Company Name:
HALES SECURITIES, LLC
Address:
SUITE 930, 1270 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
CRD Number:
104415
CIK Number:
1123540
SEC File Number:
852876
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4643253
JOHN KRASKA
started on 2003-04-25
CDR: 4566780
VINCENT TRAPANI
started on 2003-07-02
CDR: 2876117
LOUIS CALTAVUTURO
LOU CALTAVUTURO
started on 2004-11-02
CDR: 5748071
JOSEPH TRAISER
started on 2010-04-28
CDR: 5196590
JONATHAN NOBIL
JON NOBIL JONATHAN NOBIL
started on 2010-08-31
CDR: 5884058
ALLAN KELLER
started on 2011-10-14
CDR: 3080857
AMY LEE
AMY LEE AMY WANYEE LEE-TURK AMY WANYEE LEETURK
started on 2012-05-16
CDR: 5842689
XIMENG ZHANG
CISSY ZHANG
started on 2012-11-20
CDR: 5217227
JOHN MILLER
started on 2012-07-05
CDR: 6030289
MICHAEL FLETCHER
started on 2012-12-22
CDR: 1984185
MICHAEL DAVISON
started on 2013-03-11
CDR: 5421702
CHARLES NORTON-SMITH
started on 2013-03-18
CDR: 6162111
STEPHEN SCONTRAS
started on 2013-03-06
CDR: 6162101
ETHAN GUNDRY
started on 2013-06-21
CDR: 5436845
JEFFREY HATHAWAY
started on 2013-10-18
CDR: 5884058
ALLAN KELLER
ended on 2013-05-16
CDR: 3080857
AMY LEE
AMY LEE AMY WANYEE LEE-TURK AMY WANYEE LEETURK
ended on 2013-06-17
CDR: 6162111
STEPHEN SCONTRAS
ended on 2013-05-09
CDR: 4566780
VINCENT TRAPANI
ended on 2013-04-19
CDR: 2696529
ESTEE DORFMAN
ESTEE C DORFMAN ESTEE DORFMAN FOSTER ESTEE DORFMAN-FOSTER ESTEE DORFMAN FOSTER
started on 2014-11-04
CDR: 5806464
CHRISTOPHER CASON
started on 2014-07-17
CDR: 4043132
KENNETH PAN
KENNETH B PAN
started on 2014-06-20
CDR: 5748071
JOSEPH TRAISER
ended on 2014-02-26
CDR: 5217227
JOHN MILLER
ended on 2014-05-15
CDR: 6030289
MICHAEL FLETCHER
ended on 2014-02-26
CDR: 5196590
JONATHAN NOBIL
JON NOBIL JONATHAN NOBIL
ended on 2014-01-14
CDR: 5370891
HARSHAL GORDE
HARSHAL W GORDE
started on 2015-04-23
CDR: 5676062
PAFOUA HANG
started on 2015-06-30
CDR: 1948272
WILLIAM IMHOFF
WILL IMHOFF WILLIAM COLEMAN IMHOFF JR.
started on 2015-06-08
CDR: 6188554
MICHAEL YARDLEY
started on 2015-05-19
CDR: 1984185
MICHAEL DAVISON
ended on 2015-06-08
CDR: 5806464
CHRISTOPHER CASON
ended on 2015-05-27
CDR: 6162101
ETHAN GUNDRY
ended on 2015-02-20
CDR: 1391439
DONALD CALLAHAN
DONALD M CALLAHAN DONALD CALLAHAN
started on 2016-01-20
CDR: 5184314
KENNETH PIERCE
Kenneth Pierce
started on 2016-11-15
CDR: 5598501
CAROLINE KLOTZ
CAROLINE DEVIVO CAROLINE KLOTZ
started on 2016-01-15
CDR: 2790662
MONICA RODRIGUEZ-GREENE
MONICA LAINE RODRIGUEZ MONICA RODRIGUEZ MONICA RODRIGUEZ-GREENE M L Rodriguez-Greene
started on 2016-05-04
CDR: 6694749
Etan Finkel
started on 2016-12-08
CDR: 6709152
Anthony Salem
started on 2016-10-28
CDR: 5421702
CHARLES NORTON-SMITH
ended on 2016-07-21
CDR: 6511851
BRANDON NICODEMO
started on 2017-08-22
CDR: 6779394
Christopher Ward
started on 2017-04-26
CDR: 5166888
VERONICA DOWLING
VERONICA ALVAREZ
started on 2017-04-10
CDR: 5934921
Alexander Peck
ALEXANDER R PECK Alexander Peck
started on 2017-02-16
CDR: 1391439
DONALD CALLAHAN
DONALD M CALLAHAN DONALD CALLAHAN
ended on 2017-08-03
CDR: 5184314
KENNETH PIERCE
Kenneth Pierce
ended on 2017-08-03
CDR: 5676062
PAFOUA HANG
ended on 2017-05-09
CDR: 6709152
Anthony Salem
ended on 2017-08-04
CDR: 6726643
John Donovan
started on 2018-05-08
CDR: 7096790
Lucas Gillespie
started on 2019-06-17
CDR: 2876117
LOUIS CALTAVUTURO
LOU CALTAVUTURO
ended on 2019-08-07
CDR: 5842689
XIMENG ZHANG
CISSY ZHANG
ended on 2019-02-11
CDR: 5934921
Alexander Peck
ALEXANDER R PECK Alexander Peck
ended on 2019-08-23
CDR: 7204598
Thomas Kuehn
started on 2020-01-23
CDR: 7150095
Anthony Grippa
Tony Grippa
started on 2020-09-24
CDR: 4104927
JASON RICHARDSON
started on 2020-12-09
CDR: 2790662
MONICA RODRIGUEZ-GREENE
MONICA LAINE RODRIGUEZ MONICA RODRIGUEZ MONICA RODRIGUEZ-GREENE M L Rodriguez-Greene
ended on 2020-10-30
CDR: 6654416
Zachary Suzzan
started on 2021-03-12
CDR: 7096790
Lucas Gillespie
ended on 2021-03-14



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