Company Name:
L&M FINANCIAL SERVICES
CRD Number:
26247
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 1138335
LAUREN FERRANTE
started on 1990-11-23
CDR: 421399
ROBERT SHEPARD
started on 1991-01-10
CDR: 813514
MICHAEL WALSH
MICHAEL PATRIC WALSH MICHAEL PATRICK WALSH
started on 1991-04-05
CDR: 1073606
SANDRA PYLE-VIERS
SANDRA SUE PYLE SANDRA SUE (SHANEMAN) PYLE SANDRA SUE SHANEMAN
started on 1991-01-04
CDR: 873855
GALE STEPHANIC
started on 1991-05-15
CDR: 1583479
JOSEPH SZASZ
started on 1991-05-15
CDR: 1324169
JOHN IZQUIERDO
JOHN IZQUIERDO JR
started on 1991-01-04
CDR: 1221401
THOMAS RADU
started on 1992-12-21
CDR: 421399
ROBERT SHEPARD
ended on 1992-01-01
CDR: 1331329
Richard Raff
R D RAFF III RICHARD DAVIS RAFF III RICHARD DAVIS RAFF
started on 1993-01-21
CDR: 2314190
SCOTT BAUM
started on 1993-04-08
CDR: 859676
STEPHEN RISING
STEPHEN G RISING
started on 1993-01-12
CDR: 1935356
NANCY COVELESKIE
NANCY L BOROVICH
started on 1993-02-24
CDR: 2515365
PAUL HELMUTH
started on 1994-09-28
CDR: 856542
MERRILL KATZ
started on 1994-03-16
CDR: 873855
GALE STEPHANIC
ended on 1994-08-12
CDR: 1583479
JOSEPH SZASZ
ended on 1994-08-12
CDR: 323734
BERNARD MAY
BRAD MAY
started on 1995-01-17
CDR: 1073606
SANDRA PYLE-VIERS
SANDRA SUE PYLE SANDRA SUE (SHANEMAN) PYLE SANDRA SUE SHANEMAN
ended on 1995-05-10
CDR: 1935356
NANCY COVELESKIE
NANCY L BOROVICH
ended on 1995-12-22
CDR: 1324169
JOHN IZQUIERDO
JOHN IZQUIERDO JR
ended on 1995-12-22
CDR: 856542
MERRILL KATZ
ended on 1995-03-14
CDR: 1025316
JENNIFER CHESS
JENNIFER CHESS BACHOUROS MRS.
started on 1996-12-24
CDR: 1025316
JENNIFER CHESS
JENNIFER CHESS BACHOUROS MRS.
ended on 1997-12-31
CDR: 1324169
JOHN IZQUIERDO
JOHN IZQUIERDO JR
started on 2000-08-22
CDR: 4259953
MICHELLE ROSE
MICHELLE JEANETTE ROSE
started on 2000-09-21
CDR: 69311
DOUGLAS DOERGE
DOUGLAS ELLWOOD DOERGE
started on 2001-11-30
CDR: 1324169
JOHN IZQUIERDO
JOHN IZQUIERDO JR
ended on 2001-06-22
CDR: 2229142
LARRY MCKELVEY
LARRY KEITH MCKELVAY
started on 2002-07-26
CDR: 4259953
MICHELLE ROSE
MICHELLE JEANETTE ROSE
ended on 2002-08-16
CDR: 2271788
MARIA APP
MARIA ADELE CAZZOLLI MARIA ADELLE CAZZOLLI
started on 2003-06-16
CDR: 1221401
THOMAS RADU
ended on 2003-12-31
CDR: 1331329
Richard Raff
R D RAFF III RICHARD DAVIS RAFF III RICHARD DAVIS RAFF
ended on 2007-12-31
CDR: 813514
MICHAEL WALSH
MICHAEL PATRIC WALSH MICHAEL PATRICK WALSH
ended on 2010-10-25
CDR: 5379886
ELIZABETH RYAN
ELIZABETH ANNE BULES ELIZABETH BULES
started on 2011-08-02
CDR: 41689
DAVID CARROLL
started on 2011-10-03
CDR: 1397547
WALTER MANNS
WALLY MANNS JR WALTER JOHN MANNS
started on 2011-03-04
CDR: 2891307
MARK ALEXANDER
started on 2011-04-15
CDR: 1331329
Richard Raff
R D RAFF III RICHARD DAVIS RAFF III RICHARD DAVIS RAFF
started on 2011-07-12
CDR: 41689
DAVID CARROLL
ended on 2012-11-12
CDR: 2229142
LARRY MCKELVEY
LARRY KEITH MCKELVAY
ended on 2012-12-20
CDR: 2061465
CHARLES SLANY
CHARLES J SLANY
started on 2013-11-15
CDR: 5379886
ELIZABETH RYAN
ELIZABETH ANNE BULES ELIZABETH BULES
ended on 2013-01-02
CDR: 2271788
MARIA APP
MARIA ADELE CAZZOLLI MARIA ADELLE CAZZOLLI
ended on 2013-12-31
CDR: 859676
STEPHEN RISING
STEPHEN G RISING
ended on 2013-12-31
CDR: 41689
DAVID CARROLL
started on 2014-01-15
CDR: 5379886
ELIZABETH RYAN
ELIZABETH ANNE BULES ELIZABETH BULES
started on 2014-04-07
CDR: 2061465
CHARLES SLANY
CHARLES J SLANY
ended on 2014-06-04
CDR: 69311
DOUGLAS DOERGE
DOUGLAS ELLWOOD DOERGE
ended on 2015-06-24
CDR: 51582
JOHN COLWELL
started on 2016-03-29
CDR: 2314190
SCOTT BAUM
ended on 2016-10-28
CDR: 1397547
WALTER MANNS
WALLY MANNS JR WALTER JOHN MANNS
ended on 2016-10-28
CDR: 41689
DAVID CARROLL
ended on 2016-12-01
CDR: 51582
JOHN COLWELL
ended on 2016-11-25
CDR: 2891307
MARK ALEXANDER
ended on 2016-12-01
CDR: 1331329
Richard Raff
R D RAFF III RICHARD DAVIS RAFF III RICHARD DAVIS RAFF
ended on 2016-11-07
CDR: 5379886
ELIZABETH RYAN
ELIZABETH ANNE BULES ELIZABETH BULES
ended on 2016-07-22
CDR: 2515365
PAUL HELMUTH
ended on 2016-10-28
CDR: 323734
BERNARD MAY
BRAD MAY
ended on 2016-11-07
CDR: 1138335
LAUREN FERRANTE
ended on 2017-02-06



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