
BOB BERNEY
ended on 2010-03-05
CDR: 1456792
DOUGLAS GASHER
D S GASHER
started on 2011-01-07
CDR: 2369717
PAUL ALLEGRA
PAUL L ALLEGRA PAUL LEO ALLEGRA
started on 2011-08-31
CDR: 5104371
XINYU CAI
GARRETT CAI
started on 2011-11-09
CDR: 5184537
Veronica Puello Visbal
VERONICA ISABEL PUELLO SCHOTT VERONICA ISABEL PUELLO VISBAL VERONICA ISABEL PUELLOSCHOTT Veronica Visbal
ended on 2011-09-30
CDR: 4057790
CLARENCE WILLIAMS
ended on 2011-06-15
CDR: 2988526
JOHN BALLARD
ended on 2011-08-12
CDR: 3006068
KENNETH BOLTON
LARRY BOLTON
ended on 2011-01-27
CDR: 1029724
BRIAN REILLY
ended on 2011-09-27
CDR: 5978156
CHRISTOPHER RILEY
started on 2012-09-06
CDR: 69596
HAROLD DOLEY
HAROLD EMMANUEL DOLEY JR
started on 2012-10-23
CDR: 6062348
XIAODONG WU
BRIAN WU
started on 2012-10-31
CDR: 6019741
CHRISTOPHER MILLER
started on 2012-04-18
CDR: 2728106
MICHAEL FENSKE
started on 2012-05-03
CDR: 5648361
HINDS HOWARD
HINDS HOWARD
started on 2012-05-07
CDR: 5029378
MARC GOODMAN
ended on 2012-03-29
CDR: 4254961
FRED DEMARCO
ended on 2012-01-19
CDR: 5663466
ERICA GUZMAN
ended on 2012-12-17
CDR: 3101161
MICHAEL COVERT
MICHAEL JAMES COUERT JR
ended on 2012-11-28
CDR: 69596
HAROLD DOLEY
HAROLD EMMANUEL DOLEY JR
ended on 2012-12-17
CDR: 2784420
ROY MANSELL
ROY R JOHNSON
ended on 2012-06-01
CDR: 2768166
John Augello
ended on 2012-03-29
CDR: 4074313
CAROLINA RODRIGUEZ
CAROLINA VALEZKA ESPINOZA
ended on 2012-03-29
CDR: 5424349
DANIEL CAPPELLO
started on 2013-07-29
CDR: 6248172
LUIS TORIBIO
started on 2013-11-19
CDR: 5335804
CHERYL STAMBAUGH
Cheri Marie Bevilacqua Cheryl Marie Bevilacqua CHERI MARIE STAMBAUGH CHERI STAMBAUGH
started on 2013-10-22
CDR: 846027
GREGORY BROWN
started on 2013-12-16
CDR: 5919979
ALINA CHESTER
started on 2013-08-12
CDR: 1456792
DOUGLAS GASHER
D S GASHER
ended on 2013-09-30
CDR: 2309541
GENEMARIE EGUILIOR
ended on 2013-06-03
CDR: 5479734
MARK GUZMAN
ended on 2013-10-09
CDR: 2369717
PAUL ALLEGRA
PAUL L ALLEGRA PAUL LEO ALLEGRA
ended on 2013-05-06
CDR: 2728106
MICHAEL FENSKE
ended on 2013-08-08
CDR: 5648361
HINDS HOWARD
HINDS HOWARD
ended on 2013-10-18
CDR: 5471293
Angela Terra
ANGELA B TERRA
started on 2014-09-29
CDR: 5362891
RUSLAN MAGDEEV
started on 2014-08-25
CDR: 2142678
PETER BAZYLEWICZ
started on 2014-07-24
CDR: 5782257
Erin Clemens
ERIN LEE IRVING
started on 2014-03-27
CDR: 5335804
CHERYL STAMBAUGH
Cheri Marie Bevilacqua Cheryl Marie Bevilacqua CHERI MARIE STAMBAUGH CHERI STAMBAUGH
ended on 2014-01-02
CDR: 1472190
AGNES KETTYLES
ended on 2014-04-16
CDR: 5919979
ALINA CHESTER
ended on 2014-04-09
CDR: 5104371
XINYU CAI
GARRETT CAI
ended on 2014-10-03
CDR: 6518666
JOHN LINLEY
started on 2015-10-12
CDR: 4512565
MONICA ONISICK
MONICA RAMIREZ - VARGAS
started on 2015-11-17
CDR: 860166
SANTOS RICARDO
WALTER S. RICARDO
started on 2015-11-17
CDR: 6507476
ETHAN CREO
started on 2015-07-28
CDR: 5424349
DANIEL CAPPELLO
ended on 2015-07-17
CDR: 2649518
ANTONIO TOIRAC
JOSE ANTONIO TOIRAC JR
started on 2016-08-15
CDR: 6691888
Erik Killough
Killough Matthew Erik
started on 2016-08-25
CDR: 5471293
Angela Terra
ANGELA B TERRA
ended on 2016-06-20
CDR: 4512565
MONICA ONISICK
MONICA RAMIREZ - VARGAS
ended on 2016-11-07
CDR: 860166
SANTOS RICARDO
WALTER S. RICARDO
ended on 2016-11-07
CDR: 5782257
Erin Clemens
ERIN LEE IRVING
ended on 2016-11-18
CDR: 2649518
ANTONIO TOIRAC
JOSE ANTONIO TOIRAC JR
ended on 2017-07-10
CDR: 5978156
CHRISTOPHER RILEY
ended on 2017-01-03
CDR: 4467015
ANTHONY GREER
Tony GREER
started on 2018-08-07
CDR: 6062348
XIAODONG WU
BRIAN WU
ended on 2018-01-16
CDR: 1609679
LEOPOLDO GUZMAN
ended on 2018-02-22
CDR: 4865394
FARID VELASQUEZ ELNESER
ANDRES FARID VELASQUEZ FARID ANDRES VELASQUEZ
started on 2019-12-02
CDR: 1921407
CRAIG JOHNSON
CRAIG F JOHNSON
started on 2019-02-22
CDR: 1921407
CRAIG JOHNSON
CRAIG F JOHNSON
ended on 2019-11-13
CDR: 3074468
DANIEL WILSON
DANIEL WILSON
started on 2020-06-01
CDR: 6062348
XIAODONG WU
BRIAN WU
started on 2020-01-30
CDR: 6062348
XIAODONG WU
BRIAN WU
ended on 2020-03-06



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