Company Name:
JAMES FOX SECURITIES, INC.
Address:
2659 STATE STREET SUITE 100, CARLSBAD, CA 92008
CRD Number:
43632
CIK Number:
1043826
SEC File Number:
850391
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 502708
JAMES FOX
JAMES C FOX JIM FOX
started on 1998-01-20
CDR: 1962299
LARRY GIANGULIO
started on 1998-01-16
CDR: 1556713
JAMES GRIFFIN
JIM GRIFFIN
started on 2010-08-23
CDR: 1556713
JAMES GRIFFIN
JIM GRIFFIN
ended on 2011-06-07
CDR: 1962299
LARRY GIANGULIO
ended on 2013-04-02
CDR: 5724695
CHET FINKBEINER
started on 2015-06-23
CDR: 5724695
CHET FINKBEINER
ended on 2016-02-17



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