Company Name:
HOULIHAN SMITH & COMPANY, INC.
CRD Number:
42612
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
CDR: 1988173
MICHAEL ESTES
MICHAEL SUMNER ESTES JR MICHAEL SUMNER ESTES
started on 1999-04-30
CDR: 4118454
EDWARD SLAPANSKY
SLAPANSKY V EDWARD MR SLAPANSKY VLADISLAV EDWARD MR SLAPANSKY VLADISLAV EDWARD
started on 2000-03-09
CDR: 1110598
PETER MELLONI
started on 2001-01-11
CDR: 1921215
JAMES HONAN
JIM HONAN JR JIM HONAN JIMMY HONAN
started on 2002-09-25
CDR: 4118454
EDWARD SLAPANSKY
SLAPANSKY V EDWARD MR SLAPANSKY VLADISLAV EDWARD MR SLAPANSKY VLADISLAV EDWARD
ended on 2002-04-30
CDR: 4612053
DARRELL BUTLER
started on 2003-01-03
CDR: 4612053
DARRELL BUTLER
ended on 2003-04-22
CDR: 4334942
DAVID BRYANT
started on 2004-02-03
CDR: 1921215
JAMES HONAN
JIM HONAN JR JIM HONAN JIMMY HONAN
ended on 2004-10-15
CDR: 4334942
DAVID BRYANT
ended on 2004-05-03
CDR: 1110598
PETER MELLONI
ended on 2005-08-09
CDR: 1988173
MICHAEL ESTES
MICHAEL SUMNER ESTES JR MICHAEL SUMNER ESTES
ended on 2005-11-22
CDR: 1132090
JAMES VON KREUTER
JAMES ALAN VONKREUTER JAMES VONKREUTER
started on 2006-07-14
CDR: 4439277
JONATHAN WEINBERG
started on 2007-01-08
CDR: 4439277
JONATHAN WEINBERG
ended on 2008-02-14
CDR: 1132090
JAMES VON KREUTER
JAMES ALAN VONKREUTER JAMES VONKREUTER
ended on 2008-04-29
CDR: 3005286
PETER WALSH
PETE WALSH
started on 2009-01-15
CDR: 2382418
KEVIN GIBBONS
started on 2009-02-04
CDR: 4457220
ANTHONY HARRIS
TONY HARRIS
started on 2009-02-06
CDR: 1557628
EVANGELINE KANARIS
BANJI KANARIS KANARIS
started on 2009-02-06
CDR: 4457220
ANTHONY HARRIS
TONY HARRIS
ended on 2009-05-21
CDR: 1557628
EVANGELINE KANARIS
BANJI KANARIS KANARIS
ended on 2009-10-22
CDR: 5433951
DYLAN WHITCHER
DYLAN RUSSELL WITCHER
started on 2010-01-27
CDR: 1544686
CHRISTOPHER DANIELS
started on 2010-05-03
CDR: 5433951
DYLAN WHITCHER
DYLAN RUSSELL WITCHER
ended on 2010-08-17
CDR: 3005286
PETER WALSH
PETE WALSH
ended on 2010-06-07
CDR: 1544686
CHRISTOPHER DANIELS
ended on 2010-07-08
CDR: 2382418
KEVIN GIBBONS
ended on 2010-06-07



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