Company Name:
JAMES ALPHA ADVISORS, LLC
Address:
24TH FLOOR, 515 MADISON AVENUE, NEW YORK NY 10022
CRD Number:
281785
SEC Number:
801-106805
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
2019
2020
2021
CDR: 5262288
KEZIA SAMUEL
started on 2016-11-26
CDR: 1093374
JEFFRY BROWN
started on 2016-10-06
CDR: 2629605
Bradford Cook
BRAD COOK BRADFORD DAVID COOK BRADFORD DAVID THOMAS COOK BRADFORD COOK
started on 2016-09-22
CDR: 5036655
RYAN REID
started on 2016-08-17
CDR: 1484526
JOHN VAUGHAN
John Williams Vaughan john william vaughan
started on 2016-09-27
CDR: 1778190
Peter Sykes
started on 2016-09-22
CDR: 4591672
KELLY BAUERLE
KELLY LYNN BAYES
started on 2016-08-16
CDR: 1677733
MICHAEL PLUEMER
started on 2016-10-03
CDR: 1888722
HARRY JOHNSON
started on 2016-10-22
CDR: 2890367
CHRISTOPHER RANDAL
Christopher Paul Randal
started on 2016-10-03
CDR: 2347126
DAVID HUNT
started on 2016-09-22
CDR: 5824972
ALEXANDER ASSAF
ALEX KANE ASSAF ALEXANDER K ASSAF
started on 2016-05-10
CDR: 4444403
KEVIN CAMPBELL
KEVIN W CAMPBELL
started on 2016-09-29
CDR: 3244425
Tyler Bain
started on 2016-08-22
CDR: 1093374
JEFFRY BROWN
ended on 2016-10-28
CDR: 5824972
ALEXANDER ASSAF
ALEX KANE ASSAF ALEXANDER K ASSAF
ended on 2016-06-30
CDR: 1672114
CONAN PORTER
started on 2017-05-03
CDR: 5262288
KEZIA SAMUEL
ended on 2017-06-22
CDR: 2629605
Bradford Cook
BRAD COOK BRADFORD DAVID COOK BRADFORD DAVID THOMAS COOK BRADFORD COOK
ended on 2017-10-25
CDR: 5036655
RYAN REID
ended on 2017-03-24
CDR: 2890367
CHRISTOPHER RANDAL
Christopher Paul Randal
ended on 2017-03-24
CDR: 3244425
Tyler Bain
ended on 2017-09-15
CDR: 1811500
David Quester
started on 2018-10-18
CDR: 2942037
ELIZABETH ANTH
ELIZABETH VILLA ANTH ELIZABETH ANTH ELIZABETH VILLA ELIZABETH WAUGH
started on 2018-03-07
CDR: 2551567
BRENDA OLEARY
Brenda Jean OLeary
started on 2018-06-08
CDR: 1603058
DANIEL MAURER
DAN MAURER DANNY MAURER
started on 2018-09-05
CDR: 1237203
Philip Gazzo
PHILIP L GAZZO PHILIP LEO GAZZO Philip Gazzo
started on 2018-10-30
CDR: 1778190
Peter Sykes
ended on 2018-03-13
CDR: 5904237
JAMES MILROY
James Milroy
started on 2019-06-24
CDR: 1811500
David Quester
ended on 2019-05-29
CDR: 1603058
DANIEL MAURER
DAN MAURER DANNY MAURER
ended on 2019-03-18
CDR: 1237203
Philip Gazzo
PHILIP L GAZZO PHILIP LEO GAZZO Philip Gazzo
ended on 2019-06-03
CDR: 1672114
CONAN PORTER
ended on 2019-05-03
CDR: 7315334
Bobby Roberts
Bob Warren Roberts 111 Bob Roberts Bobby Roberts Bobby roberts
started on 2020-12-02
CDR: 1484526
JOHN VAUGHAN
John Williams Vaughan john william vaughan
ended on 2020-02-24
CDR: 2551567
BRENDA OLEARY
Brenda Jean OLeary
ended on 2020-09-24
CDR: 2347126
DAVID HUNT
ended on 2020-11-16
CDR: 1677733
MICHAEL PLUEMER
ended on 2021-04-08
CDR: 1888722
HARRY JOHNSON
ended on 2021-03-16
CDR: 4444403
KEVIN CAMPBELL
KEVIN W CAMPBELL
ended on 2021-04-08



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