Company Name:
HARMONY ASSET MANAGEMENT LLC
Address:
SUITE 295, 7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE AZ 85258
CRD Number:
116069
SEC Number:
801-118731
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1129174
ALAN ROSENFIELD
started on 2003-08-22
CDR: 1103829
MARK CRAWFORD
started on 2006-02-08
CDR: 1103829
MARK CRAWFORD
ended on 2006-09-20
CDR: 6938384
Hairold Lopez
started on 2018-06-14
CDR: 6736900
Christopher Snedeker
Chris Snedeker
started on 2018-08-15
CDR: 1228871
DALE BOETTCHER
started on 2018-04-13
CDR: 1368973
STUART HENLEY
JEFF HENLEY
started on 2018-08-22
CDR: 6125670
Herbert Ludlam
HERBERT H LUDLAM III Herbert Ludlam
started on 2019-03-19
CDR: 6125670
Herbert Ludlam
HERBERT H LUDLAM III Herbert Ludlam
ended on 2019-05-17
CDR: 6736900
Christopher Snedeker
Chris Snedeker
ended on 2019-07-25
CDR: 2471533
MONICA KAUFMAN
Monica A Kaufman Monica Aileen Kaufman Monica Aileen Paley
started on 2020-11-11



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