Company Name:
I. M. SIMON & CO.
CRD Number:
418
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
CDR: 49803
CHARLOTTE COHEN
started on 1963-10-11
CDR: 451332
JOHN UFFELMAN
started on 1965-03-16
CDR: 404758
ROBERT ROSENTHAL
started on 1968-09-25
CDR: 465498
KENNETH WHITEHEAD
NOE WHITEHEAD
started on 1969-05-15
CDR: 229591
NICHOLAS GRELES
started on 1970-07-02
CDR: 225292
MICHAEL GOODMAN
started on 1972-12-14
CDR: 465498
KENNETH WHITEHEAD
NOE WHITEHEAD
ended on 1972-08-27
CDR: 700933
DAVID WARD
started on 1973-01-16
CDR: 343495
WILLIAM MURPHY
WILLIAM JOHN MURPHY
started on 1973-09-21
CDR: 700933
DAVID WARD
ended on 1973-07-07
CDR: 49803
CHARLOTTE COHEN
ended on 1973-02-28
CDR: 404758
ROBERT ROSENTHAL
ended on 1973-02-11
CDR: 51837
SUSAN QUANTE
SUSAN RUTH BOHNENSTIEHL SUSAN RUTH CONARD SUSAN RUTH GENTILE
started on 1974-07-17
CDR: 225292
MICHAEL GOODMAN
ended on 1974-03-21
CDR: 229591
NICHOLAS GRELES
ended on 1974-08-05
CDR: 352810
PETER ONEAL
started on 1975-07-09
CDR: 806568
GAYLA BORGOGNONI
GAYLA MARIE FORBY GAYLA ROWAN FORBY GAYLA MARIE ROWAN
started on 1975-04-01
CDR: 343495
WILLIAM MURPHY
WILLIAM JOHN MURPHY
ended on 1975-02-01
CDR: 51837
SUSAN QUANTE
SUSAN RUTH BOHNENSTIEHL SUSAN RUTH CONARD SUSAN RUTH GENTILE
ended on 1975-03-24
CDR: 826261
HUGH MURRAY
HUGH VINCENT MURRAY
started on 1976-09-01
CDR: 828921
MICHAEL FASSI
started on 1976-10-21
CDR: 352810
PETER ONEAL
ended on 1978-09-06
CDR: 828921
MICHAEL FASSI
ended on 1978-04-13
CDR: 826261
HUGH MURRAY
HUGH VINCENT MURRAY
ended on 1979-07-14
CDR: 2822
RALPH ALEXANDER
started on 1981-01-12
CDR: 451332
JOHN UFFELMAN
ended on 1981-12-23
CDR: 806568
GAYLA BORGOGNONI
GAYLA MARIE FORBY GAYLA ROWAN FORBY GAYLA MARIE ROWAN
ended on 1981-12-23
CDR: 1018017
LYNN EHREN
LYNN SCHMIDT
started on 1982-03-11
CDR: 730972
LAWRENCE EHREN
started on 1982-04-19
CDR: 863699
RAYMOND MOORE
RAY MOORE
started on 1982-01-20
CDR: 1018017
LYNN EHREN
LYNN SCHMIDT
ended on 1983-10-18
CDR: 730972
LAWRENCE EHREN
ended on 1983-11-01
CDR: 863699
RAYMOND MOORE
RAY MOORE
ended on 1983-04-04
CDR: 2822
RALPH ALEXANDER
ended on 1984-01-23



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