Company Name:
LOMBARD, NELSON & MCKENNA, INC
CRD Number:
527
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
CDR: 440854
DANIEL SWANSTROM
started on 1968-06-03
CDR: 327741
LAURENCE MCGIVNEY
started on 1969-11-13
CDR: 60739
RICHARD DANIELS
started on 1969-10-08
CDR: 214278
REED FREYERMUTH
started on 1969-04-09
CDR: 371437
JAMES RAU
started on 1970-09-16
CDR: 34247
VINCENT BUCHANAN
started on 1971-11-03
CDR: 214278
REED FREYERMUTH
ended on 1971-06-17
CDR: 440854
DANIEL SWANSTROM
ended on 1971-10-30
CDR: 40481
THOMAS CAREY
started on 1972-02-11
CDR: 200942
MICHAEL EMMERMAN
started on 1972-05-08
CDR: 58024
THOMAS CROWLEY
started on 1972-08-01
CDR: 426199
ROBERT SLATTERY
started on 1972-07-21
CDR: 218918
OWEN GAVIGAN
started on 1972-10-04
CDR: 327741
LAURENCE MCGIVNEY
ended on 1972-09-29
CDR: 60739
RICHARD DANIELS
ended on 1972-12-01
CDR: 446510
BARRY THORS
BARRY ERNEST THORS
started on 1973-02-01
CDR: 34247
VINCENT BUCHANAN
ended on 1973-10-26
CDR: 371437
JAMES RAU
ended on 1973-10-26
CDR: 40481
THOMAS CAREY
ended on 1973-03-15
CDR: 200942
MICHAEL EMMERMAN
ended on 1973-10-26
CDR: 58024
THOMAS CROWLEY
ended on 1973-08-07
CDR: 426199
ROBERT SLATTERY
ended on 1973-10-26
CDR: 446510
BARRY THORS
BARRY ERNEST THORS
ended on 1973-10-26
CDR: 218918
OWEN GAVIGAN
ended on 1973-10-26
CDR: 843706
ALLEN PIKE
ALLEN M PIKE
started on 1977-10-03
CDR: 843706
ALLEN PIKE
ALLEN M PIKE
ended on 1979-08-12



Copyright 2022 EmployProof.org All rights reserved.
Court Diary