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Company Name:
KAIZEN FINANCIAL ADVISORS, LLC
Address:
SUITE 308, 4030 LAKE WASHINGTON BLVD, KIRKLAND WA 98033
CRD Number:
155353
SEC Number:
801-115111
Financial Regulator:
SEC/ FINRA
Website:
http://www.kaizenfa.com
Registration started
Ended
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 4514776
BRIAN GAWTHROP
started on
2010-10-27
CDR: 4478848
LAURIE KLEIN
started on
2010-10-27
CDR: 4514776
BRIAN GAWTHROP
ended on
2011-04-13
CDR: 6547584
KATHLEEN FERGUSON
KATHLEEN MOIRA SULLIVAN
started on
2015-11-03
CDR: 6566083
Brook Anderson
started on
2015-10-22
CDR: 6547584
KATHLEEN FERGUSON
KATHLEEN MOIRA SULLIVAN
ended on
2017-01-10
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