Company Name:
HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL
CRD Number:
17708
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
CDR: 1688846
STEPHEN GREENE
STEPHEN ATKINS BONDOS-GREENE
started on 1987-09-22
CDR: 1264597
Robin Fujimoto
ROBIN DIANE CONNORS ROBIN FUJIMOTO
started on 1989-08-28
CDR: 1688598
GREGORY RANGE
GREG RANGE
started on 1989-03-21
CDR: 1060527
CHARLES DARGAN
CHARLES KENT II DARGAN CHARLEY DARGAN II
started on 1990-01-17
CDR: 1383099
GARY POST
GARY M POST
started on 1990-04-10
CDR: 1264597
Robin Fujimoto
ROBIN DIANE CONNORS ROBIN FUJIMOTO
ended on 1990-04-09
CDR: 1688598
GREGORY RANGE
GREG RANGE
ended on 1990-08-06
CDR: 1815233
CARL RAPP
SKIP RAPP JR CARL LOUIS SKIP
started on 1991-08-16
CDR: 1815233
CARL RAPP
SKIP RAPP JR CARL LOUIS SKIP
ended on 1992-06-09
CDR: 1688846
STEPHEN GREENE
STEPHEN ATKINS BONDOS-GREENE
ended on 1992-05-11
CDR: 2235341
ROBERT DEUTSCHMAN
ROB DEUTSCHMAN
started on 1993-10-01
CDR: 2340486
SCOTT BAYLISS
started on 1993-05-07
CDR: 1060527
CHARLES DARGAN
CHARLES KENT II DARGAN CHARLEY DARGAN II
ended on 1993-05-19
CDR: 1383099
GARY POST
GARY M POST
ended on 1993-01-29
CDR: 2463725
KEVIN FITZGERALD
started on 1994-08-31
CDR: 1473955
JOHN ATKINS
J T ATKINS
started on 1994-02-23
CDR: 2528462
DAVID LOWHAM
started on 1995-03-15
CDR: 2463725
KEVIN FITZGERALD
ended on 1995-08-03
CDR: 2235341
ROBERT DEUTSCHMAN
ROB DEUTSCHMAN
ended on 1995-01-31
CDR: 1473955
JOHN ATKINS
J T ATKINS
ended on 1995-08-03
CDR: 2340486
SCOTT BAYLISS
ended on 1995-01-31
CDR: 2528462
DAVID LOWHAM
ended on 1995-09-19
CDR: 1832475
MICHAEL JACOBS
started on 1996-12-04
CDR: 1281799
JAMES HOLZER
started on 1996-10-15
CDR: 2341638
MICHAEL KRAMER
started on 1996-11-27
CDR: 2972191
DAVID HERMAN
started on 1997-12-10
CDR: 2963206
JAMES MULLANY
started on 1997-12-08
CDR: 2935547
JAMES WALDO
started on 1997-08-28
CDR: 2913441
DUANE STULLICH
started on 1997-09-16
CDR: 2902500
THOMAS MURPHY
THOMAS JOHN MURPHY III
started on 1997-07-22
CDR: 2889740
JOHN MCKENNA
started on 1997-09-25
CDR: 1281799
JAMES HOLZER
ended on 1997-09-10
CDR: 3124257
RODNEY ISHIOKA
started on 1998-10-21
CDR: 2926080
JAMES MASSEY
started on 1998-01-30
CDR: 2387570
BRUCE BUCHANAN
Bruce M Buchanan
started on 1998-10-09
CDR: 1853246
Lindsay Hoover
LINDSAY L HOOVER
started on 1998-06-18
CDR: 3107821
DERRON SLONECKER
started on 1998-11-04
CDR: 1134143
ANDREW TORGOVE
TORGOVE
started on 1998-03-20
CDR: 1832475
MICHAEL JACOBS
ended on 1998-05-29
CDR: 2963206
JAMES MULLANY
ended on 1998-08-25
CDR: 2889740
JOHN MCKENNA
ended on 1998-03-17
CDR: 3212053
BRADLEY ROBINS
started on 1999-04-23
CDR: 872909
MATTHEW VENTURI
started on 1999-10-22
CDR: 2477490
BARRY SILBERT
started on 1999-02-04
CDR: 3214833
JOSEPH MILLER
started on 1999-05-18
CDR: 2265092
PAUL HAMMER
started on 1999-07-16
CDR: 2889740
JOHN MCKENNA
started on 1999-08-31
CDR: 4029604
JEFFREY TARBELL
started on 1999-11-11
CDR: 2913441
DUANE STULLICH
ended on 1999-04-28
CDR: 2902500
THOMAS MURPHY
THOMAS JOHN MURPHY III
ended on 1999-04-28
CDR: 1193383
JAMES DAVIS
started on 2000-05-18
CDR: 2518425
STEPHEN MARK
started on 2000-01-05
CDR: 4061138
JONATHAN HOWE
JON HOWE
started on 2000-10-20
CDR: 2387570
BRUCE BUCHANAN
Bruce M Buchanan
ended on 2000-08-29
CDR: 2518425
STEPHEN MARK
ended on 2000-12-18
CDR: 4029604
JEFFREY TARBELL
ended on 2000-05-22
CDR: 2185272
DAVID WEST
DAVID E WEST DAVID WEST
started on 2001-05-17
CDR: 1712881
SIMON GISBY
SIMON J GISBY
started on 2001-11-28
CDR: 4352316
RICHARD ZYTKOWICZ
started on 2001-02-21
CDR: 4102326
RAJESH SOOD
started on 2001-08-21
CDR: 3124257
RODNEY ISHIOKA
ended on 2001-02-09
CDR: 2972191
DAVID HERMAN
ended on 2001-05-10
CDR: 3212053
BRADLEY ROBINS
ended on 2001-02-09
CDR: 872909
MATTHEW VENTURI
ended on 2001-12-13
CDR: 2341638
MICHAEL KRAMER
ended on 2001-02-09
CDR: 1708658
JEFFREY ZOLKIN
JEFF ZOLKIN JEFFREY ZOLKIN
started on 2002-07-02
CDR: 4289782
MATTHEW NIEMANN
started on 2002-10-04
CDR: 2375484
STEPHEN SPENCER
started on 2002-06-17
CDR: 1193383
JAMES DAVIS
ended on 2002-01-23
CDR: 2185272
DAVID WEST
DAVID E WEST DAVID WEST
ended on 2002-09-10
CDR: 4061138
JONATHAN HOWE
JON HOWE
ended on 2002-10-18
CDR: 1708658
JEFFREY ZOLKIN
JEFF ZOLKIN JEFFREY ZOLKIN
ended on 2002-09-09
CDR: 4102326
RAJESH SOOD
ended on 2002-07-11
CDR: 3058938
THOMAS REILLY
THOMAS EDWARD REILLY JR THOMAS EDWARD REILLY
started on 2003-04-16
CDR: 2377892
IRA COHEN
IRA HERBERT COHEN IRA COHEN
started on 2003-06-30
CDR: 2465969
STEVEN ROSSA
STEVE ROSSA
started on 2003-08-08
CDR: 1807620
DEREK PITTS
started on 2003-04-25
CDR: 4643259
ALEXANDER FISCH
ALEX FISCH
started on 2003-08-19
CDR: 843471
THOMAS HARTFIELD
started on 2003-01-13
CDR: 1027573
WILLIAM BROCK
BILL BROCK
started on 2003-05-14
CDR: 2926080
JAMES MASSEY
ended on 2003-02-12
CDR: 3214833
JOSEPH MILLER
ended on 2003-03-17
CDR: 4352316
RICHARD ZYTKOWICZ
ended on 2003-02-20
CDR: 1853246
Lindsay Hoover
LINDSAY L HOOVER
ended on 2003-02-12
CDR: 2265092
PAUL HAMMER
ended on 2003-11-24
CDR: 2375484
STEPHEN SPENCER
ended on 2003-01-09
CDR: 3055513
MICHAEL KRAKOVSKY
Mike Krakovsky
started on 2004-05-06
CDR: 4749136
ANUP AGARWAL
started on 2004-01-22
CDR: 4312540
MATTHEW PHILLIPS
started on 2004-08-25
CDR: 2377892
IRA COHEN
IRA HERBERT COHEN IRA COHEN
ended on 2004-07-15
CDR: 2477490
BARRY SILBERT
ended on 2004-01-15
CDR: 1712881
SIMON GISBY
SIMON J GISBY
ended on 2004-01-30
CDR: 4749136
ANUP AGARWAL
ended on 2004-04-19
CDR: 1027573
WILLIAM BROCK
BILL BROCK
ended on 2004-04-30
CDR: 1134143
ANDREW TORGOVE
TORGOVE
ended on 2004-03-01
CDR: 4208265
JACE KOWALZYK
started on 2005-04-07
CDR: 3058938
THOMAS REILLY
THOMAS EDWARD REILLY JR THOMAS EDWARD REILLY
ended on 2005-03-14
CDR: 2465969
STEVEN ROSSA
STEVE ROSSA
ended on 2005-01-31
CDR: 1807620
DEREK PITTS
ended on 2005-06-15
CDR: 2935547
JAMES WALDO
ended on 2005-02-23
CDR: 4643259
ALEXANDER FISCH
ALEX FISCH
ended on 2005-08-04
CDR: 843471
THOMAS HARTFIELD
ended on 2005-03-02
CDR: 4312540
MATTHEW PHILLIPS
ended on 2005-04-13
CDR: 3055513
MICHAEL KRAKOVSKY
Mike Krakovsky
ended on 2006-01-23
CDR: 4208265
JACE KOWALZYK
ended on 2006-01-17
CDR: 2889740
JOHN MCKENNA
ended on 2006-01-17
CDR: 4289782
MATTHEW NIEMANN
ended on 2006-01-18
CDR: 3107821
DERRON SLONECKER
ended on 2006-01-05



Copyright 2022 EmployProof.org All rights reserved.
Court Diary