Company Name:
JAMES CAPEL INCORPORATED
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1145910
ALAN LEVINSON
ALAN LEVIWSON
started on 1984-10-01
CDR: 1428165
HOWARD APPLEBY
started on 1986-02-19
CDR: 1162026
CARL TIEDEMANN
CARL HANS TIEDEMAN III HANS TIEDEMAN CARL HANS TIEDEMANN HANS TIEDEMANN HANS TIEDMANN III
started on 1986-03-18
CDR: 1297188
KENNETH MCHUGH
KENNETH GERARD MCHUGH
started on 1986-06-17
CDR: 1428165
HOWARD APPLEBY
ended on 1986-12-23
CDR: 1103593
MARK RANNEY
started on 1987-02-24
CDR: 718970
MICHAEL CARDELLO
MICHAEL S CARDELLO
started on 1987-05-07
CDR: 1670390
NICHOLAS HOWARD
NICHOLAS P HOWARD
started on 1987-08-18
CDR: 1620223
WOONTIONG LIM
WOON TIONG LIM
started on 1987-03-24
CDR: 1607815
Gerard Raho
started on 1987-03-24
CDR: 1588502
VICTORIA GOODWIN
VICTORIA JANE LEWIS
started on 1987-01-08
CDR: 1607815
Gerard Raho
ended on 1987-09-03
CDR: 1464447
THOMAS OBYRNE
THOMAS E OBYRNE THOMAS OBYRNE
started on 1988-12-16
CDR: 1357867
PETER GREEN
started on 1988-04-25
CDR: 1526381
JOHN HELLIER
started on 1988-02-08
CDR: 1147802
PETER STEIN
PETER ANDREW STEIN PETER D A STEIN
started on 1988-12-01
CDR: 1642462
ANDREW DABINETT
started on 1988-08-23
CDR: 1184282
TERRIE AOKI
TERRIE ALICE EDWARDS
started on 1988-10-24
CDR: 1326075
ELIZABETH REGAN
ELIZABETH H DETWILER ELIZABETH HARPER DETWILER
started on 1988-03-21
CDR: 734007
Jane Louie
JANE CHU
started on 1988-10-24
CDR: 1503808
PIERS CARDEW
started on 1988-03-21
CDR: 1103593
MARK RANNEY
ended on 1988-06-14
CDR: 1145910
ALAN LEVINSON
ALAN LEVIWSON
ended on 1988-05-03
CDR: 1162026
CARL TIEDEMANN
CARL HANS TIEDEMAN III HANS TIEDEMAN CARL HANS TIEDEMANN HANS TIEDEMANN HANS TIEDMANN III
ended on 1988-07-16
CDR: 1955796
LEONIDA KRIVICIC
LEONIDA KUSTURIC
started on 1989-09-21
CDR: 1713470
GENE MAGGIO
started on 1989-06-20
CDR: 1889302
WILLIAM DIXON
BILL DIXON
started on 1989-07-18
CDR: 1883134
NIGEL ROBERTS
NIGEL GRAHAM ROBERT
started on 1989-05-31
CDR: 718970
MICHAEL CARDELLO
MICHAEL S CARDELLO
ended on 1989-04-22
CDR: 1526381
JOHN HELLIER
ended on 1989-05-13
CDR: 734007
Jane Louie
JANE CHU
ended on 1989-12-14
CDR: 2041345
CHRISTOPHER RYDER
started on 1990-08-24
CDR: 1987751
HISAYO IZUMO
started on 1990-03-20
CDR: 1611614
MATTHEW CHAPIN
MATTHEW V CHAPIN MATTHEW V. VANDYKE CHAPIN
started on 1990-11-02
CDR: 1547891
PHILIP RONTGEN
started on 1990-05-11
CDR: 1326075
ELIZABETH REGAN
ELIZABETH H DETWILER ELIZABETH HARPER DETWILER
ended on 1990-10-18
CDR: 1620223
WOONTIONG LIM
WOON TIONG LIM
ended on 1990-10-18
CDR: 1503808
PIERS CARDEW
ended on 1990-03-08
CDR: 1883134
NIGEL ROBERTS
NIGEL GRAHAM ROBERT
ended on 1990-03-08
CDR: 2134180
ALAN TANNENBAUM
started on 1991-08-12
CDR: 1620117
ROGER FRANK
ROGER E FRANK
started on 1991-11-18
CDR: 2064745
CHRISTOPHER WESTWOOD
started on 1991-01-15
CDR: 1173790
SHEILA SCHROEDER
started on 1991-08-09
CDR: 713678
SARA CERATO
SARA ANNE SCOTT
started on 1991-10-28
CDR: 1759226
JOHN DELDUCA
JACK DEL DUCA JOHN BRIAN DELDUCA
started on 1991-05-29
CDR: 2075880
TRACY BUELL
TRACY A BUELL
started on 1991-04-18
CDR: 1147802
PETER STEIN
PETER ANDREW STEIN PETER D A STEIN
ended on 1991-09-03
CDR: 1611614
MATTHEW CHAPIN
MATTHEW V CHAPIN MATTHEW V. VANDYKE CHAPIN
ended on 1991-11-15
CDR: 1759226
JOHN DELDUCA
JACK DEL DUCA JOHN BRIAN DELDUCA
ended on 1991-11-15
CDR: 853565
JOAN MCCULLOUGH
JOAN MARIE MCCULOUGH JOAN M WOODS JOAN MARIE WOODS
started on 1992-01-09
CDR: 1968383
NATHAN GORIN
NATHAN GORIN
started on 1992-12-08
CDR: 2169788
Melissa Ruttner
started on 1992-02-05
CDR: 1741711
Eduardo Cabrera
EDWARD M CABRERA Edward Cabrera
started on 1992-05-13
CDR: 1743428
RICHARD SARKISIAN
RICHARD SARKISIAN RICK SARKISIAN
started on 1992-03-09
CDR: 2211726
STEVEN MANOS
STEVEN M MANOS
started on 1992-05-19
CDR: 1932766
HOWARD BERKENFELD
started on 1992-03-04
CDR: 1890939
GEOFFREY DENNIS
GEOFFREY EDWIN DENNIS GEOFFREY EDWIN J DENNIS GEOFFREY Edwin James DENNIS GEOFFREY DENNIS
started on 1992-07-29
CDR: 1231892
DENIS SCHREIBER
DENIS W SCHREIBER
started on 1992-11-27
CDR: 2226397
RAYMOND TAM
started on 1992-07-29
CDR: 1642462
ANDREW DABINETT
ended on 1992-02-18
CDR: 1611614
MATTHEW CHAPIN
MATTHEW V CHAPIN MATTHEW V. VANDYKE CHAPIN
started on 1993-05-11
CDR: 1878143
FRANCIS PORCELLI
FRANCIS JOHN PORCELLI FRANK PORCELLI JR.
started on 1993-03-19
CDR: 2288924
MARY PAENG
MARY KYUNG MARY MOON MARY MOONKYUNG MARY NMN PAENG
started on 1993-02-16
CDR: 2296158
FARZIN AZARM
FARZ AZARM
started on 1993-12-17
CDR: 1838064
JOEL SCHNEIDER
started on 1993-09-08
CDR: 1354717
LEE GERKIN
LEE M GERKIN
started on 1993-08-23
CDR: 1490847
VINCENT TOIA
JIM TOIA
started on 1993-05-17
CDR: 2266807
MATTHEW HICKMAN
MATTHEW JOHN HICKMAN
started on 1993-03-05
CDR: 2354309
JOANNE DRAPER
JOANNE ELIZABETH RIDGE
started on 1993-09-08
CDR: 1477505
THOMAS HIGGINS
started on 1993-09-24
CDR: 870989
PETER PETERS
started on 1993-07-09
CDR: 2374436
RICHARD POUND
started on 1993-09-03
CDR: 2134180
ALAN TANNENBAUM
ended on 1993-04-26
CDR: 853565
JOAN MCCULLOUGH
JOAN MARIE MCCULOUGH JOAN M WOODS JOAN MARIE WOODS
ended on 1993-01-01
CDR: 1357867
PETER GREEN
ended on 1993-04-26
CDR: 1968383
NATHAN GORIN
NATHAN GORIN
ended on 1993-07-12
CDR: 2169788
Melissa Ruttner
ended on 1993-07-22
CDR: 2041345
CHRISTOPHER RYDER
ended on 1993-10-25
CDR: 1741711
Eduardo Cabrera
EDWARD M CABRERA Edward Cabrera
ended on 1993-07-09
CDR: 1838064
JOEL SCHNEIDER
ended on 1993-11-15
CDR: 1743428
RICHARD SARKISIAN
RICHARD SARKISIAN RICK SARKISIAN
ended on 1993-07-14
CDR: 2211726
STEVEN MANOS
STEVEN M MANOS
ended on 1993-10-25
CDR: 1620117
ROGER FRANK
ROGER E FRANK
ended on 1993-10-25
CDR: 1670390
NICHOLAS HOWARD
NICHOLAS P HOWARD
ended on 1993-05-07
CDR: 1890939
GEOFFREY DENNIS
GEOFFREY EDWIN DENNIS GEOFFREY EDWIN J DENNIS GEOFFREY Edwin James DENNIS GEOFFREY DENNIS
ended on 1993-07-22
CDR: 2266807
MATTHEW HICKMAN
MATTHEW JOHN HICKMAN
ended on 1993-07-22
CDR: 1184282
TERRIE AOKI
TERRIE ALICE EDWARDS
ended on 1993-10-25
CDR: 2374436
RICHARD POUND
ended on 1993-10-25
CDR: 1754042
Douglas Modico
DOUG MODICO DOUGLAS THOMAS MODICO JR
started on 1994-10-25
CDR: 2075881
LAWRENCE MOSES
LARRY MOSES LAWRENCE MOSES
started on 1994-08-16
CDR: 2221488
MATTHEW HANRATTY
started on 1994-03-15
CDR: 1529409
MICKEY SCHLEIEN
MICKY M SCHLEIEN
started on 1994-05-26
CDR: 2027330
MATTHEW LITTAUER
NGUYEN K LITTAUER
started on 1994-11-10
CDR: 2465987
DAVID TURRY
started on 1994-06-06
CDR: 1313944
CHARLES NORTON
CHARLES ROBIN MAXWELL NORTON CHARLESROBIN MAXWELL NORTON ROBIN MAXWELL NORTON ROBIN NORTON Charles ROBIN Norton
started on 1994-10-25
CDR: 1878143
FRANCIS PORCELLI
FRANCIS JOHN PORCELLI FRANK PORCELLI JR.
ended on 1994-02-10
CDR: 2288924
MARY PAENG
MARY KYUNG MARY MOON MARY MOONKYUNG MARY NMN PAENG
ended on 1994-02-16
CDR: 1713470
GENE MAGGIO
ended on 1994-09-19
CDR: 1932766
HOWARD BERKENFELD
ended on 1994-03-14
CDR: 1173790
SHEILA SCHROEDER
ended on 1994-01-06
CDR: 870989
PETER PETERS
ended on 1994-06-30
CDR: 1231892
DENIS SCHREIBER
DENIS W SCHREIBER
ended on 1994-07-28
CDR: 1297188
KENNETH MCHUGH
KENNETH GERARD MCHUGH
ended on 1994-05-30
CDR: 2075880
TRACY BUELL
TRACY A BUELL
ended on 1994-12-19
CDR: 1320953
STEVEN LYNCH
STEVEN BRIAN LYNCH
started on 1995-05-05
CDR: 1941046
LOUIS MILTIMORE
DEAN MILTIMORE L DEAN MILTIMORE
started on 1995-12-01
CDR: 2410272
EDWARD MULDOWNEY
started on 1995-04-03
CDR: 2370683
JOHN PEYTON
JOHN H. PEYTON JR. JOHN H. PEYTON JOHN HAMILTON PEYTON JR
started on 1995-10-03
CDR: 2171108
MARTIN BROWN
started on 1995-12-01
CDR: 2591784
JOHN FLEMING
JOHN FERAUS FLEMING JOHN FERGUS FLEMING
started on 1995-09-07
CDR: 2370730
James O'Hanlon
JAMES J O'HANLON JAMES J OHANLON JAMES J OHAWLON
started on 1995-05-10
CDR: 1186235
MATHEW MCCONNELL
MATHEW J MCCONNELL MATHEW JAMES MCCONNELL JR
started on 1995-08-02
CDR: 1393488
PAMELA FONG
PAM HOUSLEY PAMELA IRENE HOUSLEY
started on 1995-09-13
CDR: 1189428
JAMES O'DONNELL
JAMES J ODONNELL JAMES JOHN ODONNELL JR JAMES JOHN ODONNELL JIM ODONNELL
started on 1995-05-04
CDR: 1297188
KENNETH MCHUGH
KENNETH GERARD MCHUGH
started on 1995-11-14
CDR: 1801729
MICHAEL SPYRKA
started on 1995-05-10
CDR: 2575310
ENRIQUE FIGUEROA
started on 1995-04-05
CDR: 1382285
KEVIN FINNEGAN
KEVIN G FINNEGAN KEVIN FINNEGAN FINNEGAN GERARD KEVIN GERARD
started on 1995-01-27
CDR: 1687562
THOMAS MORSCH
started on 1995-09-08
CDR: 2184651
DAVID LEHRFELD
started on 1995-11-17
CDR: 2388143
PAUL PRICOLI
started on 1995-10-20
CDR: 2569858
L LEE
started on 1995-10-13
CDR: 2237430
GREGG ORRILL
Gregg Orrill
started on 1995-12-12
CDR: 1611614
MATTHEW CHAPIN
MATTHEW V CHAPIN MATTHEW V. VANDYKE CHAPIN
ended on 1995-11-22
CDR: 2370683
JOHN PEYTON
JOHN H. PEYTON JR. JOHN H. PEYTON JOHN HAMILTON PEYTON JR
ended on 1995-11-17
CDR: 1354717
LEE GERKIN
LEE M GERKIN
ended on 1995-10-03
CDR: 1529409
MICKEY SCHLEIEN
MICKY M SCHLEIEN
ended on 1995-08-28
CDR: 2027330
MATTHEW LITTAUER
NGUYEN K LITTAUER
ended on 1995-06-06
CDR: 2354309
JOANNE DRAPER
JOANNE ELIZABETH RIDGE
ended on 1995-08-04
CDR: 2575310
ENRIQUE FIGUEROA
ended on 1995-10-16
CDR: 1588502
VICTORIA GOODWIN
VICTORIA JANE LEWIS
ended on 1995-06-28
CDR: 1320953
STEVEN LYNCH
STEVEN BRIAN LYNCH
ended on 1996-01-01
CDR: 1464447
THOMAS OBYRNE
THOMAS E OBYRNE THOMAS OBYRNE
ended on 1996-01-01
CDR: 1941046
LOUIS MILTIMORE
DEAN MILTIMORE L DEAN MILTIMORE
ended on 1996-01-01
CDR: 1955796
LEONIDA KRIVICIC
LEONIDA KUSTURIC
ended on 1996-01-01
CDR: 2410272
EDWARD MULDOWNEY
ended on 1996-01-01
CDR: 1754042
Douglas Modico
DOUG MODICO DOUGLAS THOMAS MODICO JR
ended on 1996-01-01
CDR: 2075881
LAWRENCE MOSES
LARRY MOSES LAWRENCE MOSES
ended on 1996-01-01
CDR: 2221488
MATTHEW HANRATTY
ended on 1996-01-01
CDR: 2296158
FARZIN AZARM
FARZ AZARM
ended on 1996-01-01
CDR: 2171108
MARTIN BROWN
ended on 1996-01-01
CDR: 1987751
HISAYO IZUMO
ended on 1996-01-01
CDR: 2591784
JOHN FLEMING
JOHN FERAUS FLEMING JOHN FERGUS FLEMING
ended on 1996-01-01
CDR: 2370730
James O'Hanlon
JAMES J O'HANLON JAMES J OHANLON JAMES J OHAWLON
ended on 1996-01-01
CDR: 1490847
VINCENT TOIA
JIM TOIA
ended on 1996-01-01
CDR: 2064745
CHRISTOPHER WESTWOOD
ended on 1996-01-01
CDR: 1186235
MATHEW MCCONNELL
MATHEW J MCCONNELL MATHEW JAMES MCCONNELL JR
ended on 1996-01-01
CDR: 1393488
PAMELA FONG
PAM HOUSLEY PAMELA IRENE HOUSLEY
ended on 1996-01-01
CDR: 1189428
JAMES O'DONNELL
JAMES J ODONNELL JAMES JOHN ODONNELL JR JAMES JOHN ODONNELL JIM ODONNELL
ended on 1996-01-01
CDR: 1297188
KENNETH MCHUGH
KENNETH GERARD MCHUGH
ended on 1996-01-01
CDR: 2465987
DAVID TURRY
ended on 1996-01-01
CDR: 1801729
MICHAEL SPYRKA
ended on 1996-01-01
CDR: 1477505
THOMAS HIGGINS
ended on 1996-01-01
CDR: 1382285
KEVIN FINNEGAN
KEVIN G FINNEGAN KEVIN FINNEGAN FINNEGAN GERARD KEVIN GERARD
ended on 1996-01-01
CDR: 1889302
WILLIAM DIXON
BILL DIXON
ended on 1996-01-01
CDR: 713678
SARA CERATO
SARA ANNE SCOTT
ended on 1996-01-01
CDR: 1687562
THOMAS MORSCH
ended on 1996-01-01
CDR: 2184651
DAVID LEHRFELD
ended on 1996-01-01
CDR: 2226397
RAYMOND TAM
ended on 1996-01-01
CDR: 1313944
CHARLES NORTON
CHARLES ROBIN MAXWELL NORTON CHARLESROBIN MAXWELL NORTON ROBIN MAXWELL NORTON ROBIN NORTON Charles ROBIN Norton
ended on 1996-01-01
CDR: 2388143
PAUL PRICOLI
ended on 1996-01-01
CDR: 2569858
L LEE
ended on 1996-01-01
CDR: 1547891
PHILIP RONTGEN
ended on 1996-01-01
CDR: 2237430
GREGG ORRILL
Gregg Orrill
ended on 1996-01-01
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