Company Name:
HELLER CAPITAL MARKETS GROUP, INC.
CRD Number:
18434
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
CDR: 1881047
BRITTON YACKEY
started on 1989-01-04
CDR: 1881047
BRITTON YACKEY
ended on 1990-09-26
CDR: 2142765
MAUREEN MCPEEK
MAUREEN LOUISE LYNCH MAUREEN LYNCH
started on 1991-12-12
CDR: 2142765
MAUREEN MCPEEK
MAUREEN LOUISE LYNCH MAUREEN LYNCH
ended on 1993-02-11
CDR: 2512840
CHRISTOPHER ROEHM
ROEHM EARL CHRISTOPHER EARL CHRISTOPHER E ROEHM
started on 1994-07-28
CDR: 2512840
CHRISTOPHER ROEHM
ROEHM EARL CHRISTOPHER EARL CHRISTOPHER E ROEHM
ended on 1995-07-28
CDR: 3091410
John Goldthorpe
JOHN EDWARD GOLDTHORPE
started on 1999-12-10
CDR: 4422844
Brian Engel
started on 2001-10-11
CDR: 2309769
FREDERIC FLOBERG
FRED DAVID FLOBERG
started on 2001-08-22
CDR: 48048
PHILIP CLARKE
PHIL REAM CLARKE III
started on 2001-08-22
CDR: 2446895
John Ebe
started on 2001-08-23
CDR: 4422844
Brian Engel
ended on 2001-11-20
CDR: 3091410
John Goldthorpe
JOHN EDWARD GOLDTHORPE
ended on 2001-07-20
CDR: 2057470
ALLEN WALLACE
started on 2002-01-02
CDR: 2057470
ALLEN WALLACE
ended on 2002-08-29
CDR: 2309769
FREDERIC FLOBERG
FRED DAVID FLOBERG
ended on 2002-07-29
CDR: 48048
PHILIP CLARKE
PHIL REAM CLARKE III
ended on 2002-07-29
CDR: 2446895
John Ebe
ended on 2002-07-29



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