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0 - 9
Company Name:
IPO.COM SECURITIES, INC.
CRD Number:
104007
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
started on
2000-10-09
CDR: 2928433
WILLIAM PEYTON
WILLIAM GERARD PEYTON
started on
2000-12-19
CDR: 2249772
ALAN SWERDLOFF
ALAN MARK SWERDLOFF
started on
2000-10-09
CDR: 1248750
STEPHEN SMITH
started on
2001-03-20
CDR: 1910469
ALICE ROONEY
started on
2001-05-01
CDR: 2348773
BILL WONG
BILL WONG
started on
2001-10-05
CDR: 1456749
MARY CHRISTIE
MARY PAT CHRISTIE MARY PATRICIA FOSTER CHRISTIE MARY PATRICIAFOSTER CHRISTIE MARY PAT FOSTER MARY PATRICIA FOSTER
started on
2001-05-11
CDR: 2200628
LYNN DEGREGORIO
started on
2001-09-05
CDR: 1755168
MICHAEL MEAGHER
started on
2001-03-20
CDR: 1704310
JOHN DECOURSEY
started on
2001-09-25
CDR: 1580713
FRANK COLOMBO
started on
2001-05-01
CDR: 2820040
LORRAINE WHITE
started on
2001-04-20
CDR: 3046822
SAMUEL VOLPERT
SAMUEL A VOLPERT SANDY VOLPERT
started on
2001-10-25
CDR: 2928433
WILLIAM PEYTON
WILLIAM GERARD PEYTON
ended on
2001-09-06
CDR: 2249772
ALAN SWERDLOFF
ALAN MARK SWERDLOFF
ended on
2001-08-01
CDR: 4480831
MARKUS WITTHAUT
started on
2002-01-03
CDR: 1299017
DANIEL SMYTHE
started on
2002-02-12
CDR: 4480831
MARKUS WITTHAUT
ended on
2002-04-04
CDR: 1248750
STEPHEN SMITH
ended on
2002-04-04
CDR: 2348773
BILL WONG
BILL WONG
ended on
2002-04-04
CDR: 1456749
MARY CHRISTIE
MARY PAT CHRISTIE MARY PATRICIA FOSTER CHRISTIE MARY PATRICIAFOSTER CHRISTIE MARY PAT FOSTER MARY PATRICIA FOSTER
ended on
2002-04-04
CDR: 1299017
DANIEL SMYTHE
ended on
2002-04-04
CDR: 2200628
LYNN DEGREGORIO
ended on
2002-04-04
CDR: 1755168
MICHAEL MEAGHER
ended on
2002-04-04
CDR: 1704310
JOHN DECOURSEY
ended on
2002-04-04
CDR: 1580713
FRANK COLOMBO
ended on
2002-04-04
CDR: 2820040
LORRAINE WHITE
ended on
2002-04-04
CDR: 3046822
SAMUEL VOLPERT
SAMUEL A VOLPERT SANDY VOLPERT
ended on
2002-04-04
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
ended on
2003-06-26
CDR: 1910469
ALICE ROONEY
ended on
2003-05-22
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