Company Name:
LM CAPITAL SECURITIES, INC.
CRD Number:
30595
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
CDR: 2266036
LESLIE CORLEY
LESLIE M CORLEY
started on 1992-12-03
CDR: 1355135
ALEXIS THOMAS
ALEXIS E THOMAS ALEXIS THOMAS ALEX EDNA THOMASGEFFRARD ALEXIS E THOMASGEFFRARD ALEXIS EDNA THOMASGEFFRARD ALEXIS THOMASGEFFRARD
started on 1994-01-24
CDR: 2295965
ARMAND BATOCABE
started on 1994-05-09
CDR: 1355135
ALEXIS THOMAS
ALEXIS E THOMAS ALEXIS THOMAS ALEX EDNA THOMASGEFFRARD ALEXIS E THOMASGEFFRARD ALEXIS EDNA THOMASGEFFRARD ALEXIS THOMASGEFFRARD
ended on 1994-02-01
CDR: 1018199
LAWRENCE LEIGHTON
started on 1995-01-04
CDR: 1854646
SUSAN DECKER
SUSAN GRACE ENSLEY
started on 1996-11-26
CDR: 1018199
LAWRENCE LEIGHTON
ended on 1996-01-26
CDR: 251939
PHILIP HUBER
started on 1997-04-04
CDR: 1897103
J ALLISON
RICHARD J ALLISON
started on 1997-07-30
CDR: 1550462
MICHAEL KILEY
started on 1997-10-20
CDR: 2295965
ARMAND BATOCABE
ended on 1997-10-27
CDR: 1854646
SUSAN DECKER
SUSAN GRACE ENSLEY
ended on 1997-06-26
CDR: 2743650
ROBERT CROCE
BOB CROCE
started on 1998-08-11
CDR: 2058149
ANDREW BLOEMERS
started on 1998-09-01
CDR: 2491306
KEVIN CASSIDY
started on 1999-06-11
CDR: 251939
PHILIP HUBER
ended on 2000-10-26
CDR: 2266036
LESLIE CORLEY
LESLIE M CORLEY
ended on 2000-10-26
CDR: 2491306
KEVIN CASSIDY
ended on 2000-08-14
CDR: 2743650
ROBERT CROCE
BOB CROCE
ended on 2000-10-26
CDR: 1897103
J ALLISON
RICHARD J ALLISON
ended on 2000-10-26
CDR: 2058149
ANDREW BLOEMERS
ended on 2000-10-26
CDR: 1550462
MICHAEL KILEY
ended on 2000-10-13



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