Company Name:
MID-MARKET SECURITIES, LLC
Address:
24 JAMES ROAD, MOUNT KISCO, NY 10549
CRD Number:
126750
CIK Number:
1226831
SEC File Number:
865905
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2289694
ROBERT WIEN
ROBERT WILLIAM WEIN
started on 2003-10-23
CDR: 2249079
ROGER MCDANIEL
started on 2004-09-09
CDR: 451700
GRANVILLE UNGERLEIDER
started on 2005-08-18
CDR: 5172936
MICHAEL SAMRA
MICHAEL J SAMRA
started on 2006-09-28
CDR: 5173124
Clancey Crowley
CROWLEY WALTON CLANCEY
started on 2006-08-03
CDR: 4354308
MICHAEL RYAN
MIKE RYAN
started on 2007-05-09
CDR: 4354308
MICHAEL RYAN
MIKE RYAN
ended on 2007-06-12
CDR: 451700
GRANVILLE UNGERLEIDER
ended on 2007-11-06
CDR: 5424203
CHRISTOPHER WESTGATE
started on 2008-09-02
CDR: 2524938
JON FRIEDLAND
started on 2008-06-17
CDR: 5450305
MICHAEL LEVENSON
MICHAEL LEVENSON
started on 2008-01-23
CDR: 707227
JULIE MURACO
JULIE MURACO
started on 2009-12-09
CDR: 5328430
BRADFORD BURKETT
started on 2009-05-06
CDR: 2786229
DOROTHY HILL
DOROTHY ANN PRICE
started on 2009-01-15
CDR: 4868754
BRETT GOLDMAN
started on 2009-05-06
CDR: 5173124
Clancey Crowley
CROWLEY WALTON CLANCEY
ended on 2009-03-16
CDR: 5450305
MICHAEL LEVENSON
MICHAEL LEVENSON
ended on 2009-02-23
CDR: 3096483
BARRY GOLDBERG
BARRY F GOLDBERG
started on 2010-03-26
CDR: 5404006
SHERYL WUDUNN
started on 2010-03-23
CDR: 5723621
BRAD MONTERIO
BRAD J. MONTERIO
started on 2010-01-25
CDR: 4470649
JOHN LEONETTI
started on 2010-09-01
CDR: 4801335
ERICK DIAZ
started on 2010-09-21
CDR: 1751419
THOMAS HAYS
started on 2010-09-13
CDR: 2297942
ALAN COLLIER
started on 2010-07-15
CDR: 210886
PAUL FOONT
started on 2010-04-29
CDR: 5328430
BRADFORD BURKETT
ended on 2010-08-09
CDR: 2524938
JON FRIEDLAND
ended on 2010-08-09
CDR: 4868754
BRETT GOLDMAN
ended on 2010-08-09
CDR: 2852412
DAVID GIMPELEVICH
started on 2011-01-25
CDR: 5893416
MARIA ERMOLOVA
started on 2011-12-05
CDR: 2474611
MICHAEL WYNNE
started on 2011-09-26
CDR: 3020886
Jesse Stubbs
JESSE L STUBBS JR JESSE L STUBBS JESSE LEE STUBBS JR JESSE LEE STUBBS
started on 2011-02-07
CDR: 5677557
ANAND MANDALIYA
ANAND MANDALIYA
started on 2011-04-22
CDR: 5974117
RAMIRO CONTRERAS
started on 2011-10-07
CDR: 3096483
BARRY GOLDBERG
BARRY F GOLDBERG
ended on 2011-02-11
CDR: 4801335
ERICK DIAZ
ended on 2011-10-31
CDR: 707121
DANIEL NOLAN
started on 2012-05-04
CDR: 1812527
RICHARD WALKER
CAM WALKER
started on 2012-12-06
CDR: 4801335
ERICK DIAZ
started on 2012-06-25
CDR: 2486049
BRENDAN LAKE
BRENDAN W LAKE
started on 2012-03-02
CDR: 5921598
MCGAVOCK BRANSFORD
DICK BRANSFORD DICKINSON BRANSFORD MCGAVOCK BRANSFORD
started on 2012-04-02
CDR: 6062830
VENKATA SUBHASH MARINENI
SUBHASH MARINENI VENKATA SUBHASH MARINENI
started on 2012-10-26
CDR: 4591774
GLENN BIERMAN
started on 2012-10-10
CDR: 6008639
CHAD TURNER
started on 2012-02-14
CDR: 1024664
THOMAS DEVANE
THOMAS A DEVANE THOMAS ALOYSIUS DEVANE III THOMAS ALOYSIUS III DEVANE
started on 2012-02-27
CDR: 707227
JULIE MURACO
JULIE MURACO
ended on 2012-01-25
CDR: 5677557
ANAND MANDALIYA
ANAND MANDALIYA
ended on 2012-04-09
CDR: 5723621
BRAD MONTERIO
BRAD J. MONTERIO
ended on 2012-02-29
CDR: 4470649
JOHN LEONETTI
ended on 2012-05-22
CDR: 5974117
RAMIRO CONTRERAS
ended on 2012-11-28
CDR: 1751419
THOMAS HAYS
ended on 2012-06-29
CDR: 5924480
R. NOURJIAN
ROBERT GREGG NOURJIAN
started on 2013-04-18
CDR: 5960675
ADAM TOMZA
ADAM TOMZA
started on 2013-07-31
CDR: 2852412
DAVID GIMPELEVICH
ended on 2013-06-17
CDR: 5893416
MARIA ERMOLOVA
ended on 2013-05-20
CDR: 5960675
ADAM TOMZA
ADAM TOMZA
ended on 2013-09-03
CDR: 2786229
DOROTHY HILL
DOROTHY ANN PRICE
ended on 2013-12-19
CDR: 2486049
BRENDAN LAKE
BRENDAN W LAKE
ended on 2013-04-18
CDR: 4591774
GLENN BIERMAN
ended on 2013-12-13
CDR: 2297942
ALAN COLLIER
ended on 2013-06-05
CDR: 1024664
THOMAS DEVANE
THOMAS A DEVANE THOMAS ALOYSIUS DEVANE III THOMAS ALOYSIUS III DEVANE
ended on 2013-12-10
CDR: 6295408
ARTHUR SEIDENFELD
started on 2014-04-03
CDR: 4801335
ERICK DIAZ
ended on 2014-12-08
CDR: 6008639
CHAD TURNER
ended on 2014-12-10
CDR: 2431019
SUSAN MITCHELL
started on 2015-06-23
CDR: 2874313
CAROL ROBBINS
CAROL SCHWARZ
started on 2015-05-27
CDR: 4991742
ANDREW BALES
started on 2015-05-27
CDR: 1599990
CHERYL SOLOMETO
started on 2015-12-21
CDR: 3087636
JASON FINKEL
JASON S FINKEL
started on 2015-05-27
CDR: 3070267
MATTHEW HASSON
MATT HASSON
started on 2015-05-27
CDR: 5424203
CHRISTOPHER WESTGATE
ended on 2015-10-26
CDR: 3070267
MATTHEW HASSON
MATT HASSON
ended on 2015-07-02
CDR: 5277371
DAVID PILGER
DAVID PILGER
started on 2016-04-18
CDR: 1596901
JAMES WATTS
JIM WATTS
started on 2017-11-07
CDR: 5344647
RYAN HIGGINS
started on 2017-08-23
CDR: 827994
JAMES DUBIN
started on 2017-01-06
CDR: 6743885
MICHELE DE STEFANO
started on 2017-02-20
CDR: 2308014
ANDREW HALLIDAY
started on 2017-01-11
CDR: 4226202
THEODORE TROTH
started on 2017-06-02
CDR: 6456072
MATTHEW RAKOW
started on 2017-12-14
CDR: 4991742
ANDREW BALES
ended on 2017-11-29
CDR: 6295408
ARTHUR SEIDENFELD
ended on 2017-01-25
CDR: 6743885
MICHELE DE STEFANO
ended on 2017-12-04
CDR: 2308014
ANDREW HALLIDAY
ended on 2017-12-04
CDR: 1966987
ROBERT JOHNSEN
BOB JOHNSEN
started on 2018-11-19
CDR: 5178623
Duy Beck
DUY ROBERT BECK DUY BECK
started on 2018-03-28
CDR: 5200925
CHRISTOPHER PARLAPIANO
CHRIS PARLAPIANO Chris Parlapiano
started on 2018-04-18
CDR: 1596901
JAMES WATTS
JIM WATTS
ended on 2018-12-17
CDR: 2474611
MICHAEL WYNNE
ended on 2018-12-06
CDR: 5277371
DAVID PILGER
DAVID PILGER
ended on 2018-11-26
CDR: 4226202
THEODORE TROTH
ended on 2018-08-06
CDR: 5200925
CHRISTOPHER PARLAPIANO
CHRIS PARLAPIANO Chris Parlapiano
ended on 2018-12-17
CDR: 6062830
VENKATA SUBHASH MARINENI
SUBHASH MARINENI VENKATA SUBHASH MARINENI
ended on 2018-08-15
CDR: 1141494
SHOBHAN SHETH
started on 2019-08-02
CDR: 7012949
Michael Hilf
MICHAEL HILF
started on 2019-05-23
CDR: 5344647
RYAN HIGGINS
ended on 2019-10-02
CDR: 707121
DANIEL NOLAN
ended on 2019-05-28
CDR: 1036030
RONALD RYDELL
RON KEITH RYDELL
started on 2020-04-23
CDR: 1907274
DAVID WESS
started on 2020-06-11
CDR: 2357978
CHARLES POPE
CHARLES T POPE CHARLEY POPE
started on 2020-04-24
CDR: 5569254
Shivani Dasani
started on 2020-07-16
CDR: 6442243
CHAD SOKOLOFF
Chad Ian Sokoloff Chad Sokoloff
started on 2020-01-21
CDR: 6456072
MATTHEW RAKOW
ended on 2020-07-30
CDR: 1596901
JAMES WATTS
JIM WATTS
started on 2021-04-07



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