Company Name:
LABRANCHE STRUCTURED PRODUCTS DIRECT
CRD Number:
45821
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
CDR: 870520
THOMAS HACK
started on 2001-06-05
CDR: 2091251
REGINALD BROWNE
REGGIE BROWNE
started on 2006-09-26
CDR: 2317719
JAMES SERINESE
started on 2007-01-26
CDR: 734204
JAMES STEARNS
JIM STEARNS
started on 2007-06-20
CDR: 2317719
JAMES SERINESE
ended on 2007-04-16
CDR: 2091251
REGINALD BROWNE
REGGIE BROWNE
ended on 2007-06-18
CDR: 734204
JAMES STEARNS
JIM STEARNS
ended on 2007-08-27
CDR: 2471877
KEVIN JOHNSON
KEVIN J JOHNSON
started on 2008-12-05
CDR: 870520
THOMAS HACK
ended on 2010-03-31
CDR: 2471877
KEVIN JOHNSON
KEVIN J JOHNSON
ended on 2011-02-11



Copyright 2022 EmployProof.org All rights reserved.
Court Diary