Company Name:
J.M LUMMIS SECURITIES, INC.
Address:
50 LOCUST AVE, NEW CANAAN, CT 06840
CRD Number:
43818
CIK Number:
1044640
SEC File Number:
850435
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 3021066
MARVIN BROWN
MARK BROWN
started on 1998-07-15
CDR: 1257963
GERARD OBRIEN
GERRY OBRIEN
started on 1998-07-28
CDR: 1652482
DAVID JUNEAU
started on 1998-07-15
CDR: 3054286
TIMOTHY MAHONEY
started on 1998-07-15
CDR: 3052112
WILLIAM PANELLA
started on 1998-07-15
CDR: 3021077
EDWARD BYRNE
Ted Byrne
started on 1998-07-15
CDR: 3136962
KEVIN CORRIGAN
started on 1998-12-07
CDR: 2936177
DAVID LUMMIS
started on 1998-07-15
CDR: 2465838
SUSAN GALIONE
started on 1998-07-15
CDR: 2472358
THOMAS GALIONE
started on 1998-07-24
CDR: 3013195
WENDY BOWDITCH
started on 1998-07-15
CDR: 1049431
PETER MOSELEY
started on 2000-01-26
CDR: 4590213
RICHARD HUGHES
started on 2003-08-06
CDR: 4590213
RICHARD HUGHES
ended on 2008-10-27
CDR: 2271889
BRYAN BURNS
BRYAN DAVID BURNS
started on 2014-12-09
CDR: 2271889
BRYAN BURNS
BRYAN DAVID BURNS
ended on 2015-03-10
CDR: 1049431
PETER MOSELEY
ended on 2015-08-25
CDR: 1049431
PETER MOSELEY
started on 2019-02-01
CDR: 1652482
DAVID JUNEAU
ended on 2019-04-05
CDR: 2472358
THOMAS GALIONE
ended on 2019-07-31
CDR: 3013195
WENDY BOWDITCH
ended on 2020-01-08



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