Company Name:
MAIA SECURITIES, INC.
Address:
4284 GENOA WAY, YORBA LINDA, CA 92886
CRD Number:
111394
CIK Number:
1135564
SEC File Number:
853161
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 2706815
CHIAOYUN CHEN
ELLEN CHEN
started on 2001-08-21
CDR: 2403348
KENGMING TIEN
JAMES KENGMING TIEN JAMES TIEN
started on 2001-08-21
CDR: 1796626
ALBERT MOU
ALBERT MOU CHUNG CHEN MOU
started on 2001-08-21
CDR: 2784305
ARTHUR CHEN
started on 2002-04-01
CDR: 1051946
SHENLUNG LIU
ADAM LIU SHEN LUNG LIU
started on 2002-09-13
CDR: 3219552
AISHENG LI
started on 2002-01-02
CDR: 4439832
WEI HE
CRYSTAL HE
started on 2002-09-13
CDR: 2784305
ARTHUR CHEN
ended on 2002-11-12
CDR: 4439832
WEI HE
CRYSTAL HE
ended on 2003-01-22
CDR: 2706815
CHIAOYUN CHEN
ELLEN CHEN
ended on 2006-02-27
CDR: 2706815
CHIAOYUN CHEN
ELLEN CHEN
started on 2008-04-14
CDR: 5719286
Yuting Cheng
EMILY CHENG YU-TING CHENG
started on 2009-10-23
CDR: 2999698
YEEWING CHOI
YEEWINGENID CHOI
started on 2009-07-22
CDR: 2999698
YEEWING CHOI
YEEWINGENID CHOI
ended on 2010-04-28
CDR: 2155400
STEVE HAN
STEVE S HAN SUNG IN HAN
started on 2011-07-08
CDR: 5719286
Yuting Cheng
EMILY CHENG YU-TING CHENG
ended on 2011-03-03
CDR: 2155400
STEVE HAN
STEVE S HAN SUNG IN HAN
ended on 2011-10-11
CDR: 2706815
CHIAOYUN CHEN
ELLEN CHEN
ended on 2011-09-21
CDR: 2639790
HOWARD YE
HONG YE
started on 2012-09-04
CDR: 1051946
SHENLUNG LIU
ADAM LIU SHEN LUNG LIU
ended on 2012-01-31
CDR: 2639790
HOWARD YE
HONG YE
ended on 2013-05-01
CDR: 3222314
Nicole NG
SAU YEE NG SAU YEE NG SAUYEE NG Nicole Ng
started on 2016-03-23
CDR: 3222314
Nicole NG
SAU YEE NG SAU YEE NG SAUYEE NG Nicole Ng
ended on 2016-10-07



Copyright 2022 EmployProof.org All rights reserved.
Court Diary