a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
LINDEN THOMAS AND COMPANY SECURITIES, LLC
Address:
516 N. TRYON STREET, CHARLOTTE, NC 28202
CRD Number:
290244
CIK Number:
1718037
SEC File Number:
870026
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2018
2019
2020
2021
CDR: 5768798
DAVID SPONSLER
DAVID E SPONSLER DAVID SPONSLER
started on
2018-06-18
CDR: 5551009
Nicholas Moshou
started on
2018-06-19
CDR: 2804781
ROBERT MILLS
started on
2018-06-14
CDR: 1789031
STEPHEN THOMAS
started on
2018-05-11
CDR: 5200617
MICHAEL ALLISON
MICHAEL L ALLISON MICHAEL ALLISON
started on
2018-06-14
CDR: 5749201
BOYD BARNHARDT
BOYD BARNHARDT
started on
2018-06-19
CDR: 6831251
Clayton Wood
CLAYTON WOOD
started on
2018-06-18
CDR: 1357509
DEIRDRE KOWALSKI
DEIRDRE M. PATTEN DEIRDRE MARIAN PATTEN
started on
2018-09-05
CDR: 2358251
SAUNDRA HUDSPETH
SAUNDRA BYNUM SAUNDRA MICHELLE HUDSPETH
started on
2018-09-05
CDR: 1020091
MELINDA LEGAYE
MELINDA S GREIDER MELINDA SUDE GREIDER MIMI GREIDER MIMI LEGAYE
started on
2018-05-11
CDR: 5961588
ALEXANDER HILL
ALEXANDER J HILL
started on
2018-06-18
CDR: 3198617
Eva Andrews
EVA CHAO ANDREWS Eva Andrews EVA HUICHEN CHAO
started on
2018-06-25
CDR: 1229298
MICHAEL HEBERT
MIKE J HEBERT MIKE JAMES HEBERT
started on
2018-05-11
CDR: 4470948
KRISTY JOHNSON
KRISTY KAY HALE KRISTY KAY MONGEAU
started on
2018-05-11
CDR: 4257767
BRYAN KRAKKER
started on
2018-06-14
CDR: 1020091
MELINDA LEGAYE
MELINDA S GREIDER MELINDA SUDE GREIDER MIMI GREIDER MIMI LEGAYE
ended on
2018-09-05
CDR: 3198617
Eva Andrews
EVA CHAO ANDREWS Eva Andrews EVA HUICHEN CHAO
ended on
2018-06-29
CDR: 1229298
MICHAEL HEBERT
MIKE J HEBERT MIKE JAMES HEBERT
ended on
2018-09-05
CDR: 4470948
KRISTY JOHNSON
KRISTY KAY HALE KRISTY KAY MONGEAU
ended on
2018-09-05
CDR: 6482323
ANTHONY MOFFA
ANTHONY MOFFA
started on
2019-04-17
CDR: 2208120
DANIEL ROBERTS
started on
2019-02-27
CDR: 1961418
GRAYDON MINTON
BLAIR MINTON GRAYDON BLIAR MINTON
started on
2019-05-15
CDR: 5551009
Nicholas Moshou
ended on
2019-02-20
CDR: 2804781
ROBERT MILLS
ended on
2019-05-09
CDR: 6831251
Clayton Wood
CLAYTON WOOD
ended on
2019-03-05
CDR: 7014018
BRANDON SLOMSKI
BRANDON SLOMSKI Brandon Thomas Slomski Mr. Brandon Thomas Slomski
started on
2020-05-20
CDR: 5766741
BRENT HANN
BRETN ANDREW HANN
started on
2020-12-09
CDR: 5314256
RYAN MORGAN
started on
2020-07-17
CDR: 7001069
KYLE DILSWORTH
KYLE DILSWORTH
started on
2020-11-20
CDR: 7174267
WILLIAM LEE
started on
2020-06-12
CDR: 5164913
BARRETT BROOKS
started on
2020-03-02
CDR: 6980617
JOSEPH HATINA
Joseph Carter Hatina Joseph Dominic Carter Hatina
started on
2020-04-03
CDR: 5314256
RYAN MORGAN
ended on
2020-10-01
CDR: 7174267
WILLIAM LEE
ended on
2020-10-29
CDR: 5200617
MICHAEL ALLISON
MICHAEL L ALLISON MICHAEL ALLISON
ended on
2020-01-02
CDR: 1961418
GRAYDON MINTON
BLAIR MINTON GRAYDON BLIAR MINTON
ended on
2020-12-09
CDR: 6356236
NICHOLAS DODDS
NICHOLAS JOHN DODDS NICK DODDS
started on
2021-03-18
CDR: 7099821
WILLIAM THOMAS
WILLIAM THOMAS Will Thomas William Cooke Thomas
started on
2021-01-22
CDR: 6356236
NICHOLAS DODDS
NICHOLAS JOHN DODDS NICK DODDS
ended on
2021-04-26
CDR: 6980617
JOSEPH HATINA
Joseph Carter Hatina Joseph Dominic Carter Hatina
ended on
2021-01-08
Copyright 2022 EmployProof.org All rights reserved.
Court Diary