Company Name:
HENRY F. SWIFT & CO.
CRD Number:
3548
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
CDR: 24803
PETER BOGARDUS
started on 1970-04-07
CDR: 232132
GEORGE GUPPY
started on 1973-12-18
CDR: 441317
BRIAN SWIFT
started on 1976-02-17
CDR: 602337
GEORGE MONTES
started on 1976-06-28
CDR: 17592
FRED BELLERO
started on 1978-06-09
CDR: 441317
BRIAN SWIFT
ended on 1979-03-31
CDR: 720093
JOHN GIRTON
started on 1980-12-01
CDR: 1005030
MARY TAYLOR
MC TAYLOR
started on 1981-10-22
CDR: 441317
BRIAN SWIFT
started on 1982-05-08
CDR: 720093
JOHN GIRTON
ended on 1983-12-10
CDR: 722162
JOHN MACKEY
JOHN GILL MACKEY JR JOHN GILL GILL MACKEY
started on 1984-09-13
CDR: 1387863
DAVID STALEY
started on 1985-07-24
CDR: 232132
GEORGE GUPPY
ended on 1985-05-13
CDR: 40176
THOMAS CARAISCO
started on 1986-04-10
CDR: 1186611
WILLIAM EGAN
WILLIAM JAMES EGAN
started on 1986-11-24
CDR: 835650
ROY LUNDBERG
started on 1986-01-03
CDR: 1259791
DIANE ENDO
DIANE KAZUMI NOMURA
started on 1986-04-23
CDR: 1106067
RICHARD HUMPHRIES
started on 1986-06-23
CDR: 1080409
AIMEE KAROL
started on 1986-08-18
CDR: 1106067
RICHARD HUMPHRIES
ended on 1986-08-07
CDR: 367653
EVERETT PRICE
started on 1987-05-26
CDR: 1321267
STEVEN LAVORANDO
STEVEN M LAVOANDO
started on 1987-01-21
CDR: 1387863
DAVID STALEY
ended on 1987-09-01
CDR: 1321267
STEVEN LAVORANDO
STEVEN M LAVOANDO
ended on 1987-10-19
CDR: 59833
RICHARD DAHL
R C DAHL
started on 1988-05-09
CDR: 724580
DONALD JESBERG
started on 1988-10-31
CDR: 1080409
AIMEE KAROL
ended on 1988-09-07
CDR: 455696
DOUGLAS VON QUALEN
DOUG VONQUALEN DOUGLAS VONQUALEN
started on 1989-01-18
CDR: 1004884
SUSAN MCPHERSON
SUSAN PIPER GALLOWAY
started on 1989-01-23
CDR: 7817
JOSEPH ARSENIO
started on 1989-02-28
CDR: 7817
JOSEPH ARSENIO
ended on 1989-09-12
CDR: 441317
BRIAN SWIFT
ended on 1989-06-06
CDR: 64458
RICHARD DELBRIDGE
DICK DELBRIDGE
started on 1990-10-04
CDR: 852749
HELEN BERRY
HELEN ANN BERRY HELEN ANN KEANE
started on 1990-01-23
CDR: 2047262
KIM TU
KIM H PHAM
started on 1990-05-16
CDR: 58711
JOHN CUNNIE
started on 1990-07-02
CDR: 367653
EVERETT PRICE
ended on 1990-04-10
CDR: 40176
THOMAS CARAISCO
ended on 1990-05-21
CDR: 59833
RICHARD DAHL
R C DAHL
ended on 1990-08-22
CDR: 1005030
MARY TAYLOR
MC TAYLOR
ended on 1990-06-25
CDR: 724580
DONALD JESBERG
ended on 1990-01-03
CDR: 602337
GEORGE MONTES
ended on 1990-01-19
CDR: 2089941
KIMBERLEE LINDEN
KIM LYSNE KIMBERLEE AUDREY LYSNE
started on 1991-09-11
CDR: 42669
RICHARD CASEY
started on 1991-07-01
CDR: 320921
LEWIS MARSTEN
LEWIS ALFRED MARSTEN
started on 1992-11-11
CDR: 722162
JOHN MACKEY
JOHN GILL MACKEY JR JOHN GILL GILL MACKEY
ended on 1992-12-14
CDR: 455696
DOUGLAS VON QUALEN
DOUG VONQUALEN DOUGLAS VONQUALEN
ended on 1992-12-14
CDR: 1004884
SUSAN MCPHERSON
SUSAN PIPER GALLOWAY
ended on 1992-12-14
CDR: 64458
RICHARD DELBRIDGE
DICK DELBRIDGE
ended on 1992-12-03
CDR: 852749
HELEN BERRY
HELEN ANN BERRY HELEN ANN KEANE
ended on 1992-12-14
CDR: 17592
FRED BELLERO
ended on 1992-12-14
CDR: 24803
PETER BOGARDUS
ended on 1992-12-14
CDR: 1186611
WILLIAM EGAN
WILLIAM JAMES EGAN
ended on 1992-12-03
CDR: 835650
ROY LUNDBERG
ended on 1992-12-14
CDR: 1259791
DIANE ENDO
DIANE KAZUMI NOMURA
ended on 1992-02-14
CDR: 2089941
KIMBERLEE LINDEN
KIM LYSNE KIMBERLEE AUDREY LYSNE
ended on 1992-02-21
CDR: 42669
RICHARD CASEY
ended on 1992-01-13
CDR: 2047262
KIM TU
KIM H PHAM
ended on 1992-11-13
CDR: 320921
LEWIS MARSTEN
LEWIS ALFRED MARSTEN
ended on 1992-12-14
CDR: 58711
JOHN CUNNIE
ended on 1992-12-14



Copyright 2022 EmployProof.org All rights reserved.
Court Diary