Company Name:
MIDDLEGATE SECURITIES LTD.
Address:
4TH FLOOR, 8 WEST 40TH STREET, NEW YORK, NY 10018-3805
CRD Number:
21544
CIK Number:
826048
SEC File Number:
839031
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1505029
STUART WINKLER
STUART EDWARE WINKLER
started on 1988-04-28
CDR: 1295613
ESTHER VERDIGER
started on 1988-04-08
CDR: 1194663
STEVEN OSTROFSKY
started on 1988-05-11
CDR: 1782923
ALBERT SUTTON
ALBERT NMN SUTTON ALBERT SUTTON
started on 1988-04-07
CDR: 1912239
ELIAS SUTTON
ELLIOT MAYER SUTTON
started on 1989-03-23
CDR: 1505029
STUART WINKLER
STUART EDWARE WINKLER
ended on 1989-03-07
CDR: 2213115
ISAAC SUTTON
ISAAC M SETTON
started on 1992-03-18
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
started on 1992-04-06
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
ended on 1992-10-14
CDR: 2073391
RICHARD STONE
started on 1995-07-03
CDR: 2337315
CHARLES REISMAN
CHARLES G REISMAN
started on 1995-05-15
CDR: 2073391
RICHARD STONE
ended on 1996-11-05
CDR: 2337315
CHARLES REISMAN
CHARLES G REISMAN
ended on 1996-11-20
CDR: 2877247
JOSEPH ANCONA
started on 1997-11-25
CDR: 2170171
ROBERT STEIN
ROBERT N STEIN ROBERT STEIN
started on 1997-03-31
CDR: 2170171
ROBERT STEIN
ROBERT N STEIN ROBERT STEIN
ended on 1999-06-03
CDR: 706995
JOHN ARNEY
started on 2000-03-22
CDR: 4170213
SERGIO SARDERA
SERGIO SARDERA-SCHNEIDER
started on 2000-08-03
CDR: 2916124
ARI LUCAS
started on 2000-03-22
CDR: 873053
JACOB BAUM
started on 2000-07-26
CDR: 874360
LAWRENCE KURTZ
LAWRENCE H KURTZ
started on 2002-04-19
CDR: 2647117
ALEJANDRO ROITMAN
ALEX ROITMAN
started on 2002-05-28
CDR: 2043012
ALFRED SEPULVEDA
FREDDY SEPULVEDA
started on 2002-03-14
CDR: 4170213
SERGIO SARDERA
SERGIO SARDERA-SCHNEIDER
ended on 2002-02-14
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
started on 2003-11-24
CDR: 4170213
SERGIO SARDERA
SERGIO SARDERA-SCHNEIDER
started on 2003-04-18
CDR: 4647580
Jessica Fink
JESSICA JOAN ALTMAN JESSICA JOAN FINK
started on 2004-09-01
CDR: 1047793
DANIELA PELUSO
DANIELA MARINA PELUSCO
started on 2004-10-22
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
ended on 2005-01-05
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 2006-03-14
CDR: 2156039
BERNARD NADLER
started on 2006-11-17
CDR: 1295613
ESTHER VERDIGER
ended on 2006-03-14
CDR: 2916124
ARI LUCAS
ended on 2008-01-23
CDR: 2156039
BERNARD NADLER
ended on 2009-01-06
CDR: 4170213
SERGIO SARDERA
SERGIO SARDERA-SCHNEIDER
ended on 2009-06-30
CDR: 5852843
STEPHEN ALIX
started on 2010-10-15
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
started on 2010-10-22
CDR: 2433222
Abigail Roitman
GALI JACOB ABIGAIL JACOBS ROITMAN ABIGAL ROITMAN
started on 2010-03-25
CDR: 2213115
ISAAC SUTTON
ISAAC M SETTON
ended on 2010-06-15
CDR: 4647580
Jessica Fink
JESSICA JOAN ALTMAN JESSICA JOAN FINK
ended on 2010-06-15
CDR: 1047793
DANIELA PELUSO
DANIELA MARINA PELUSCO
ended on 2011-06-21
CDR: 1833151
ELLIOT HOROWITZ
ELLIOT S HOROWITZ
ended on 2013-04-18
CDR: 2916124
ARI LUCAS
started on 2014-05-20
CDR: 2916124
ARI LUCAS
ended on 2014-12-11
CDR: 5871576
KYLE CAFFREY
KYLE CLARENCE CAFFREY KYLE CAFFREY
started on 2015-12-02
CDR: 5256019
MICHAEL GOIN
started on 2015-10-05
CDR: 5581552
TEDY WEBER
started on 2015-09-09
CDR: 2433222
Abigail Roitman
GALI JACOB ABIGAIL JACOBS ROITMAN ABIGAL ROITMAN
ended on 2016-09-20
CDR: 4733676
TIMOTHY LEUNG
TIM LEUNG
started on 2017-06-26
CDR: 5829207
LEE SHESKIER
started on 2018-08-06
CDR: 2787657
MARIO LOGRANDE
started on 2018-08-20
CDR: 5852843
STEPHEN ALIX
ended on 2018-06-12
CDR: 706995
JOHN ARNEY
ended on 2018-10-10
CDR: 4870483
CHRISTOPHER NATALE
started on 2020-02-20
CDR: 2645661
RICHARD MICHALOWSKI
RICHARD JON MICHALEWSKI RICHARD JOHN MICHALOWSKI
started on 2020-07-10
CDR: 3116567
Jacob Sorensen
JACOB DANIEL SORENSEN JAKE D. SORENSEN
started on 2020-08-13
CDR: 5953266
DAVID BEARDSLEY
DAVID ALAN BEARDSLEY DAVID BEARDSLEY
started on 2020-03-02
CDR: 5623650
ANDREW LAPONE
started on 2021-03-01
CDR: 4932551
KEVIN SMITHIES
KEVIN DAVID SMITHIES MR. KEVIN SMITHIES
started on 2021-03-01



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