EPlicensed - US FINRA/ SEC Record Search

Company Name:

HEARTLAND INVESTOR SERVICES, LLC

CRD Number:

29693

Financial Regulator:

SEC/ FINRA

Registration started

Ended

2000

2001

2002

2003

2004

2005

2006

2007

CDR: 3143202

OLU LAWAL

OLUSEGUN T. LAWAL

started on 2000-01-31

CDR: 2437730

ERIC MILLER

started on 2001-12-21

CDR: 2349696

DEREK PAWLAK

DEREK JOSEPH PAWLAK

started on 2001-12-21

CDR: 3053329

NICOLE BEST

NICOLE NAGEL

started on 2001-12-21

CDR: 2214598

Richard Froio

RICHARD FRANCIS FROIO SR RICHARD FRANCIS FROIO SR. RICHARD FRANCIS FROIO RICK FROIO

started on 2001-12-20

CDR: 3097479

CHRISTOPHER ERSBO

started on 2001-12-21

CDR: 1401304

KEVIN CLARK

KEVIN D CLARK

started on 2001-12-21

CDR: 2521205

KEVIN KEUPER

started on 2001-12-21

CDR: 3234757

KATHERINE JAWORSKI

KATHERINE MARY VEBBER

started on 2001-12-21

CDR: 2343012

JEFFREY KOHL

started on 2001-12-21

CDR: 2441358

DUC HATHAWAY

started on 2001-12-21

CDR: 1440916

JILAINE BAUER

JILAINE SUE HUMMEL

started on 2001-12-21

CDR: 2805914

Amphay Douangvilay

AMPHAY DOUANGVILAY AMPHAY DOUANGVILAY-PRASEUTSACK AMPHAY DOUANGVILAYPRASEUTSACK AMPHAY PRASEUTSACK

started on 2001-12-21

CDR: 2491229

ANGELA PINGEL

ANGEL LYNNE BORTH ANGIE LYNNE BORTH ANGEL LYNNE PINGEL ANGIE LYNNE PINGEL

started on 2001-12-21

CDR: 2262587

PAUL BESTE

started on 2001-12-21

CDR: 1793591

THEODORE BASZLER

THEODORE DIETCHE BASZLER

started on 2001-12-21

CDR: 2379224

DEREK STERN

DEREK A STERN DEREK STERN

started on 2001-12-19

CDR: 4198797

JASON SCHACHT

started on 2001-12-21

CDR: 2875921

Jeffrey Laroche

started on 2001-12-19

CDR: 3125408

KIMBERLY O'CONNOR

KIMBERLY RACHEL OCONNOR KIMBERLY ROCHELLE SCHNEIDER

started on 2001-12-21

CDR: 2113435

MATTHEW MINER

MAGE MINER MATT MINER MATTIE MINER

started on 2001-12-21

CDR: 2583053

DAVID FONDRIE

started on 2001-12-21

CDR: 1228326

JOHN SWARTHOUT

started on 2001-08-23

CDR: 4197230

JOHN MULKERN

started on 2002-11-08

CDR: 2349696

DEREK PAWLAK

DEREK JOSEPH PAWLAK

ended on 2002-11-08

CDR: 2521205

KEVIN KEUPER

ended on 2002-04-23

CDR: 1440916

JILAINE BAUER

JILAINE SUE HUMMEL

ended on 2002-01-15

CDR: 2491229

ANGELA PINGEL

ANGEL LYNNE BORTH ANGIE LYNNE BORTH ANGEL LYNNE PINGEL ANGIE LYNNE PINGEL

ended on 2002-12-12

CDR: 2379224

DEREK STERN

DEREK A STERN DEREK STERN

ended on 2002-01-25

CDR: 3143202

OLU LAWAL

OLUSEGUN T. LAWAL

ended on 2002-05-14

CDR: 344990

WILLIAM NASGOVITZ

WILLIAM JAMES NASGOVITZ

started on 2003-03-05

CDR: 1422919

HUGH DENISON

started on 2003-02-14

CDR: 3126066

MICHAEL DISTEFANO

started on 2004-07-27

CDR: 4826686

JOSHUA VANDREEL

JOSHUA J. VANDREEL

started on 2004-09-02

CDR: 2697537

David Buttke

DAVE ANTHONY BUTTKE DAVID ANTHONY BUTTKE

started on 2004-03-02

CDR: 1827659

JAMES SMITH

JIM LEE SMITH

started on 2004-06-02

CDR: 4850899

Robert Muilenburg

ROBERT MUILENBURG

started on 2004-10-28

CDR: 2697537

David Buttke

DAVE ANTHONY BUTTKE DAVID ANTHONY BUTTKE

ended on 2004-12-07

CDR: 4197230

JOHN MULKERN

ended on 2004-04-02

CDR: 1272761

BRIAN BEY

started on 2005-12-13

CDR: 3056217

Andrew BYER

ANDREW HOWARD BYER

started on 2005-06-22

CDR: 4826680

WILLIAM NASGOVITZ

WILLIAM R. NASGOVITZ

started on 2005-08-08

CDR: 2736566

BRADFORD EVANS

started on 2005-06-07

CDR: 1228326

JOHN SWARTHOUT

ended on 2005-08-24

CDR: 1543070

Linda Carley

LINDA JEAN COOK Linda Jean Cook

started on 2006-09-11

CDR: 2826659

JAMES PIKE

ED PIKE

started on 2006-01-20

CDR: 3136620

MICHAEL GLATKOWSKI

MIKE GLATKOWSKI

started on 2006-08-16

CDR: 4771430

KELLY VIERGUTZ

KELLY MARIE BELKEN MISS KELLY MARIE BELKEN

started on 2006-03-29

CDR: 3174464

WAYNE ROSE

started on 2006-09-26

CDR: 2655239

MICHAEL PETROFF

MICHAEL DAVID PETROFF MICHAEL PETROFF

started on 2006-08-24

CDR: 2437730

ERIC MILLER

ended on 2006-06-19

CDR: 2214598

Richard Froio

RICHARD FRANCIS FROIO SR RICHARD FRANCIS FROIO SR. RICHARD FRANCIS FROIO RICK FROIO

ended on 2006-06-02

CDR: 1827659

JAMES SMITH

JIM LEE SMITH

ended on 2006-08-18

CDR: 3217981

ADAM PECK

ADAM J RODD

started on 2007-01-31

CDR: 3042812

MICHELLE SANVILLE-SEEBOLD

MICHELLE LEE SANVILLE MICHELLE LEE SANVILLE SEEBOLD

started on 2007-07-16

CDR: 3271717

SHEILA GLYNN-CRIQUI

SHEILA NAOMI GLYNN

started on 2007-03-05

CDR: 3258703

Salina Fruth

SALINA JANETTE FRUTH SALINA JANETTE PABON

started on 2007-10-09

CDR: 2500364

Martin Dean

started on 2007-07-26

CDR: 2577709

MICHAEL DONAHOE

started on 2007-07-26

CDR: 1192739

RICHARD SPEZIALE

started on 2007-10-19

CDR: 3126066

MICHAEL DISTEFANO

ended on 2007-07-31

CDR: 3217981

ADAM PECK

ADAM J RODD

ended on 2007-07-31

CDR: 3042812

MICHELLE SANVILLE-SEEBOLD

MICHELLE LEE SANVILLE MICHELLE LEE SANVILLE SEEBOLD

ended on 2007-07-31

CDR: 3053329

NICOLE BEST

NICOLE NAGEL

ended on 2007-07-31

CDR: 1272761

BRIAN BEY

ended on 2007-10-01

CDR: 1543070

Linda Carley

LINDA JEAN COOK Linda Jean Cook

ended on 2007-10-01

CDR: 3097479

CHRISTOPHER ERSBO

ended on 2007-07-31

CDR: 4826686

JOSHUA VANDREEL

JOSHUA J. VANDREEL

ended on 2007-07-31

CDR: 3271717

SHEILA GLYNN-CRIQUI

SHEILA NAOMI GLYNN

ended on 2007-07-31

CDR: 1401304

KEVIN CLARK

KEVIN D CLARK

ended on 2007-07-31

CDR: 3056217

Andrew BYER

ANDREW HOWARD BYER

ended on 2007-10-01

CDR: 3258703

Salina Fruth

SALINA JANETTE FRUTH SALINA JANETTE PABON

ended on 2007-12-17

CDR: 2500364

Martin Dean

ended on 2007-10-01

CDR: 3234757

KATHERINE JAWORSKI

KATHERINE MARY VEBBER

ended on 2007-07-31

CDR: 344990

WILLIAM NASGOVITZ

WILLIAM JAMES NASGOVITZ

ended on 2007-07-31

CDR: 3136620

MICHAEL GLATKOWSKI

MIKE GLATKOWSKI

ended on 2007-07-31

CDR: 2826659

JAMES PIKE

ED PIKE

ended on 2007-12-17

CDR: 2343012

JEFFREY KOHL

ended on 2007-07-31

CDR: 2441358

DUC HATHAWAY

ended on 2007-07-31

CDR: 4771430

KELLY VIERGUTZ

KELLY MARIE BELKEN MISS KELLY MARIE BELKEN

ended on 2007-07-31

CDR: 2805914

Amphay Douangvilay

AMPHAY DOUANGVILAY AMPHAY DOUANGVILAY-PRASEUTSACK AMPHAY DOUANGVILAYPRASEUTSACK AMPHAY PRASEUTSACK

ended on 2007-07-31

CDR: 2262587

PAUL BESTE

ended on 2007-07-31

CDR: 1422919

HUGH DENISON

ended on 2007-07-31

CDR: 1793591

THEODORE BASZLER

THEODORE DIETCHE BASZLER

ended on 2007-07-31

CDR: 2577709

MICHAEL DONAHOE

ended on 2007-10-01

CDR: 4198797

JASON SCHACHT

ended on 2007-07-31

CDR: 2875921

Jeffrey Laroche

ended on 2007-10-01

CDR: 4850899

Robert Muilenburg

ROBERT MUILENBURG

ended on 2007-07-31

CDR: 3125408

KIMBERLY O'CONNOR

KIMBERLY RACHEL OCONNOR KIMBERLY ROCHELLE SCHNEIDER

ended on 2007-07-31

CDR: 3174464

WAYNE ROSE

ended on 2007-10-01

CDR: 2655239

MICHAEL PETROFF

MICHAEL DAVID PETROFF MICHAEL PETROFF

ended on 2007-07-31

CDR: 4826680

WILLIAM NASGOVITZ

WILLIAM R. NASGOVITZ

ended on 2007-07-31

CDR: 2113435

MATTHEW MINER

MAGE MINER MATT MINER MATTIE MINER

ended on 2007-07-31

CDR: 2583053

DAVID FONDRIE

ended on 2007-07-31

CDR: 1192739

RICHARD SPEZIALE

ended on 2007-10-22

CDR: 2736566

BRADFORD EVANS

ended on 2007-07-31

Court Diary