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0 - 9
Company Name:
KEPLER CAPITAL MARKETS, INC.
Address:
SUITE 3605, 12 EAST 49TH STREET, NEW YORK, NY 10017
CRD Number:
139148
CIK Number:
1347692
SEC File Number:
867194
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1343078
CHARLES GUSHEE
started on
2006-06-07
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
started on
2006-06-07
CDR: 2960731
CHRISTOPHER LAVAGNINO
CHRIS KERR
started on
2006-06-08
CDR: 2221488
MATTHEW HANRATTY
started on
2006-06-07
CDR: 4283552
GREGORY HINTZE
GREGORY DALY HINTZE GREGORY HINTZE JR
started on
2006-06-07
CDR: 4490720
ANDREAS HEINE
started on
2006-06-07
CDR: 5243266
MOHAMED HAOUACHE
started on
2006-11-14
CDR: 2155104
BENOIT PIUSSAN
BENOTT RERE PIUSSAN
started on
2006-06-07
CDR: 2802405
Hector Santiago
SANTIAGO
started on
2006-06-07
CDR: 1643492
JAMES BRAGG
JIM BRAGG
started on
2006-08-30
CDR: 2526645
JONATHAN SAXON
started on
2006-12-11
CDR: 2828441
CRAIG MCDONOUGH
CRAIG SEAN MCDONOUGH MR. CREIGHTON MCDONOUGH
started on
2006-06-07
CDR: 4490720
ANDREAS HEINE
ended on
2006-09-01
CDR: 2802405
Hector Santiago
SANTIAGO
ended on
2006-07-14
CDR: 5310101
SASCHA OFFER
started on
2007-03-28
CDR: 4477969
Kenan Kashlan
started on
2007-10-31
CDR: 2025648
CHALONER CHUTE
CHAL CHUTE ST CLAIR CHUTE
started on
2007-10-01
CDR: 1343078
CHARLES GUSHEE
ended on
2007-04-04
CDR: 5310101
SASCHA OFFER
ended on
2007-11-26
CDR: 5243266
MOHAMED HAOUACHE
ended on
2007-06-08
CDR: 2155104
BENOIT PIUSSAN
BENOTT RERE PIUSSAN
ended on
2007-05-23
CDR: 2828441
CRAIG MCDONOUGH
CRAIG SEAN MCDONOUGH MR. CREIGHTON MCDONOUGH
ended on
2007-07-13
CDR: 1208237
GEORGE LAWRENCE
GEORGE EDWARD LAWRENCE
started on
2008-10-17
CDR: 4490720
ANDREAS HEINE
started on
2008-10-30
CDR: 4794882
PETER ZEBROWSKI
PETER MATHEW ZEBROWSKI PETER MATHEW ZERBROWSKI
started on
2008-10-17
CDR: 1547891
PHILIP RONTGEN
started on
2008-02-11
CDR: 2396944
DONAL DALY
started on
2008-10-21
CDR: 4475598
DAVID ELIASEN
DAVID HJALMAR ELIASEN
started on
2008-01-01
CDR: 2942360
SHAWN DIAMOND
started on
2008-01-01
CDR: 2221488
MATTHEW HANRATTY
ended on
2008-11-26
CDR: 4477969
Kenan Kashlan
ended on
2008-11-11
CDR: 2025648
CHALONER CHUTE
CHAL CHUTE ST CLAIR CHUTE
ended on
2008-11-26
CDR: 1763720
ROBERT PATTON
Bob Jude PATTON
started on
2009-07-02
CDR: 1553729
PHILIP PUCCIO
JUNIOR PUCCIO
started on
2009-04-24
CDR: 5486722
ARIELLA MENEGON
started on
2009-01-22
CDR: 4248067
LAURENT BUDD
started on
2009-05-27
CDR: 3130944
JAMES KALOUDIS
started on
2009-01-28
CDR: 4422484
NICHOLAS WOOD
NICHOLAS R WOOD
started on
2009-05-27
CDR: 1763720
ROBERT PATTON
Bob Jude PATTON
ended on
2009-11-24
CDR: 1547891
PHILIP RONTGEN
ended on
2009-05-05
CDR: 2396944
DONAL DALY
ended on
2009-08-27
CDR: 3130944
JAMES KALOUDIS
ended on
2009-05-05
CDR: 2942360
SHAWN DIAMOND
ended on
2009-05-05
CDR: 2376023
NICOLAI LUND
started on
2010-07-19
CDR: 2370001
PATRICIA BARBA
PATRICIA BARBA
started on
2010-09-16
CDR: 2848027
RYAN MCDONALD
started on
2010-01-04
CDR: 5071676
ANGEL DE LA FUENTE
started on
2010-12-17
CDR: 2280839
VITO DIVENERE
VITO A DIVENERE
started on
2010-07-02
CDR: 5213521
TRISTAN DABOVILLE
TRISTAN D ABOVILLE
started on
2010-11-10
CDR: 1412359
ALAN RUGGIERO
started on
2010-08-03
CDR: 4490720
ANDREAS HEINE
ended on
2010-09-14
CDR: 4794882
PETER ZEBROWSKI
PETER MATHEW ZEBROWSKI PETER MATHEW ZERBROWSKI
ended on
2010-05-13
CDR: 2526645
JONATHAN SAXON
ended on
2010-11-03
CDR: 1208237
GEORGE LAWRENCE
GEORGE EDWARD LAWRENCE
ended on
2011-03-04
CDR: 2370001
PATRICIA BARBA
PATRICIA BARBA
ended on
2011-07-29
CDR: 2848027
RYAN MCDONALD
ended on
2011-06-24
CDR: 5486722
ARIELLA MENEGON
ended on
2011-02-08
CDR: 1412359
ALAN RUGGIERO
ended on
2011-06-24
CDR: 5635215
NICHOLAS SKIDD
started on
2012-04-26
CDR: 1786547
RICHARD LEIGHTON
started on
2012-03-07
CDR: 5635215
NICHOLAS SKIDD
ended on
2012-07-19
CDR: 1553729
PHILIP PUCCIO
JUNIOR PUCCIO
ended on
2012-08-31
CDR: 5213521
TRISTAN DABOVILLE
TRISTAN D ABOVILLE
ended on
2012-02-07
CDR: 4422484
NICHOLAS WOOD
NICHOLAS R WOOD
ended on
2012-08-31
CDR: 4277472
PAUL HOWARD
started on
2013-07-11
CDR: 4354388
Joseph Imperato
JOSEPH IMPERATO Jr Joseph Imperato
started on
2013-07-22
CDR: 2414373
DAVID HEGARTY
DAVID FRANCIS HEGARTY David Hegarty
started on
2013-07-22
CDR: 4020703
JOHN PACKES
started on
2013-07-22
CDR: 6148020
AMMAR UL ALAM
started on
2013-08-08
CDR: 5782617
IDA FLORE NDJOMO AFANA
started on
2013-07-19
CDR: 4333160
MATTHEW WALCZUK
started on
2013-07-22
CDR: 5427217
KELLY STEVENS
started on
2013-07-11
CDR: 2855097
ERIKO AMINO
started on
2013-07-11
CDR: 5791296
JUAN CARLOS MAURAS
started on
2013-07-22
CDR: 6123314
YIKE LU
started on
2013-07-22
CDR: 3028849
ETRITA IBROCI
started on
2013-07-10
CDR: 2910504
ROBERT SPILLANE
started on
2013-07-22
CDR: 2647911
JONATHAN LARKEN
started on
2013-07-15
CDR: 4443112
PRIYESH PURUSHOTHAMAN
started on
2013-07-11
CDR: 2972594
ANTHONY BECKETT
TONY BECKETT
started on
2013-07-12
CDR: 2444290
RAYMOND MANIKOWSKI
RAY MATTHEW MANIKOWSKI
started on
2013-06-06
CDR: 4525643
JACQUELINE CRILLEY
JACQUELI NE R CRILLEY
started on
2013-07-11
CDR: 3126908
DOMINIC ROMANO
started on
2013-07-23
CDR: 5090235
LAURENT QUIRIN
started on
2013-08-16
CDR: 4248067
LAURENT BUDD
ended on
2013-04-17
CDR: 1786547
RICHARD LEIGHTON
ended on
2013-08-26
CDR: 4475598
DAVID ELIASEN
DAVID HJALMAR ELIASEN
ended on
2013-11-26
CDR: 4216553
WILLIAM CHEN
started on
2014-09-23
CDR: 2443732
HENRY GOURDEAU
HENRY JOSEPH GOURDEAU
started on
2014-03-07
CDR: 2536130
DOUGLAS ARONSTEIN
started on
2014-09-25
CDR: 2414373
DAVID HEGARTY
DAVID FRANCIS HEGARTY David Hegarty
ended on
2014-01-30
CDR: 6148020
AMMAR UL ALAM
ended on
2014-02-27
CDR: 5427217
KELLY STEVENS
ended on
2014-01-15
CDR: 2855097
ERIKO AMINO
ended on
2014-12-01
CDR: 6123314
YIKE LU
ended on
2014-01-23
CDR: 2280839
VITO DIVENERE
VITO A DIVENERE
ended on
2014-08-25
CDR: 2647911
JONATHAN LARKEN
ended on
2014-07-14
CDR: 2444290
RAYMOND MANIKOWSKI
RAY MATTHEW MANIKOWSKI
ended on
2014-12-01
CDR: 3126908
DOMINIC ROMANO
ended on
2014-04-14
CDR: 5090235
LAURENT QUIRIN
ended on
2014-12-04
CDR: 4518212
KEITH RAULLI
started on
2015-07-03
CDR: 5377462
ADAM DEKEL
ADAM DEKEL
started on
2015-02-26
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
started on
2015-04-01
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
ended on
2015-04-27
CDR: 4354388
Joseph Imperato
JOSEPH IMPERATO Jr Joseph Imperato
ended on
2015-11-24
CDR: 4216553
WILLIAM CHEN
ended on
2015-08-10
CDR: 2910504
ROBERT SPILLANE
ended on
2015-02-19
CDR: 2972594
ANTHONY BECKETT
TONY BECKETT
ended on
2015-07-24
CDR: 5325007
ELIZABETH ATTANASIO
ELIZABETH MARIE RICE
started on
2016-07-18
CDR: 5272530
YULIANA CHERNYAEVA
YULIANA CHERNYAYEVA
started on
2016-05-20
CDR: 5918717
QUEENIE YUEN
MIU LING YUEN
started on
2016-06-30
CDR: 6643262
HUGO SARKIS
started on
2016-05-10
CDR: 5294492
Amanda Keogan
AMANDA C KEOGAN AMANDA KEOGAN
started on
2016-01-20
CDR: 4020703
JOHN PACKES
ended on
2016-04-01
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
ended on
2016-07-18
CDR: 2959615
LEONARDO RAGO
started on
2017-10-26
CDR: 4277472
PAUL HOWARD
ended on
2017-07-18
CDR: 5782617
IDA FLORE NDJOMO AFANA
ended on
2017-10-30
CDR: 5791296
JUAN CARLOS MAURAS
ended on
2017-10-26
CDR: 1643492
JAMES BRAGG
JIM BRAGG
ended on
2017-07-18
CDR: 4525643
JACQUELINE CRILLEY
JACQUELI NE R CRILLEY
ended on
2017-10-27
CDR: 5957509
PHILIPPE LARENTE
started on
2018-11-08
CDR: 2223180
ALRIC WIGGILL
started on
2018-05-08
CDR: 5756782
CHRISTOPHER CARR
started on
2018-10-10
CDR: 4283552
GREGORY HINTZE
GREGORY DALY HINTZE GREGORY HINTZE JR
ended on
2018-06-28
CDR: 5071676
ANGEL DE LA FUENTE
ended on
2018-06-01
CDR: 7056677
Jason Singer
Jason Evan Singer
started on
2019-03-18
CDR: 5918717
QUEENIE YUEN
MIU LING YUEN
ended on
2019-08-12
CDR: 5294492
Amanda Keogan
AMANDA C KEOGAN AMANDA KEOGAN
ended on
2019-05-29
CDR: 4900019
LIUDMILA POPOVA
LIOUDMILA ALEXANDROVNA POPOVA LIUDMILA ALEXANDROVNA POPOVA MILA POPOVA
started on
2020-06-24
CDR: 7302904
RUBEN BERMEJO GIL
RUBEN BERMEJO
started on
2020-11-06
CDR: 6271170
SHAWNA GIUST
SHAWNA JOANN GIUST
started on
2020-11-11
CDR: 2223180
ALRIC WIGGILL
ended on
2020-03-05
CDR: 2443732
HENRY GOURDEAU
HENRY JOSEPH GOURDEAU
ended on
2020-03-05
CDR: 5957509
PHILIPPE LARENTE
ended on
2021-03-01
CDR: 7056677
Jason Singer
Jason Evan Singer
ended on
2021-02-24
CDR: 4443112
PRIYESH PURUSHOTHAMAN
ended on
2021-02-24
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