Company Name:
MAXIM FINANCIAL ADVISORS LLC
Address:
2ND FLOOR, 405 LEXINGTON AVE.,, NEW YORK NY 10174
CRD Number:
139366
SEC Number:
801-66147
Financial Regulator:
SEC/ FINRA
Website:
http://www.maximgrp.com
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 304406
RONALD LAZAR
started on 2006-06-30
CDR: 1893810
ANTHONY POLAK
TONY POLAK
started on 2006-06-30
CDR: 4037413
SCOTT ROCHLIN
started on 2006-02-03
CDR: 2088081
KENNETH MCDONALD
started on 2006-02-06
CDR: 2757615
THOMAS DUGGAN
started on 2006-02-03
CDR: 304406
RONALD LAZAR
ended on 2006-12-12
CDR: 1893810
ANTHONY POLAK
TONY POLAK
ended on 2006-12-12
CDR: 1893810
ANTHONY POLAK
TONY POLAK
started on 2010-04-09
CDR: 304406
RONALD LAZAR
started on 2010-04-09
CDR: 2650097
ERIC STROMINGER
started on 2010-04-05
CDR: 1893810
ANTHONY POLAK
TONY POLAK
ended on 2012-11-12
CDR: 4037413
SCOTT ROCHLIN
ended on 2012-12-31
CDR: 2088081
KENNETH MCDONALD
ended on 2012-12-31
CDR: 304406
RONALD LAZAR
ended on 2012-11-12
CDR: 2757615
THOMAS DUGGAN
ended on 2012-12-31
CDR: 4358176
RODNEY IBRAHIM
started on 2014-03-05
CDR: 2088081
KENNETH MCDONALD
started on 2014-03-04
CDR: 4037413
SCOTT ROCHLIN
started on 2014-03-04
CDR: 2983057
JOHN CONOVER
started on 2014-03-11
CDR: 2757615
THOMAS DUGGAN
started on 2014-03-06
CDR: 2650097
ERIC STROMINGER
ended on 2014-04-01
CDR: 4358176
RODNEY IBRAHIM
ended on 2015-09-17
CDR: 5353394
NICHOLAS HALL
started on 2016-07-25
CDR: 5101664
David Roberts
DAVID K ROBERTS III DAVID K ROBERTS
started on 2016-06-16
CDR: 6602800
joseph barreras
JOE DOUGLAS BARRERAS JOSEPH DOUGLAS BARRERAS JOSEPH BARRERAS
started on 2016-06-02
CDR: 6462464
MOHAMED ELHARCHAOUI
started on 2016-06-02
CDR: 6070228
DERIN COHEN
started on 2016-06-02
CDR: 6534859
PATRICK MURPHY
PATRICK MURPHY
started on 2016-06-07
CDR: 6411116
DAVID DVORAK
DAVID R DVORAK
started on 2016-06-02
CDR: 5996400
ERIC KESSELMAN
started on 2016-06-16
CDR: 4465828
JAMIE TERRANOVA
started on 2016-07-25
CDR: 6138274
KEVIN KUSKY
started on 2016-06-07
CDR: 2211311
JAMES RHODES
started on 2016-06-07
CDR: 6168101
KEVIN ALLEN
started on 2016-06-02
CDR: 5681371
SEAN CARMODY
started on 2016-06-16
CDR: 6445296
THOMAS FILOMENA
Tom Filomena
started on 2016-06-02
CDR: 6353508
JOSEPH DANESHGAR
started on 2016-06-02
CDR: 5428786
Beny Lee
started on 2016-06-07
CDR: 5924733
SIMONA TAUROSEVICIUS
started on 2016-06-07
CDR: 5801182
FRANK MANISCALCO
started on 2016-06-07
CDR: 1810237
PETER GUERRIERO
started on 2016-09-28
CDR: 4520184
JACOB EISEN
JACOB BENJAMIN EISEN
started on 2016-07-26
CDR: 6199626
ADRIAN ROSE
started on 2016-06-07
CDR: 2590452
SETH MICHAELS
started on 2016-07-25
CDR: 4292050
Patricia Serafin
PATRICIA DEVER PATTY SERAFIN
started on 2016-07-25
CDR: 6462464
MOHAMED ELHARCHAOUI
ended on 2016-12-02
CDR: 2757615
THOMAS DUGGAN
ended on 2016-02-16
CDR: 2203067
ROBERT MARDER
ROBERT MARDER
started on 2017-11-13
CDR: 1088723
JONATHAN GREENE
started on 2017-10-16
CDR: 1923202
RUSSELL FISKE
RUSSELL M FISKE
started on 2017-10-16
CDR: 1810882
HAL BROWN
started on 2017-10-16
CDR: 2170184
LEONARD PARISI
started on 2017-10-30
CDR: 4981731
ERIC JAVER
started on 2017-05-04
CDR: 1731932
ANDREW GROSSMAN
ANDY GROSSMAN
started on 2017-10-30
CDR: 2163917
ANDREW WEINSTEIN
started on 2017-08-08
CDR: 4512353
JEFFREY LALLEMAND
JR LALLEMAND
started on 2017-05-04
CDR: 2007483
RONALD BIRNBAUM
started on 2017-10-16
CDR: 2460252
WILLIAM ROSEMOND
LIAM ROSEMOND
started on 2017-11-01
CDR: 1482494
SALVATORE FRADELLA
started on 2017-11-01
CDR: 2538672
LARRY MAZZONI
LAWRENCE MAZZONI JR
started on 2017-10-30
CDR: 2166624
ANGELO LEKANIDES
started on 2017-03-23
CDR: 2278212
ROBERT FORD
started on 2017-10-23
CDR: 5567379
SHAW ELASHMAWY
SEAN ASH
started on 2017-10-30
CDR: 2532591
GERALD FERSHTMAN
GERRY FERSHTMAN
started on 2017-11-01
CDR: 4888786
Jixiang Li
Jason Li
started on 2017-08-30
CDR: 6070228
DERIN COHEN
ended on 2017-03-22
CDR: 6411116
DAVID DVORAK
DAVID R DVORAK
ended on 2017-05-02
CDR: 2211311
JAMES RHODES
ended on 2017-03-14
CDR: 1810237
PETER GUERRIERO
ended on 2017-03-22
CDR: 4520184
JACOB EISEN
JACOB BENJAMIN EISEN
ended on 2017-02-15
CDR: 6570952
Chun Him Yam
CHUN HIM YAM CHUN HIM HIM YAM Timothy Yam
started on 2018-11-26
CDR: 2681160
DAVID BURCH
started on 2018-11-26
CDR: 4691861
NOLAN LOWE
started on 2018-07-24
CDR: 6917151
Harrison Weitz
Harrison Weitz
started on 2018-07-26
CDR: 2630916
Sean Murphy
SEAN MICHAEL MURPHY
started on 2018-06-28
CDR: 4875064
Brian Robertson
BRIAN MATTHEW ROBERTSON
started on 2018-05-31
CDR: 6881618
Nicholas Gonzalez
Nicholas Edward Gonzalez
started on 2018-05-29
CDR: 6138274
KEVIN KUSKY
ended on 2018-06-06
CDR: 4888786
Jixiang Li
Jason Li
ended on 2018-04-23
CDR: 3121615
GERARD MCCARTHY
started on 2019-01-04
CDR: 2269479
CHRISTOPHER FIORE
CHRIS FIORE CHRISTOPHER J FIORE
started on 2019-01-04
CDR: 5510876
FAN CHEN
MELLISA CHEN
started on 2019-06-05
CDR: 6199273
Michael Brod
MICHAEL GLEN BROD
started on 2019-01-15
CDR: 7003241
Justin Zelen
started on 2019-07-30
CDR: 6733797
Samantha Lucas-Werdebaugh
Samantha Lucas
started on 2019-02-14
CDR: 1900695
Paul LaRosa
started on 2019-01-04
CDR: 6990605
STEPHEN POLSINELLI
STEPHEN POLSINELLI
started on 2019-07-24
CDR: 6631491
DANIEL BUITRAGO
started on 2019-03-27
CDR: 6871575
Keren Savitzky
started on 2019-08-16
CDR: 4244162
JUSTIN RABINOWITZ
started on 2019-01-02
CDR: 6942227
Max Condie
Max Condie
started on 2019-03-22
CDR: 6492108
Matthew Dikman
started on 2019-01-29
CDR: 4198004
ADAM WACHTEL
ADAM IAN WACHTEL MR.
started on 2019-01-04
CDR: 6381493
SEAN COONEYOLSON
started on 2019-03-19
CDR: 6253485
Deniz Akad
DENNIS AKAD DENIZ SENAKIS DENNIS SENAKIS
started on 2019-06-28
CDR: 5677857
BENJAMIN REED
Ben Reed
started on 2019-07-24
CDR: 2383651
CHERYL METZKE
CHERYL ANN RUSSO
started on 2019-07-16
CDR: 6602800
joseph barreras
JOE DOUGLAS BARRERAS JOSEPH DOUGLAS BARRERAS JOSEPH BARRERAS
ended on 2019-05-29
CDR: 6570952
Chun Him Yam
CHUN HIM YAM CHUN HIM HIM YAM Timothy Yam
ended on 2019-03-20
CDR: 6534859
PATRICK MURPHY
PATRICK MURPHY
ended on 2019-07-01
CDR: 3121615
GERARD MCCARTHY
ended on 2019-09-25
CDR: 6917151
Harrison Weitz
Harrison Weitz
ended on 2019-05-29
CDR: 6733797
Samantha Lucas-Werdebaugh
Samantha Lucas
ended on 2019-07-08
CDR: 6631491
DANIEL BUITRAGO
ended on 2019-11-19
CDR: 5924733
SIMONA TAUROSEVICIUS
ended on 2019-07-08
CDR: 6881618
Nicholas Gonzalez
Nicholas Edward Gonzalez
ended on 2019-03-21
CDR: 2691147
LUCIANO MARCIANO
LOU MARCIANO LUCIANO MARCIANO
started on 2020-09-22
CDR: 7134103
Courtney Lowd
started on 2020-03-05
CDR: 7176613
Noah Taylor
started on 2020-01-29
CDR: 1923202
RUSSELL FISKE
RUSSELL M FISKE
ended on 2020-06-02
CDR: 7003241
Justin Zelen
ended on 2020-10-01
CDR: 2630916
Sean Murphy
SEAN MICHAEL MURPHY
ended on 2020-12-14
CDR: 7176613
Noah Taylor
ended on 2020-11-23
CDR: 5677857
BENJAMIN REED
Ben Reed
ended on 2020-11-12
CDR: 7155661
Matthew Hanley
Matthew John Hanley
started on 2021-03-10



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