Company Name:
IA SECURITIES (USA) INC.
Address:
SUITE 700, 26 WELLINGTON STREET EAST, TORONTO, ONTARIO, M5E 1S2
CRD Number:
135721
CIK Number:
1327611
SEC File Number:
866944
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4984423
MARK ARTHUR
ARTHUR LESLIE MARK
started on 2005-11-22
CDR: 5417565
JAMES ANDREWS
started on 2007-11-28
CDR: 5818351
JEFFREY STEVENS
started on 2011-10-07
CDR: 6343141
KATHRYN DINGWALL
started on 2014-06-09
CDR: 4437173
DOMINIC SPOONER
DOMINIC SPOONER
started on 2014-11-20
CDR: 2493626
ANDREW BASEK
DREW BASEK
started on 2014-11-20
CDR: 5818351
JEFFREY STEVENS
ended on 2014-10-03
CDR: 5454575
BLAIR ABERNETHY
started on 2015-08-18
CDR: 2493626
ANDREW BASEK
DREW BASEK
ended on 2015-11-18
CDR: 4906814
DAVID HAMMOND
started on 2016-03-03
CDR: 5300845
GRAHAM FARRELL
started on 2016-12-07
CDR: 5475778
PATRICK MILLS
started on 2018-04-18
CDR: 5475778
PATRICK MILLS
ended on 2018-05-29
CDR: 4906814
DAVID HAMMOND
ended on 2018-02-26
CDR: 5300845
GRAHAM FARRELL
ended on 2018-03-07
CDR: 4918742
MICHAEL JAMS
started on 2019-04-26
CDR: 4437173
DOMINIC SPOONER
DOMINIC SPOONER
ended on 2019-10-10
CDR: 5454575
BLAIR ABERNETHY
ended on 2019-02-25
CDR: 7259011
John Skain
Skain Michael John John Skain
started on 2020-07-14
CDR: 5539908
BRUNO BLOUIN
started on 2020-07-27
CDR: 5417569
MICHAEL SMITH
started on 2020-03-01
CDR: 5559257
TIMOTHY MILLER
TIMOTHY A MILLER
started on 2020-07-30
CDR: 5417565
JAMES ANDREWS
ended on 2020-05-29
CDR: 4984423
MARK ARTHUR
ARTHUR LESLIE MARK
ended on 2020-05-29
CDR: 7259011
John Skain
Skain Michael John John Skain
ended on 2021-04-28



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