Company Name:
LIGHT SECURITIES
CRD Number:
23660
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
CDR: 1821757
GRACE NGAI
GRACE FRANCES WONG
started on 1989-02-14
CDR: 1983783
GREGORY BOYNTON
GREG BOYNTON
started on 1989-10-31
CDR: 1494331
WALTER LIGHT
WALTER WAI TAK LIGHT
started on 1989-01-26
CDR: 1983873
CAROLYN MIGNACCO
CAROLYN OWENS CAROLYN POTTER
started on 1989-10-31
CDR: 1821757
GRACE NGAI
GRACE FRANCES WONG
ended on 1989-04-08
CDR: 1983783
GREGORY BOYNTON
GREG BOYNTON
ended on 1989-12-05
CDR: 1983873
CAROLYN MIGNACCO
CAROLYN OWENS CAROLYN POTTER
ended on 1989-12-05
CDR: 2090275
JOHN THOMAS
started on 1990-11-15
CDR: 2040735
DONALD HALWEG
started on 1990-03-20
CDR: 2040735
DONALD HALWEG
ended on 1990-05-03
CDR: 2080889
ERIC CHAN
ERIC T. CHAN ERIC TSZ LUNG CHAN Eric T Chan
started on 1991-11-29
CDR: 1796626
ALBERT MOU
ALBERT MOU CHUNG CHEN MOU
started on 1991-08-06
CDR: 2090275
JOHN THOMAS
ended on 1991-05-14
CDR: 723015
ERROLD MOODY
started on 1992-01-14
CDR: 2232170
SUZANNE NORMAN
started on 1992-04-23
CDR: 1971928
IVY TAM
IVY W TAM
started on 1992-01-14
CDR: 2232170
SUZANNE NORMAN
ended on 1992-05-20
CDR: 1971928
IVY TAM
IVY W TAM
ended on 1992-01-22
CDR: 1796626
ALBERT MOU
ALBERT MOU CHUNG CHEN MOU
ended on 1992-01-13
CDR: 2332174
JAMES LIEBES
started on 1993-06-10
CDR: 2365104
OLIVER K M CHAU
OLIVER KOONMAN CHAU OLIVER K M K CHAU OLIVER K.M K CHAU
started on 1993-08-25
CDR: 2399212
Alan Zuckerman
started on 1993-09-23
CDR: 723015
ERROLD MOODY
ended on 1993-01-20
CDR: 2080889
ERIC CHAN
ERIC T. CHAN ERIC TSZ LUNG CHAN Eric T Chan
ended on 1993-09-14
CDR: 2332174
JAMES LIEBES
ended on 1993-07-20
CDR: 2399212
Alan Zuckerman
ended on 1993-12-02
CDR: 2448206
FRANKIE WAN LUNG CHO
FRANKIE WANLUNG CHO FRANKIE CHO FRANKIE WAN LUN WAN-LUNG CHO FRANKIE WAN LUN CHO FRANKIE WAN LUNG WAN-LUNG CHO WAN LUNG CHO WANLUNG CHO
started on 1994-03-25
CDR: 2519131
LEAH BULLEN
LEAH R BULLEN
started on 1994-09-07
CDR: 2457289
SANDY WONG
BAO YUE SITU BOA YUE SITU SANDY S SITU SANDY SITU SANDY S WONG
started on 1994-03-01
CDR: 2517059
ALAN SMITH
started on 1994-08-12
CDR: 2448206
FRANKIE WAN LUNG CHO
FRANKIE WANLUNG CHO FRANKIE CHO FRANKIE WAN LUN WAN-LUNG CHO FRANKIE WAN LUN CHO FRANKIE WAN LUNG WAN-LUNG CHO WAN LUNG CHO WANLUNG CHO
ended on 1994-12-15
CDR: 2519131
LEAH BULLEN
LEAH R BULLEN
ended on 1994-09-08
CDR: 2457289
SANDY WONG
BAO YUE SITU BOA YUE SITU SANDY S SITU SANDY SITU SANDY S WONG
ended on 1994-11-02
CDR: 2626970
LANGIE LIGHT
started on 1995-08-28
CDR: 2365104
OLIVER K M CHAU
OLIVER KOONMAN CHAU OLIVER K M K CHAU OLIVER K.M K CHAU
ended on 1995-11-28
CDR: 2941494
CLAUS MIKKELSEN
started on 1997-10-06
CDR: 2941494
CLAUS MIKKELSEN
ended on 1998-12-10
CDR: 4078691
JOHN BUSH
started on 2000-03-14
CDR: 4246178
RYAN STROMSBORG
started on 2000-08-10
CDR: 3160058
Curtis Green
CURTIS RANDALL GREEN
started on 2000-07-18
CDR: 4078691
JOHN BUSH
ended on 2000-04-17
CDR: 4246178
RYAN STROMSBORG
ended on 2000-10-29
CDR: 3160058
Curtis Green
CURTIS RANDALL GREEN
ended on 2000-10-04
CDR: 2517059
ALAN SMITH
ended on 2000-03-31
CDR: 2626970
LANGIE LIGHT
ended on 2001-12-31
CDR: 1494331
WALTER LIGHT
WALTER WAI TAK LIGHT
ended on 2001-12-31



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