Company Name:
LADENBURG THALMANN ASSET MANAGEMENT INC
Address:
4TH FL., 640 FIFTH AVENUE, NEW YORK NY 10019
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 2680480
ALEXANDER BRESLIN
ALEX BRESLIN
started on 2004-08-27
CDR: 2590138
MARC BERNSTEIN
started on 2004-07-27
CDR: 4580411
WILLIAM LAPIANA
BILL LAPIANA
started on 2004-11-29
CDR: 3258850
JOSEPH AZURE
started on 2004-08-03
CDR: 4716031
Michael Greco
MICHAEL EDWARD GRECO MIKE E GRECO
started on 2004-07-29
CDR: 2803577
ROY SMOLARZ
started on 2004-04-13
CDR: 2496586
ELLIOT HARRIS
started on 2004-06-09
CDR: 1825954
JONATHON LAMBERTO
started on 2004-03-23
CDR: 4681941
JUSTIN KERN
started on 2004-07-29
CDR: 2744542
JOSE MARMOL
JOSEPH MARMOL
started on 2004-08-04
CDR: 2122221
PHILIP BLANCATO
PHILIP BLANCATO
started on 2004-09-08
CDR: 3149369
MICHAEL MUNDO
MICHAEL MUNDO
started on 2004-08-23
CDR: 1960151
BARRY RABKIN
started on 2004-08-24
CDR: 4719242
ROBERT SANTINELLI
ROBERT SANTINELLI
started on 2004-07-23
CDR: 3230260
PATRICK OHAGAN
PATRICK MICHAEL O'HAGAN PATRICK OHAGAN
started on 2004-03-31
CDR: 2884434
ARTEMIO MERCADO
ARTEMIO MERCADO
started on 2004-09-07
CDR: 4439884
CRAIG SAREMBOCK
CRAIG MURRAY SAREMBOCK
started on 2004-07-16
CDR: 3238909
SAMUEL PRYOR
started on 2004-07-27
CDR: 1423862
Albert Pette
Albert V. Pette Albert Pette
started on 2004-10-19
CDR: 400686
PAUL ROBBINS
started on 2004-03-23
CDR: 2969033
STEVEN ZEITCHICK
STEVEN ZEITCHICK
started on 2004-05-27
CDR: 2996625
THOMAS PEKAR
THOMAS PEKAR
started on 2004-02-26
CDR: 3174096
JAIME DESMOND
started on 2004-09-10
CDR: 601694
RICHARD DEUTSCH
started on 2004-11-01
CDR: 4699929
KUSHTRIM BLAKU
CHRIS BLAKU
started on 2004-07-27
CDR: 1302366
NATHAN FRENKIEL
NATHAN JEROME FRENKIEL
started on 2004-06-28
CDR: 2996617
ANTHONY PRANZO
started on 2004-03-08
CDR: 4391486
JOHN SAVIN
JOHN H. SAVIN
started on 2004-07-26
CDR: 1157117
GEORGE CROWLEY
GEORGE FLURENCE CROWLEY III
started on 2004-03-23
CDR: 2930150
RICHARD KLEIN
started on 2004-07-12
CDR: 4434786
JONAH WEISS
started on 2004-06-25
CDR: 2313606
JOSEPH ANGELONE
JOSEPH M ANGELONE JOSEPH MICHAEL ANGELONE
started on 2004-10-29
CDR: 2723138
RAYMOND CORREA
RAY CORREA
started on 2004-06-29
CDR: 2629794
MICHAEL RAIMO
started on 2004-06-08
CDR: 2432159
BRUCE SIEGEL
started on 2004-10-06
CDR: 3118304
DONALD CROSLEY
DONALD CROSLEY
started on 2004-08-10
CDR: 4742779
MARIA MONTERO-CHIN
MARIA E. MONTERO MARIA MONTERO
started on 2004-07-22
CDR: 4104166
Jose Huerfano
JOSE L. HUERFANO JR. JOSEPH HUERFANO
started on 2004-08-02
CDR: 3114277
MATTHEW CRAFA
started on 2004-03-23
CDR: 4763241
Elban Rivera
ELBAN K RIVERA II ELBAN KELLY RIVERA Elban Rivera
started on 2004-09-29
CDR: 2295766
SALVATORE DIGUARDIA
started on 2004-07-13
CDR: 4358176
RODNEY IBRAHIM
started on 2004-07-23
CDR: 2652227
SCOTT SMITH
started on 2004-09-29
CDR: 4392555
DEAN KALTSAS
started on 2004-07-23
CDR: 3195771
RABIN KAYDANIAN
RABIA KAYDANIAN ROB KAYDANIAN ROBIN KAYDANIAN
started on 2004-06-23
CDR: 4089336
PETER VIVEIROS
PETER ANDREW VIVEIROS MR. PETER ANDREW VIVEIROS
started on 2004-07-19
CDR: 4751159
STUART MCGEOUGH
started on 2004-07-23
CDR: 2811494
KURT MULLER
started on 2004-03-23
CDR: 3078454
LONNIE OGULNICK
LONNIE OGULNICK
started on 2004-07-23
CDR: 2493206
ROSENDO SOUTO
CARLOS SOUTO ROSENDO CARLOS SOUTO N/A
started on 2004-10-13
CDR: 3258850
JOSEPH AZURE
ended on 2004-10-19
CDR: 4716031
Michael Greco
MICHAEL EDWARD GRECO MIKE E GRECO
ended on 2004-10-29
CDR: 2803577
ROY SMOLARZ
ended on 2004-07-09
CDR: 4681941
JUSTIN KERN
ended on 2004-11-15
CDR: 1960151
BARRY RABKIN
ended on 2004-12-07
CDR: 4699929
KUSHTRIM BLAKU
CHRIS BLAKU
ended on 2004-09-07
CDR: 2996617
ANTHONY PRANZO
ended on 2004-12-07
CDR: 4391486
JOHN SAVIN
JOHN H. SAVIN
ended on 2004-10-19
CDR: 4392555
DEAN KALTSAS
ended on 2004-11-12
CDR: 4751159
STUART MCGEOUGH
ended on 2004-09-30
CDR: 1814659
LAWRENCE WEISSMAN
started on 2005-07-26
CDR: 1960151
BARRY RABKIN
started on 2005-09-28
CDR: 1271346
DIANE LICHTENSTEIN
started on 2005-09-27
CDR: 3022227
MATTHEW KENASTON
started on 2005-04-26
CDR: 2176861
PETER ORTH
started on 2005-10-20
CDR: 708612
RICHARD SONKIN
started on 2005-08-25
CDR: 1783756
MARK KLEIN
started on 2005-04-14
CDR: 4695966
MICHAEL KRAMER
started on 2005-07-20
CDR: 4920976
JOHN ARENA
JOHN P ARENA
started on 2005-08-25
CDR: 4580411
WILLIAM LAPIANA
BILL LAPIANA
ended on 2005-09-28
CDR: 2496586
ELLIOT HARRIS
ended on 2005-09-13
CDR: 4719242
ROBERT SANTINELLI
ROBERT SANTINELLI
ended on 2005-03-22
CDR: 3230260
PATRICK OHAGAN
PATRICK MICHAEL O'HAGAN PATRICK OHAGAN
ended on 2005-01-27
CDR: 4434786
JONAH WEISS
ended on 2005-09-19
CDR: 2723138
RAYMOND CORREA
RAY CORREA
ended on 2005-05-31
CDR: 3118304
DONALD CROSLEY
DONALD CROSLEY
ended on 2005-10-27
CDR: 4104166
Jose Huerfano
JOSE L. HUERFANO JR. JOSEPH HUERFANO
ended on 2005-02-08
CDR: 3114277
MATTHEW CRAFA
ended on 2005-07-22
CDR: 4763241
Elban Rivera
ELBAN K RIVERA II ELBAN KELLY RIVERA Elban Rivera
ended on 2005-02-16
CDR: 2295766
SALVATORE DIGUARDIA
ended on 2005-09-13
CDR: 4358176
RODNEY IBRAHIM
ended on 2005-09-28
CDR: 2811494
KURT MULLER
ended on 2005-06-15
CDR: 2493206
ROSENDO SOUTO
CARLOS SOUTO ROSENDO CARLOS SOUTO N/A
ended on 2005-12-02
CDR: 4734960
DAVID RICCIO
started on 2006-10-03
CDR: 2742922
JEFFREY KLINGE
JEFFREY SCOTT KLINGE MR.
started on 2006-10-03
CDR: 2104918
WILLIAM BAUER
BILL BAUER BILLY BAUER WILLIAM ERIC BAUER JR WILLIAM BAUER
started on 2006-07-14
CDR: 4795798
MICHAEL KOUSOULAS
started on 2006-06-07
CDR: 1049076
ROBERT MATEICKA
BOB MATEICKA ROBERT C MATEICKA ROBERT C METEICKA ROBERT CHARLES METEICKA
started on 2006-12-19
CDR: 708612
RICHARD SONKIN
started on 2006-10-03
CDR: 4635089
PHILIP HERZBERG
started on 2006-11-06
CDR: 1581776
VINCENT MANGONE
VINCENT ANTONIE MANGONE VINCENT MANGONE
started on 2006-03-03
CDR: 872020
Corey Wagner
Corey E Wagner
started on 2006-11-09
CDR: 3143445
ALEXANDER BARRIOS
started on 2006-03-28
CDR: 1825954
JONATHON LAMBERTO
ended on 2006-07-31
CDR: 1814659
LAWRENCE WEISSMAN
ended on 2006-11-29
CDR: 1157117
GEORGE CROWLEY
GEORGE FLURENCE CROWLEY III
ended on 2006-01-18
CDR: 3022227
MATTHEW KENASTON
ended on 2006-07-11
CDR: 708612
RICHARD SONKIN
ended on 2006-01-18
CDR: 4742779
MARIA MONTERO-CHIN
MARIA E. MONTERO MARIA MONTERO
ended on 2006-08-02
CDR: 2331548
GIORGIO MANGIONE
GEORGE MANGIONE MANGIONE
started on 2007-02-01
CDR: 847690
JOHN BRUNI
started on 2007-07-25
CDR: 2183122
GLENN GLAZER
started on 2007-03-05
CDR: 2320108
ANTON BRILL
ANTON BRILL
started on 2007-12-11
CDR: 5015167
PAIGE GOLL
PAIGE GOLL PAIGE COATES LAVERELL PAIGE LAVERELL PAIGE COATES LAVERELL GOLL
started on 2007-04-25
CDR: 3148082
Dennis Brennan
DENNIS ROBERT BRENNAN DENNIS BRENNAN
started on 2007-11-19
CDR: 1011032
ROBERT LENGWENUS
BOB LENG BOB LENGWENUS LENG LENGWENUS
started on 2007-10-08
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
started on 2007-04-24
CDR: 1423862
Albert Pette
Albert V. Pette Albert Pette
ended on 2007-01-10
CDR: 2104918
WILLIAM BAUER
BILL BAUER BILLY BAUER WILLIAM ERIC BAUER JR WILLIAM BAUER
ended on 2007-01-08
CDR: 4795798
MICHAEL KOUSOULAS
ended on 2007-03-26
CDR: 2176861
PETER ORTH
ended on 2007-01-08
CDR: 1581776
VINCENT MANGONE
VINCENT ANTONIE MANGONE VINCENT MANGONE
ended on 2007-01-26
CDR: 4089336
PETER VIVEIROS
PETER ANDREW VIVEIROS MR. PETER ANDREW VIVEIROS
ended on 2007-03-19
CDR: 4920976
JOHN ARENA
JOHN P ARENA
ended on 2007-05-25
CDR: 3143445
ALEXANDER BARRIOS
ended on 2007-09-17
CDR: 3121137
JESSICA DELAREZA
started on 2008-11-18
CDR: 2000735
SCOTT SAMUELS
SCOTT D SAMUELS
started on 2008-01-03
CDR: 4823662
DAVID DZIEKANSKI
DAVID MICHAEL DZIEKANSKI
started on 2008-09-15
CDR: 224415
STANLEY GOLDRING
started on 2008-05-15
CDR: 3151366
SIMON MUNDLAK
started on 2008-10-20
CDR: 63535
ROBERT DECANIO
started on 2008-07-15
CDR: 847690
JOHN BRUNI
ended on 2008-05-09
CDR: 2744542
JOSE MARMOL
JOSEPH MARMOL
ended on 2008-06-18
CDR: 2000735
SCOTT SAMUELS
SCOTT D SAMUELS
ended on 2008-12-19
CDR: 2183122
GLENN GLAZER
ended on 2008-08-20
CDR: 2884434
ARTEMIO MERCADO
ARTEMIO MERCADO
ended on 2008-12-19
CDR: 3238909
SAMUEL PRYOR
ended on 2008-12-23
CDR: 2996625
THOMAS PEKAR
THOMAS PEKAR
ended on 2008-07-21
CDR: 2320108
ANTON BRILL
ANTON BRILL
ended on 2008-04-21
CDR: 2496586
ELLIOT HARRIS
started on 2009-07-28
CDR: 4269262
SKIP AMES
started on 2009-06-04
CDR: 1802101
BRUCE SILVER
ADAM SILVER
started on 2009-12-18
CDR: 3149369
MICHAEL MUNDO
MICHAEL MUNDO
ended on 2009-01-29
CDR: 4439884
CRAIG SAREMBOCK
CRAIG MURRAY SAREMBOCK
ended on 2009-02-11
CDR: 872020
Corey Wagner
Corey E Wagner
ended on 2009-04-01
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
ended on 2009-09-18
CDR: 2195737
ROBERT ROSENSTEIN
started on 2010-03-11
CDR: 5784089
JEFFREY CALIVA
started on 2010-09-30
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
started on 2010-05-26
CDR: 1002285
ALLEN REICHMAN
ALLEN HUGO REICHMANN
started on 2010-12-17
CDR: 1960151
BARRY RABKIN
ended on 2010-07-09
CDR: 4269262
SKIP AMES
ended on 2010-02-22
CDR: 3075851
COREY FRANCO
started on 2011-01-05
CDR: 214395
RICHARD FRIED
started on 2011-05-03
CDR: 2195737
ROBERT ROSENSTEIN
ended on 2011-07-20
CDR: 1302366
NATHAN FRENKIEL
NATHAN JEROME FRENKIEL
ended on 2011-12-23
CDR: 3195771
RABIN KAYDANIAN
RABIA KAYDANIAN ROB KAYDANIAN ROBIN KAYDANIAN
ended on 2011-06-08
CDR: 2424825
STUART EVANS
started on 2012-06-12
CDR: 1108794
TODD MELILLO
started on 2012-10-26
CDR: 5201080
SHANNON BEAHAN
Shannon Beahan
started on 2012-05-17
CDR: 3075851
COREY FRANCO
ended on 2012-02-02
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
ended on 2012-02-27
CDR: 1271346
DIANE LICHTENSTEIN
ended on 2012-07-05
CDR: 1783756
MARK KLEIN
ended on 2012-04-26
CDR: 4695966
MICHAEL KRAMER
ended on 2012-09-07
CDR: 1002285
ALLEN REICHMAN
ALLEN HUGO REICHMANN
ended on 2012-10-12
CDR: 5643272
JOSEPHINE PARIBELLO
JOEI PARIBELLO
started on 2013-03-07
CDR: 4823662
DAVID DZIEKANSKI
DAVID MICHAEL DZIEKANSKI
ended on 2013-12-18
CDR: 2313606
JOSEPH ANGELONE
JOSEPH M ANGELONE JOSEPH MICHAEL ANGELONE
ended on 2013-04-04
CDR: 2629794
MICHAEL RAIMO
ended on 2013-08-14
CDR: 5015167
PAIGE GOLL
PAIGE GOLL PAIGE COATES LAVERELL PAIGE LAVERELL PAIGE COATES LAVERELL GOLL
ended on 2013-06-27
CDR: 2576288
LORENZO JAIME
STEVE JAIME
started on 2014-10-07
CDR: 6269078
TYLER BROEK
started on 2014-03-10
CDR: 5174160
JESSICA SKOLNICK
JESSICA SKOLNICK
started on 2014-01-16
CDR: 2930150
RICHARD KLEIN
ended on 2014-12-11
CDR: 4635089
PHILIP HERZBERG
ended on 2014-05-28
CDR: 2243358
JIM PONCHA
JIM D PONCHA
started on 2015-01-05
CDR: 1638044
Todd Schwartzman
TODD AARON SCHWARTZMAN Todd Schwartzman
started on 2015-07-06
CDR: 5716140
ROBERT HUM
started on 2015-02-03
CDR: 6022922
RADHA RAI
RADHA RAI BOLDUC RADHA BOLDUC Radha Rai
started on 2015-10-27
CDR: 2442794
ROBERT MALEY
started on 2015-10-12
CDR: 1247734
DOUGLAS CUNDEY
started on 2015-10-16
CDR: 375694
DAVID RICHARDSON
started on 2015-10-16
CDR: 3194259
CHRISTOPHER MARLAR
started on 2015-10-16
CDR: 6201708
DANIEL NOONAN
DANNY GALLEY NOONAN
started on 2015-04-17
CDR: 2496586
ELLIOT HARRIS
ended on 2015-12-16
CDR: 2576288
LORENZO JAIME
STEVE JAIME
ended on 2015-10-28
CDR: 2243358
JIM PONCHA
JIM D PONCHA
ended on 2015-12-08
CDR: 5174160
JESSICA SKOLNICK
JESSICA SKOLNICK
ended on 2015-07-28
CDR: 6551119
Baishi Wang
started on 2016-12-06
CDR: 4786101
PAOLA LIETO SAIONTZ
PAOLA LIETO
started on 2016-09-28
CDR: 5800966
CHARLES ARONICA
CHARLES ANTHONY ARONICA IV
started on 2016-05-12
CDR: 2424825
STUART EVANS
ended on 2016-03-08
CDR: 1638044
Todd Schwartzman
TODD AARON SCHWARTZMAN Todd Schwartzman
ended on 2016-10-26
CDR: 5716140
ROBERT HUM
ended on 2016-08-24
CDR: 2442794
ROBERT MALEY
ended on 2016-05-31
CDR: 1247734
DOUGLAS CUNDEY
ended on 2016-04-20
CDR: 4786101
PAOLA LIETO SAIONTZ
PAOLA LIETO
ended on 2016-10-20
CDR: 601694
RICHARD DEUTSCH
ended on 2016-10-26
CDR: 214395
RICHARD FRIED
ended on 2016-01-05
CDR: 3151366
SIMON MUNDLAK
ended on 2016-10-26
CDR: 3148082
Dennis Brennan
DENNIS ROBERT BRENNAN DENNIS BRENNAN
ended on 2016-01-12
CDR: 6201708
DANIEL NOONAN
DANNY GALLEY NOONAN
ended on 2016-04-19
CDR: 4245870
Davis Gallison
THAYER GALLISON
started on 2017-12-12
CDR: 2899998
Thomas Krueger
THOMAS BRADFORD KRUEGER TOM KRUEGER
started on 2017-04-05
CDR: 3214809
JOHN BAXLEY
DOUG BAXLEY
started on 2017-01-10
CDR: 2011397
Michael Giannotto
MICHAEL J GIANNOTTO MICHAEL JOSEPH GIANNOTTO MICHAEL GIANNOTTO
started on 2017-02-28
CDR: 2590138
MARC BERNSTEIN
ended on 2017-11-06
CDR: 400686
PAUL ROBBINS
ended on 2017-11-27
CDR: 6269078
TYLER BROEK
ended on 2017-01-03
CDR: 1011032
ROBERT LENGWENUS
BOB LENG BOB LENGWENUS LENG LENGWENUS
ended on 2017-11-27
CDR: 3078454
LONNIE OGULNICK
LONNIE OGULNICK
ended on 2017-01-03
CDR: 63535
ROBERT DECANIO
ended on 2017-11-27
CDR: 2510237
ROBERT BAISCH
BOB BAISCH
started on 2018-10-26
CDR: 2868042
MICHAEL TRETOLA
MICHAEL TRETOLA
started on 2018-12-05
CDR: 6022922
RADHA RAI
RADHA RAI BOLDUC RADHA BOLDUC Radha Rai
ended on 2018-02-26
CDR: 2011397
Michael Giannotto
MICHAEL J GIANNOTTO MICHAEL JOSEPH GIANNOTTO MICHAEL GIANNOTTO
ended on 2018-01-19
CDR: 6651276
Nicholas Zarr
Nicholas A Zarr Nicholas Zarr
started on 2019-01-15
CDR: 6855408
Michael Meechan
started on 2019-10-10
CDR: 6192389
BRYAN DI IORIO
started on 2019-10-10
CDR: 2899998
Thomas Krueger
THOMAS BRADFORD KRUEGER TOM KRUEGER
ended on 2019-09-17
CDR: 3214809
JOHN BAXLEY
DOUG BAXLEY
ended on 2019-07-02
CDR: 6551119
Baishi Wang
ended on 2019-05-29
CDR: 6943651
Jennifer Rushing
started on 2020-07-21
CDR: 6535218
MADELINE RUTINEL
YAHAIRA MADELINE RUTINEL
started on 2020-01-03
CDR: 7213894
Vincent Lo
started on 2020-07-30
CDR: 6502073
Joseph Tumminelli
JOSEPH PETER TUMMINELLI Joseph Tumminelli
started on 2020-12-03
CDR: 4749056
CHRISTOPHER THOMSON
started on 2020-11-19
CDR: 6943651
Jennifer Rushing
ended on 2020-11-17
CDR: 4245870
Davis Gallison
THAYER GALLISON
ended on 2020-11-19
CDR: 5201080
SHANNON BEAHAN
Shannon Beahan
ended on 2020-05-04
CDR: 2868042
MICHAEL TRETOLA
MICHAEL TRETOLA
ended on 2020-12-31
CDR: 224415
STANLEY GOLDRING
ended on 2020-12-31
CDR: 375694
DAVID RICHARDSON
ended on 2020-02-20
CDR: 1108794
TODD MELILLO
ended on 2021-04-01
CDR: 3194259
CHRISTOPHER MARLAR
ended on 2021-02-05
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