Company Name:
HAITONG SECURITIES USA LLC
Address:
340 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10173
CRD Number:
281918
CIK Number:
1656347
SEC File Number:
869694
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
2019
2020
2021
CDR: 6704843
HECHEN ZHAO
started on 2016-11-21
CDR: 4623927
MARGARITA ROMAN-RAMIREZ
MARGARITA RIVERA MAGARITA ROMAN-RAMIREZ
started on 2016-09-28
CDR: 5597795
PEDRO MARQUES
PEDRO MARQUES PEDRO VASCONCELOS PEREIRA E SILVA MARQUES
started on 2016-09-28
CDR: 2596222
JEAN GARCES
started on 2016-12-05
CDR: 2381629
CHARLES CORTELLESI
CHARLES CORTELLESI
started on 2016-09-28
CDR: 2633402
ROBERT GLASS
started on 2016-09-28
CDR: 2784086
MIFTAR SPAHIJA
MIFTAR SPAHIJA JR Miftar Spahija jr.
started on 2016-11-04
CDR: 3230475
FRANK CLAAS
started on 2016-09-28
CDR: 4400758
MICHAEL COOPER
MICHAEL CHARLES C COOPER
started on 2016-09-28
CDR: 2476768
MAURICIO LOPEZ
MO LOPEZ
started on 2016-09-28
CDR: 4449847
ANDRES COPETE
ANDRES I COPETE ANDRES I. COPETE
started on 2016-09-28
CDR: 6579306
PERRY SIMONE
started on 2016-09-28
CDR: 2197107
MICHAEL ROWE
MICHAEL E ROWE
started on 2016-11-08
CDR: 5345006
DEVIN DEANE
started on 2016-11-01
CDR: 5392575
JANE O'SULLIVAN
JANE E O'SULLIVAN
started on 2016-09-28
CDR: 1092501
DIANA BERGHERR
DIANA E BERGHERR
started on 2016-09-28
CDR: 6578049
ANTHONY TODARO
started on 2016-09-28
CDR: 5865457
MARTIM RICCIARDI
MARTIM G.S. RICCIARDI
started on 2016-09-28
CDR: 3019104
DANIEL PYNE
started on 2016-09-28
CDR: 1384468
RICHARD MORANO
started on 2016-12-19
CDR: 6578009
Rafael Capa Martinez
Rafael Capa Martinez
started on 2016-09-28
CDR: 6625111
JING TANG
started on 2016-09-28
CDR: 2475245
WILLIAM RUSCH
BILLY RUSCH
started on 2016-09-28
CDR: 5628092
NUNO FERNANDES CARDOSO
NUNO DAVID CARDOSO
started on 2016-09-28
CDR: 1536208
NADIN CAVUSOGLU
started on 2016-09-28
CDR: 6579347
ROGERIO GRAZIOTTIN
started on 2016-09-28
CDR: 3219445
MICHAEL GLYNN
MICHAEL G GLYNN
started on 2016-09-28
CDR: 6083861
RODRIGO CARVALHO
Rodrigo Ferreira de Cunha Metelo de Carvalho
started on 2016-09-28
CDR: 5031428
THOMAS FRIEBEL
started on 2016-10-12
CDR: 4048713
Dennis Holtzapffel
DENNIS ROLAND HOLTZAPFFEL DENNIS HOLTZAPFFEL
started on 2016-09-28
CDR: 1466454
FRANK BAUER-ROWE
FRANK ERICH BAUER FRANK ERICH BAUER ROWE ERICH BAUER-ROWE
started on 2016-09-29
CDR: 6609236
HAOFENG WU
HOWARD WU
started on 2016-09-28
CDR: 5865457
MARTIM RICCIARDI
MARTIM G.S. RICCIARDI
ended on 2016-10-27
CDR: 6580645
MARGAUX COLAS
Margaux Pauline Colas
started on 2017-02-07
CDR: 2903671
RODD KAUFFMAN
started on 2017-01-01
CDR: 2237544
SCOTT EILBECK
started on 2017-01-03
CDR: 6743695
JINGTING WANG
started on 2017-05-04
CDR: 4400758
MICHAEL COOPER
MICHAEL CHARLES C COOPER
ended on 2017-04-05
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
started on 2018-06-04
CDR: 3061344
Georgina Weigel
GEORGINA CHANEL DIMASIN Georgie Dimasin
started on 2018-06-04
CDR: 5893930
YOUQING LIU
LIU YOUQING
started on 2018-10-17
CDR: 6135469
DORTE JENSS
DORTE JENSS-TOMASULO
started on 2018-08-29
CDR: 4223998
XIANG HOU
HEATHER HOU
started on 2018-06-04
CDR: 5248191
LEI HUANG
started on 2018-07-16
CDR: 6508240
NIALANDA LLOYD
started on 2018-01-02
CDR: 1554301
SEAN FORBES
MATTHEW SEAN FORBES MATTHEW FORBES SEAN
started on 2018-08-21
CDR: 1364806
PETER GRAVES
started on 2018-06-04
CDR: 6343851
ASHLEY GARCES
ASHLEY GARCES
started on 2018-04-02
CDR: 1987727
ELENA YOON
started on 2018-06-04
CDR: 6704843
HECHEN ZHAO
ended on 2018-02-21
CDR: 4623927
MARGARITA ROMAN-RAMIREZ
MARGARITA RIVERA MAGARITA ROMAN-RAMIREZ
ended on 2018-09-11
CDR: 5597795
PEDRO MARQUES
PEDRO MARQUES PEDRO VASCONCELOS PEREIRA E SILVA MARQUES
ended on 2018-03-02
CDR: 2596222
JEAN GARCES
ended on 2018-03-02
CDR: 2381629
CHARLES CORTELLESI
CHARLES CORTELLESI
ended on 2018-02-23
CDR: 6580645
MARGAUX COLAS
Margaux Pauline Colas
ended on 2018-02-21
CDR: 3230475
FRANK CLAAS
ended on 2018-09-11
CDR: 2476768
MAURICIO LOPEZ
MO LOPEZ
ended on 2018-08-27
CDR: 4449847
ANDRES COPETE
ANDRES I COPETE ANDRES I. COPETE
ended on 2018-02-21
CDR: 2197107
MICHAEL ROWE
MICHAEL E ROWE
ended on 2018-02-21
CDR: 5345006
DEVIN DEANE
ended on 2018-12-03
CDR: 5392575
JANE O'SULLIVAN
JANE E O'SULLIVAN
ended on 2018-06-19
CDR: 1092501
DIANA BERGHERR
DIANA E BERGHERR
ended on 2018-09-11
CDR: 6578049
ANTHONY TODARO
ended on 2018-09-11
CDR: 2237544
SCOTT EILBECK
ended on 2018-07-27
CDR: 6625111
JING TANG
ended on 2018-03-08
CDR: 2475245
WILLIAM RUSCH
BILLY RUSCH
ended on 2018-09-11
CDR: 1536208
NADIN CAVUSOGLU
ended on 2018-02-21
CDR: 6579347
ROGERIO GRAZIOTTIN
ended on 2018-05-02
CDR: 6083861
RODRIGO CARVALHO
Rodrigo Ferreira de Cunha Metelo de Carvalho
ended on 2018-03-02
CDR: 5031428
THOMAS FRIEBEL
ended on 2018-02-21
CDR: 4048713
Dennis Holtzapffel
DENNIS ROLAND HOLTZAPFFEL DENNIS HOLTZAPFFEL
ended on 2018-02-21
CDR: 1466454
FRANK BAUER-ROWE
FRANK ERICH BAUER FRANK ERICH BAUER ROWE ERICH BAUER-ROWE
ended on 2018-02-23
CDR: 5888676
AHMED GAD
started on 2019-09-10
CDR: 6531446
SU ZHEN LU
Suzhen Lu
started on 2019-01-07
CDR: 7043698
HAICI HUANG
Tom Huang
started on 2019-05-10
CDR: 7177993
Shengran Huang
Karina Huang
started on 2019-11-06
CDR: 7179962
YITONG ZHOU
Ashley Zhou
started on 2019-11-07
CDR: 6199711
Zheng Wang
started on 2019-02-14
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
ended on 2019-11-08
CDR: 5893930
YOUQING LIU
LIU YOUQING
ended on 2019-05-13
CDR: 2633402
ROBERT GLASS
ended on 2019-12-10
CDR: 2784086
MIFTAR SPAHIJA
MIFTAR SPAHIJA JR Miftar Spahija jr.
ended on 2019-03-27
CDR: 5248191
LEI HUANG
ended on 2019-03-01
CDR: 1364806
PETER GRAVES
ended on 2019-07-11
CDR: 7043698
HAICI HUANG
Tom Huang
ended on 2019-08-06
CDR: 1384468
RICHARD MORANO
ended on 2019-06-03
CDR: 6609236
HAOFENG WU
HOWARD WU
ended on 2019-08-16
CDR: 6420384
LU AN
Jason An
started on 2020-01-23
CDR: 7205185
WeiLu YE
VERONICA YE WeiLu Ye
started on 2020-07-13
CDR: 3061344
Georgina Weigel
GEORGINA CHANEL DIMASIN Georgie Dimasin
ended on 2020-06-11
CDR: 6135469
DORTE JENSS
DORTE JENSS-TOMASULO
ended on 2020-03-14
CDR: 6508240
NIALANDA LLOYD
ended on 2020-06-04
CDR: 6420384
LU AN
Jason An
ended on 2020-10-15
CDR: 6199711
Zheng Wang
ended on 2020-07-15
CDR: 7166121
MENGCHI CAO
Camille Cao
started on 2021-03-08



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