Company Name:
JAMES, ALAN & CO., INC.
CRD Number:
35852
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1995
1996
1997
CDR: 455309
PAUL VOGEL
started on 1995-07-26
CDR: 455309
PAUL VOGEL
ended on 1995-10-18
CDR: 1005222
KENNETH STEBEN
KENNETH EDWARDS STEBEN
started on 1996-04-09
CDR: 859851
THOMAS BAKER
TOM BAKER
started on 1996-10-03
CDR: 1005222
KENNETH STEBEN
KENNETH EDWARDS STEBEN
ended on 1996-09-09
CDR: 859851
THOMAS BAKER
TOM BAKER
ended on 1997-06-05



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