Company Name:
HAITONG INTERNATIONAL SECURITIES (USA) INC.
Address:
12TH FLOOR, 340 MADISON AVEUNUE, NEW YORK, NY 10173
CRD Number:
132201
CIK Number:
1295232
SEC File Number:
866566
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2120710
DAVID LUCAS
started on 2005-01-13
CDR: 1554301
SEAN FORBES
MATTHEW SEAN FORBES MATTHEW FORBES SEAN
started on 2005-01-13
CDR: 1201948
SILVIA BASILOTTA
SILVIA GRACE BASILOTTA SILVIA GRACE PANDULLO SILVIA GRACIELA PANDULLO SLIVIA GRACE PANDULLO
started on 2005-01-13
CDR: 4260028
JAMES CARROLL
started on 2011-02-24
CDR: 5958039
JOHN BROOKE
started on 2011-12-05
CDR: 4018680
Valentine Huang
VAL HUANG Valentine Huang
started on 2013-12-19
CDR: 1364806
PETER GRAVES
started on 2014-04-22
CDR: 1987727
ELENA YOON
started on 2014-07-01
CDR: 4939957
ANN SUNDAVADRA
ANN LOUISE CREASY ANN LOUISE SUNDAVADRA
started on 2015-02-10
CDR: 4500162
ANDREW HOWELLS
ANDREW D HOWELLS
started on 2015-12-01
CDR: 5054212
DARREN HODGSON
started on 2015-10-27
CDR: 4018680
Valentine Huang
VAL HUANG Valentine Huang
ended on 2015-07-16
CDR: 4173875
JOHN JUGGINS
JOHN ALBERT JUGGINS NEIL NEIL JUGGINS
started on 2016-09-22
CDR: 5473158
RISHAV JHA
started on 2016-12-21
CDR: 6541636
EDWARD CHUNG
started on 2016-01-12
CDR: 3061344
Georgina Weigel
GEORGINA CHANEL DIMASIN Georgie Dimasin
started on 2016-07-11
CDR: 1290912
STEPHEN USHER
started on 2016-10-04
CDR: 5696316
ANDREW SULLIVAN
started on 2017-01-03
CDR: 4223998
XIANG HOU
HEATHER HOU
started on 2017-02-13
CDR: 4400758
MICHAEL COOPER
MICHAEL CHARLES C COOPER
started on 2017-07-25
CDR: 5162247
JOSEPH MARTIN
started on 2017-08-29
CDR: 4178565
ANDREW PLIMACK
ANDY PLIMACK
started on 2017-06-12
CDR: 4939957
ANN SUNDAVADRA
ANN LOUISE CREASY ANN LOUISE SUNDAVADRA
ended on 2017-07-07
CDR: 5696316
ANDREW SULLIVAN
ended on 2017-06-09
CDR: 2120710
DAVID LUCAS
ended on 2017-03-08
CDR: 3019104
DANIEL PYNE
started on 2018-08-09
CDR: 4986712
CHRISTOPHER HEALY
started on 2018-03-26
CDR: 6579306
PERRY SIMONE
started on 2018-10-10
CDR: 2017893
EMMANUEL HERMES
E JOSEPH HERMES JOSEPH E HERMES JOSEPH HERMES
started on 2018-03-21
CDR: 6508240
NIALANDA LLOYD
started on 2018-12-11
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
started on 2018-05-22
CDR: 1542168
Jorge Cabrera
JORGE L CABRERA
started on 2018-05-15
CDR: 5893930
YOUQING LIU
LIU YOUQING
started on 2018-07-10
CDR: 6578009
Rafael Capa Martinez
Rafael Capa Martinez
started on 2018-09-17
CDR: 6244888
MENGYU LAN
started on 2018-10-15
CDR: 6343851
ASHLEY GARCES
ASHLEY GARCES
started on 2018-10-17
CDR: 6135469
DORTE JENSS
DORTE JENSS-TOMASULO
started on 2018-12-11
CDR: 6743695
JINGTING WANG
started on 2018-08-22
CDR: 6609236
HAOFENG WU
HOWARD WU
started on 2018-08-22
CDR: 5248191
LEI HUANG
started on 2018-06-27
CDR: 4907844
SONG TENG
started on 2018-04-02
CDR: 5628092
NUNO FERNANDES CARDOSO
NUNO DAVID CARDOSO
started on 2018-11-16
CDR: 5370606
CODY BLACK
CODY DENMAN BLACK CODY BLACK
started on 2018-02-14
CDR: 6531446
SU ZHEN LU
Suzhen Lu
started on 2018-09-25
CDR: 4400758
MICHAEL COOPER
MICHAEL CHARLES C COOPER
ended on 2018-11-05
CDR: 4500162
ANDREW HOWELLS
ANDREW D HOWELLS
ended on 2018-03-12
CDR: 5162247
JOSEPH MARTIN
ended on 2018-07-17
CDR: 6525706
ANDREW FREYRE-SANDERS
started on 2019-03-22
CDR: 1384468
RICHARD MORANO
started on 2019-01-23
CDR: 2784086
MIFTAR SPAHIJA
MIFTAR SPAHIJA JR Miftar Spahija jr.
started on 2019-01-23
CDR: 7141825
Meng Zhang
Maggie Zhang
started on 2019-11-04
CDR: 4939957
ANN SUNDAVADRA
ANN LOUISE CREASY ANN LOUISE SUNDAVADRA
started on 2019-01-31
CDR: 3120765
YAN WU
started on 2019-11-15
CDR: 2903671
RODD KAUFFMAN
started on 2019-01-23
CDR: 6199711
Zheng Wang
started on 2019-02-08
CDR: 7161115
Jiachen Xu
Jerry Xu
started on 2019-09-27
CDR: 3261984
Chung Kim
PETER KIM
started on 2019-07-23
CDR: 5058329
Irakli Tatishvili
IRAKLI TATISHVILI
started on 2019-12-12
CDR: 7171138
Luokun Ren
started on 2019-10-21
CDR: 7179962
YITONG ZHOU
Ashley Zhou
started on 2019-11-13
CDR: 2633402
ROBERT GLASS
started on 2019-01-23
CDR: 6420384
LU AN
Jason An
started on 2019-11-14
CDR: 7177993
Shengran Huang
Karina Huang
started on 2019-10-25
CDR: 5888676
AHMED GAD
started on 2019-06-05
CDR: 4986712
CHRISTOPHER HEALY
ended on 2019-07-19
CDR: 1384468
RICHARD MORANO
ended on 2019-06-03
CDR: 2784086
MIFTAR SPAHIJA
MIFTAR SPAHIJA JR Miftar Spahija jr.
ended on 2019-03-27
CDR: 4939957
ANN SUNDAVADRA
ANN LOUISE CREASY ANN LOUISE SUNDAVADRA
ended on 2019-11-19
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
ended on 2019-11-08
CDR: 4173875
JOHN JUGGINS
JOHN ALBERT JUGGINS NEIL NEIL JUGGINS
ended on 2019-06-28
CDR: 1364806
PETER GRAVES
ended on 2019-07-11
CDR: 5893930
YOUQING LIU
LIU YOUQING
ended on 2019-05-13
CDR: 7171138
Luokun Ren
ended on 2019-10-29
CDR: 2633402
ROBERT GLASS
ended on 2019-12-10
CDR: 5958039
JOHN BROOKE
ended on 2019-10-29
CDR: 5248191
LEI HUANG
ended on 2019-03-01
CDR: 5366311
SHERMAN GUO
SHERMAN QUIYING GUO SHERMAN QIYING QIYING GUO
started on 2020-01-24
CDR: 5392575
JANE O'SULLIVAN
JANE E O'SULLIVAN
started on 2020-06-18
CDR: 6525706
ANDREW FREYRE-SANDERS
ended on 2020-01-22
CDR: 6508240
NIALANDA LLOYD
ended on 2020-06-04
CDR: 6199711
Zheng Wang
ended on 2020-07-15
CDR: 6541636
EDWARD CHUNG
ended on 2020-10-07
CDR: 4260028
JAMES CARROLL
ended on 2020-01-21
CDR: 6420384
LU AN
Jason An
ended on 2020-10-15
CDR: 6135469
DORTE JENSS
DORTE JENSS-TOMASULO
ended on 2020-03-14
CDR: 6609236
HAOFENG WU
HOWARD WU
ended on 2020-10-17
CDR: 3061344
Georgina Weigel
GEORGINA CHANEL DIMASIN Georgie Dimasin
ended on 2020-06-11
CDR: 4907844
SONG TENG
ended on 2020-04-30
CDR: 5054212
DARREN HODGSON
ended on 2020-01-21
CDR: 1290912
STEPHEN USHER
ended on 2020-09-29
CDR: 7205185
WeiLu YE
VERONICA YE WeiLu Ye
started on 2021-03-09



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