Company Name:
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
Address:
SUITE 3500, 1201 ELM STREET, DALLAS TX 75270
CRD Number:
110760
SEC Number:
801-40189
Financial Regulator:
SEC/ FINRA
Website:
https://www.hilltopsecurities.com/public-finance/hsam/
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 3146235
THOMAS WARNER
GREG WARNER T. GREGORY WARNER
started on 1999-08-02
CDR: 2469944
SCOTT MCINTYRE
SCOTT MCINTYRE
started on 1999-03-29
CDR: 830263
PAUL SCHLOSBERG
started on 1999-03-29
CDR: 830263
PAUL SCHLOSBERG
ended on 2004-02-20
CDR: 356002
ALPHONSUS PANZERA
ALPHONSUS RICHARD PANZERA RIC PANZERA III
started on 2006-04-26
CDR: 3064794
DONALD FOLEY
DONALD FRANICS FOLEY JR
started on 2006-03-16
CDR: 4211707
ROBERT COULTER
started on 2006-05-03
CDR: 3124248
ROBERT PFEIFER
BOB PFEIFER ROBERT D PFEIFER ROBERT DEAN PFEIFER JR
started on 2006-04-03
CDR: 2765640
ALEXANDER ARELLANO
ALEX ARELLANO
started on 2006-01-23
CDR: 3064794
DONALD FOLEY
DONALD FRANICS FOLEY JR
started on 2006-05-01
CDR: 3064794
DONALD FOLEY
DONALD FRANICS FOLEY JR
ended on 2006-04-27
CDR: 4211707
ROBERT COULTER
ended on 2006-05-22
CDR: 3124248
ROBERT PFEIFER
BOB PFEIFER ROBERT D PFEIFER ROBERT DEAN PFEIFER JR
ended on 2006-09-22
CDR: 2032108
Kathleen Vancuren
KATHLEEN ANNETTE JACKSON KATHY JACKSON Kathy Vancuren KATHY ANN WILSON
started on 2007-06-06
CDR: 4222732
STEPHEN SMITH
started on 2007-07-18
CDR: 2336519
DENISE STEFFEL
DENISE KATHLEEN MARTELL DENISE K STEFFEL DENISE STEFFEL DENISE KATHLEEN UNSWORTH
started on 2007-06-27
CDR: 1017827
KENT SNODGRASS
started on 2007-07-30
CDR: 4222732
STEPHEN SMITH
ended on 2007-08-08
CDR: 4391863
KIMBERLY Arthur
KIMBERLY ELLEN ARTHUR KIMBERLY ARTHUR KIMBERLY ELLEN ASAY KIMBERLY ELLEN JONES KIMBERLY ELLEN STEWARD
started on 2008-12-15
CDR: 3002675
FREDERICK BIDDENSTADT
RICK BIDDENSTADT
started on 2008-01-22
CDR: 4591811
BLAKE MORRIS
MORRIS BARNES BLAKE MORRIS BLAKE BLAKE
started on 2008-04-07
CDR: 220552
CARL GILES
started on 2008-01-18
CDR: 2032108
Kathleen Vancuren
KATHLEEN ANNETTE JACKSON KATHY JACKSON Kathy Vancuren KATHY ANN WILSON
ended on 2008-09-03
CDR: 2336519
DENISE STEFFEL
DENISE KATHLEEN MARTELL DENISE K STEFFEL DENISE STEFFEL DENISE KATHLEEN UNSWORTH
ended on 2008-10-14
CDR: 2954156
WILLIAM MARTIN
WILL MARTIN William D Martin
started on 2009-12-01
CDR: 4211707
ROBERT COULTER
started on 2009-05-18
CDR: 710803
CAROLINE AUSTIN
CAREY AUSTIN CAROLINE B AUSTIN CAROLINE AUSTIN CAROLINE SUE BEYER CAROLINE BEYER KISH
started on 2009-01-27
CDR: 356002
ALPHONSUS PANZERA
ALPHONSUS RICHARD PANZERA RIC PANZERA III
ended on 2009-05-19
CDR: 4391863
KIMBERLY Arthur
KIMBERLY ELLEN ARTHUR KIMBERLY ARTHUR KIMBERLY ELLEN ASAY KIMBERLY ELLEN JONES KIMBERLY ELLEN STEWARD
ended on 2010-07-08
CDR: 2954156
WILLIAM MARTIN
WILL MARTIN William D Martin
ended on 2011-01-03
CDR: 2765640
ALEXANDER ARELLANO
ALEX ARELLANO
ended on 2011-04-25
CDR: 1369673
MELVIN HAMILTON
started on 2012-07-31
CDR: 5548843
NATHAN SMITH
NATE SCOTT SMITH NATE SMITH
started on 2012-06-29
CDR: 710803
CAROLINE AUSTIN
CAREY AUSTIN CAROLINE B AUSTIN CAROLINE AUSTIN CAROLINE SUE BEYER CAROLINE BEYER KISH
ended on 2012-07-31
CDR: 1842903
DANIEL GRANT
DAN GRANT III DANIEL WESLEY GRANT
started on 2013-06-12
CDR: 1369673
MELVIN HAMILTON
ended on 2013-12-19
CDR: 5548843
NATHAN SMITH
NATE SCOTT SMITH NATE SMITH
ended on 2013-03-27
CDR: 3002675
FREDERICK BIDDENSTADT
RICK BIDDENSTADT
ended on 2014-04-02
CDR: 1017827
KENT SNODGRASS
ended on 2015-10-30
CDR: 6192144
ANDREA CASH
started on 2016-12-09
CDR: 2226869
DAVID BRAYSHAW
started on 2016-05-09
CDR: 2719478
CHRISTI HOLMES
CHRIS HOLMES
started on 2016-06-16
CDR: 6916748
Kyle Keech
started on 2018-09-27
CDR: 2226869
DAVID BRAYSHAW
ended on 2018-12-05
CDR: 2719478
CHRISTI HOLMES
CHRIS HOLMES
ended on 2018-12-07
CDR: 6916748
Kyle Keech
ended on 2018-12-14
CDR: 4211707
ROBERT COULTER
ended on 2018-11-15
CDR: 220552
CARL GILES
ended on 2018-11-26
CDR: 2896149
RAY HUIE
started on 2019-01-08
CDR: 2931624
TRACI KURTZ
TRACI GAIL KURTZ TRACI G. LEWIS TRACI GAIL LEWIS
started on 2019-04-12
CDR: 2505017
MICHAEL COGLIANO
started on 2019-02-15
CDR: 6204763
EDWARD LEE
EDWARD LEE
started on 2019-01-31
CDR: 3103321
LOUIS MARTINE
started on 2020-03-27
CDR: 5180206
RICHARD KONKEL
started on 2020-01-06
CDR: 7243668
Jerome Gaudry
started on 2020-09-09
CDR: 6204763
EDWARD LEE
EDWARD LEE
ended on 2020-09-04
CDR: 7060472
Amber Galloway
started on 2021-03-16
CDR: 7243668
Jerome Gaudry
ended on 2021-03-04



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