Company Name:
M.D. SASS SECURITIES, L.L.C.
Address:
SUITE 2801, 55 WEST 46TH STREET, NEW YORK, NY 10036-2699
CRD Number:
139760
CIK Number:
1353228
SEC File Number:
867246
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4083944
ROBERT FRANCESS
ROBERT W FRANCES ROBERT W FRANCESS
started on 2006-08-16
CDR: 1042979
RICHARD OHARA
RICHARD L O HARA RICHARD L O'HARA RICHARD LUKE O'HARA III RICHARD LUKE OHARA III RICHARD LUKE OHARA
started on 2006-08-01
CDR: 1037957
FRANK PFEFFER
started on 2006-08-01
CDR: 4388088
CRISTIAN POSADA
CHRISTIAN FERNANDO POSADA
started on 2006-08-01
CDR: 2287906
MICHAEL STUPAY
MICHAEL E STUPAY
started on 2006-08-01
CDR: 3155202
THOMAS DAMATO
TOM DAMATO
started on 2006-09-22
CDR: 224289
CARL GOLDMAN
started on 2006-11-13
CDR: 2694172
BRUCE GEORGE
BRUCE GEORGE Bruce D George
started on 2006-08-01
CDR: 4771903
BOBBY LIU
started on 2006-08-01
CDR: 2287906
MICHAEL STUPAY
MICHAEL E STUPAY
ended on 2006-08-22
CDR: 1059668
NOREEN HARRINGTON
started on 2007-09-27
CDR: 2287906
MICHAEL STUPAY
MICHAEL E STUPAY
started on 2007-02-05
CDR: 4083944
ROBERT FRANCESS
ROBERT W FRANCES ROBERT W FRANCESS
ended on 2007-02-09
CDR: 1995007
DANIEL FISHBANE
started on 2008-01-14
CDR: 2287906
MICHAEL STUPAY
MICHAEL E STUPAY
ended on 2008-03-10
CDR: 5654857
JACKSON HART
KATIE ASON KATE ASSON KATHERYN ELISE ASSON KATIE ASSON
started on 2009-09-02
CDR: 4032419
CRAIG TASHJIAN
CRAIG TASHJIAN
started on 2009-03-19
CDR: 1992168
SAMUEL HOFFMAN
started on 2009-09-02
CDR: 1991578
JOHN ANDREWS
started on 2009-02-19
CDR: 4032484
NANCY OBLER KAUFMAN
NANCY LYNN KAUFMAN NANCY O KAUFMAN NANCY OBLER KAUFMAN NANCY LYNN OBLER NANCY LYNN OBLER-KAUFMAN
started on 2009-03-19
CDR: 1745912
SUZANNE MANNELL
started on 2010-05-11
CDR: 4379374
ANDRE CUERINGTON
started on 2010-09-24
CDR: 5859621
WILLIAM MCGUIRE
started on 2010-12-14
CDR: 5654857
JACKSON HART
KATIE ASON KATE ASSON KATHERYN ELISE ASSON KATIE ASSON
ended on 2010-10-15
CDR: 1992168
SAMUEL HOFFMAN
ended on 2010-10-15
CDR: 3016328
SUNIL SACHDEV
started on 2011-02-10
CDR: 3105853
JOHN MONTALVO
started on 2011-07-21
CDR: 1210985
PAUL GUREWITZ
started on 2011-11-07
CDR: 5903171
KATRINA SETRIN
KATRINA SULLIVAN PAGLIA
started on 2011-04-22
CDR: 3016328
SUNIL SACHDEV
ended on 2011-10-14
CDR: 2467748
BRIGID FLANAGAN
started on 2012-04-23
CDR: 2467748
BRIGID FLANAGAN
ended on 2012-11-08
CDR: 3105853
JOHN MONTALVO
ended on 2012-02-01
CDR: 1210985
PAUL GUREWITZ
ended on 2012-10-03
CDR: 1995007
DANIEL FISHBANE
ended on 2012-02-01
CDR: 2694172
BRUCE GEORGE
BRUCE GEORGE Bruce D George
ended on 2012-03-02
CDR: 5903171
KATRINA SETRIN
KATRINA SULLIVAN PAGLIA
ended on 2012-02-01
CDR: 4379374
ANDRE CUERINGTON
ended on 2013-08-29
CDR: 1991578
JOHN ANDREWS
ended on 2013-08-29
CDR: 5914466
RICHARD OHARA
started on 2014-09-30
CDR: 224289
CARL GOLDMAN
ended on 2014-01-16
CDR: 4027620
DAVID LOUIE
started on 2015-06-24
CDR: 1059668
NOREEN HARRINGTON
ended on 2015-12-14
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
started on 2016-02-09
CDR: 6716595
SAM FRIEDMAN
started on 2016-12-05
CDR: 1745912
SUZANNE MANNELL
ended on 2016-02-09
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
ended on 2016-11-09
CDR: 4027620
DAVID LOUIE
ended on 2018-01-05
CDR: 5914466
RICHARD OHARA
ended on 2018-09-26
CDR: 7053258
Jeffrey Edelman
started on 2019-03-01
CDR: 1042979
RICHARD OHARA
RICHARD L O HARA RICHARD L O'HARA RICHARD LUKE O'HARA III RICHARD LUKE OHARA III RICHARD LUKE OHARA
ended on 2019-01-16
CDR: 5859621
WILLIAM MCGUIRE
ended on 2019-06-27
CDR: 3155202
THOMAS DAMATO
TOM DAMATO
ended on 2020-09-15
CDR: 4032419
CRAIG TASHJIAN
CRAIG TASHJIAN
ended on 2021-02-11
CDR: 4032484
NANCY OBLER KAUFMAN
NANCY LYNN KAUFMAN NANCY O KAUFMAN NANCY OBLER KAUFMAN NANCY LYNN OBLER NANCY LYNN OBLER-KAUFMAN
ended on 2021-02-11



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