Company Name:
HMS SECURITIES INC.
CRD Number:
5940
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
CDR: 251066
HARVEY HOUTKIN
started on 1981-05-21
CDR: 729254
ALAN TALANSKY
started on 1981-04-13
CDR: 709147
MARK SHEFTS
started on 1981-05-06
CDR: 712722
JAMES REVELS
started on 1982-04-15
CDR: 1003392
BONNIE KANTROWITZ
BONNIE NELSON COHEN
started on 1982-11-30
CDR: 804029
DAVID WILLIAMS
started on 1982-06-10
CDR: 804029
DAVID WILLIAMS
ended on 1982-12-07
CDR: 1003392
BONNIE KANTROWITZ
BONNIE NELSON COHEN
ended on 1983-01-06
CDR: 251066
HARVEY HOUTKIN
ended on 1986-12-24
CDR: 709147
MARK SHEFTS
ended on 1986-12-19
CDR: 1373037
DAVID NELSON
DAVID EDWARD NELSEN JR DAVID EDWARD NELSON
started on 1988-03-24
CDR: 1131557
MARC SEEHERMAN
started on 1989-10-06
CDR: 712722
JAMES REVELS
ended on 1989-02-06
CDR: 1373037
DAVID NELSON
DAVID EDWARD NELSEN JR DAVID EDWARD NELSON
ended on 1989-12-19
CDR: 1131557
MARC SEEHERMAN
ended on 1990-04-16
CDR: 1516315
MELVIN NADLER
MEL NADLER
started on 1991-11-27
CDR: 1271346
DIANE LICHTENSTEIN
started on 1991-06-21
CDR: 1271346
DIANE LICHTENSTEIN
ended on 1991-10-01
CDR: 729254
ALAN TALANSKY
ended on 1991-10-01
CDR: 2296000
ERIC LYONS
ERIC JORDAN LYONS ERIC LYONS RICK LYONS
started on 1993-03-18
CDR: 2182140
WILLIAM MEYERS
started on 1993-01-05
CDR: 2182140
WILLIAM MEYERS
ended on 1993-01-27
CDR: 2249607
BRIAN GAINE
started on 1994-05-10
CDR: 2249607
BRIAN GAINE
ended on 1994-07-26
CDR: 2266208
MARC SANDUSKY
started on 1995-05-04
CDR: 2179197
STEVEN SHEEN
started on 1995-06-07
CDR: 2341333
ROBERT STEVENS
ROBERT J STEVENS
started on 1995-08-08
CDR: 2296000
ERIC LYONS
ERIC JORDAN LYONS ERIC LYONS RICK LYONS
ended on 1995-04-03
CDR: 2190536
ANDREW MULHOLLAND
started on 1996-07-05
CDR: 2190536
ANDREW MULHOLLAND
ended on 1996-09-27
CDR: 2341333
ROBERT STEVENS
ROBERT J STEVENS
ended on 1996-06-05
CDR: 2266208
MARC SANDUSKY
ended on 1998-12-08
CDR: 2179197
STEVEN SHEEN
ended on 1998-08-25
CDR: 1162679
RALPH ZULFERINO
started on 2001-10-30
CDR: 2876856
FREDERICK BENSON
started on 2001-12-06
CDR: 2713493
VINCENT ESPOSITO
VINCENT A ESPOSITO
started on 2001-09-27
CDR: 4242464
ANDREW LIAS
started on 2001-12-14
CDR: 2220569
DAVID NIEDERKROME
started on 2001-04-05
CDR: 2197820
FRANKLIN OGELE
OGONNAYA OGELE
started on 2001-01-16
CDR: 1516315
MELVIN NADLER
MEL NADLER
ended on 2001-11-07
CDR: 2220569
DAVID NIEDERKROME
ended on 2001-09-25
CDR: 312102
THEODORE LONDON
THEODORE LONDINSKY THEODORE LONDONINSKY
started on 2002-07-12
CDR: 430681
HERBERT SONTZ
HERBERT O SONTZ
started on 2002-01-24
CDR: 9836
MYRON BADER
MARIO BADER MIKE BADER
started on 2002-07-05
CDR: 2586987
STEPHAN GIUFFRIDA
STEPHAR JAY GIUFFRIDA STEPHAN JAY GUIFFRIDA
started on 2002-02-06
CDR: 2362228
LISA ESPOSITO
started on 2002-01-17
CDR: 2257728
Andre Carrier
ANDRE THEODORE CARRIER
started on 2002-10-03
CDR: 2713493
VINCENT ESPOSITO
VINCENT A ESPOSITO
ended on 2002-04-23
CDR: 9836
MYRON BADER
MARIO BADER MIKE BADER
ended on 2002-11-18
CDR: 2586987
STEPHAN GIUFFRIDA
STEPHAR JAY GIUFFRIDA STEPHAN JAY GUIFFRIDA
ended on 2002-08-09
CDR: 2362228
LISA ESPOSITO
ended on 2002-04-23
CDR: 2197820
FRANKLIN OGELE
OGONNAYA OGELE
ended on 2002-11-19
CDR: 312102
THEODORE LONDON
THEODORE LONDINSKY THEODORE LONDONINSKY
ended on 2003-09-05
CDR: 2876856
FREDERICK BENSON
ended on 2003-05-13
CDR: 1477615
THOMAS RENSVOLD
TOM RENSVOLD
started on 2004-03-19
CDR: 1162679
RALPH ZULFERINO
ended on 2004-03-31
CDR: 430681
HERBERT SONTZ
HERBERT O SONTZ
ended on 2004-03-08
CDR: 2257728
Andre Carrier
ANDRE THEODORE CARRIER
ended on 2004-03-31
CDR: 1869532
ANTHONY MONACO
ANTHONY MICHAEL MONACO SR ANTHONY MICHAEL MONACO TONY MONACO
started on 2005-03-17
CDR: 1477615
THOMAS RENSVOLD
TOM RENSVOLD
ended on 2005-03-28
CDR: 2066311
GREGORY KLEVA
GREGORY JOHN KLEVA
started on 2006-01-23
CDR: 437850
HOWARD STRACK
started on 2006-05-12
CDR: 1869532
ANTHONY MONACO
ANTHONY MICHAEL MONACO SR ANTHONY MICHAEL MONACO TONY MONACO
ended on 2006-10-27
CDR: 4242464
ANDREW LIAS
ended on 2006-06-02
CDR: 2066311
GREGORY KLEVA
GREGORY JOHN KLEVA
ended on 2006-01-31
CDR: 437850
HOWARD STRACK
ended on 2006-07-07



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