Company Name:
MIRAE ASSET SECURITIES (USA) INC.
Address:
37TH FLOOR, 810 SEVENTH AVENUE, NEW YORK, NY 10019
CRD Number:
147991
CIK Number:
890203
SEC File Number:
845034
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1987727
ELENA YOON
started on 2009-07-13
CDR: 4180530
Kate Kim
KATE Koeun Kim KO E LEE KO EUN LEE KO LEE
started on 2009-11-09
CDR: 1021801
JOHN SULLIVAN
started on 2009-06-16
CDR: 4966379
AUDREY SEYBERT
started on 2009-04-09
CDR: 4465893
XIAOYAN LI
MARIA LI
started on 2009-02-23
CDR: 2815548
CHRISTIAN BATCHA
CHRISTIAN ANDEW BATCHA CHRISTIAN ANDREW BATCHA
started on 2009-02-23
CDR: 4966379
AUDREY SEYBERT
ended on 2009-10-01
CDR: 713678
SARA CERATO
SARA ANNE SCOTT
started on 2010-03-15
CDR: 5451074
SANGHYUN BAE
SANG H BAE
started on 2010-05-03
CDR: 4180530
Kate Kim
KATE Koeun Kim KO E LEE KO EUN LEE KO LEE
ended on 2010-07-16
CDR: 2759975
WAYNE CHANG
started on 2011-07-18
CDR: 1398812
STANLEY OCONNOR
JAMIE O'CONNOR S JAMES OCONNOR
started on 2011-09-06
CDR: 2175048
CHARLES KIM
CHARLES J KIM CHARLES JONGWON KIM JONG WON KIM
started on 2011-02-21
CDR: 1987727
ELENA YOON
ended on 2011-06-24
CDR: 713678
SARA CERATO
SARA ANNE SCOTT
ended on 2011-10-21
CDR: 1021801
JOHN SULLIVAN
ended on 2011-08-15
CDR: 5829062
KATRINA CODDINGTON
KATRINA CHRISTINA CODDINGTON
started on 2012-09-24
CDR: 4465893
XIAOYAN LI
MARIA LI
ended on 2012-11-09
CDR: 2759975
WAYNE CHANG
ended on 2013-09-13
CDR: 1398812
STANLEY OCONNOR
JAMIE O'CONNOR S JAMES OCONNOR
ended on 2013-01-31
CDR: 2175048
CHARLES KIM
CHARLES J KIM CHARLES JONGWON KIM JONG WON KIM
ended on 2013-01-28
CDR: 2815548
CHRISTIAN BATCHA
CHRISTIAN ANDEW BATCHA CHRISTIAN ANDREW BATCHA
ended on 2013-06-14
CDR: 6440725
HYOSEOK CHAE
started on 2015-02-24
CDR: 5829062
KATRINA CODDINGTON
KATRINA CHRISTINA CODDINGTON
ended on 2015-01-02
CDR: 1114494
IGNATIUS DESIMONE
IGNATIOS LOU DESIMONE
started on 2016-09-19
CDR: 2422797
KEITH WRIGHT
started on 2016-09-14
CDR: 1516429
JAMES DE ALTO
JAMES THOMAS DEALTO
started on 2016-09-08
CDR: 2092089
GREGORY MINARD
GREG MINARD
started on 2016-06-06
CDR: 1992811
PETER VOLINO
PETER F VOLINO
started on 2016-06-06
CDR: 2348561
PETER MARRINAN
started on 2016-10-14
CDR: 5399569
SOONGHO HAHN
SAM HAHN
started on 2016-11-16
CDR: 1299055
ROBERT CLEARY
ROBERT E CLEARY JR Rob Cleary
started on 2016-06-08
CDR: 2408500
ROBERT AKESON
started on 2016-06-09
CDR: 2339879
RICHARD MISIANO
RCHARD JOHN MISIANO
started on 2016-06-06
CDR: 1478037
VINCENT LUPO
VINCE LUPO VINCENT LUPO JR Vincent Lupo
started on 2016-07-15
CDR: 1281025
JENNIFER SPADOLA
JENNIFER MEAGAN DESANTIS
started on 2017-03-10
CDR: 1579441
THOMAS TANACREDI
started on 2017-12-20
CDR: 5006382
ANTHONY VINCI
started on 2017-02-16
CDR: 5159018
ANTHONY GELATO
ANTHONY MATEO GELATO
started on 2017-04-26
CDR: 4281147
MICHAEL SLATTERY
started on 2017-04-06
CDR: 6558260
WILLIAM MCINTOSH
WILLIAM MCINTOSH
started on 2017-06-16
CDR: 6666182
Hyuncheol Hwang
started on 2017-01-24
CDR: 2479768
TODD LEONG
TODD TESTER LEONG
started on 2017-08-08
CDR: 1208202
ELLEN SULLIVAN
ELLEN M CAMERLENGO ELLEN MICHELE CAMERLENGO
started on 2017-06-05
CDR: 4416832
ANDREW RAPUZZI
started on 2017-03-30
CDR: 1453551
STEPHEN BOMBARDIERE
S P Bombardiere
started on 2017-06-02
CDR: 2288169
CHRISTOPHER DRYLL
started on 2017-09-20
CDR: 2700768
MICHAEL LORENZO
started on 2017-03-03
CDR: 2238873
MARC RAZZANO
MARC ANTHONY RAZZANO
started on 2017-03-10
CDR: 2340624
STEPHEN MURPHY
STEPHEN T MURPHY
started on 2017-03-27
CDR: 6709034
Jun Kim
Jay Kim Junyoung Kim
started on 2017-05-24
CDR: 3055626
CHRIS FELICETTI
CHRISTOPHER FELICETTI
started on 2017-03-10
CDR: 3075383
MICHAEL GONZALEZ
started on 2017-06-05
CDR: 1912676
CHRIS WOLFF
CHRIS ROBERT Wolff
started on 2017-06-02
CDR: 4433162
LARA HERNANDEZ
LARA M. BUDNICK LARA MICHELE BUDNICK
started on 2017-03-02
CDR: 1715879
MARY BEST
MARY MARGARET MADDEN MARY MADDEN MARY M RUIZ MARY MARGARET RUIZ
started on 2017-03-27
CDR: 3094719
Donald Santina
started on 2017-05-25
CDR: 4645080
ALBERTO TRONCOSO
started on 2017-05-04
CDR: 1935747
Charlene Wilson
started on 2017-05-05
CDR: 1611659
JIMMY MEDINA
started on 2017-09-18
CDR: 4591310
JITENDRA PATEL
Jay Patel
started on 2017-05-04
CDR: 2139167
MICHAEL HENRY
started on 2017-06-16
CDR: 4358841
MITCHEL LASCALA-SOBEL
MITCHEL SCOTT SOBEL
started on 2017-11-07
CDR: 5752761
DANIEL JOHNSON
DAN JOHNSON DANIEL JOHNSON
started on 2017-06-30
CDR: 5905493
JAEHONG YOU
JAE H RYU JAE RYU JAE YOU JAE HONG YOU
started on 2017-03-01
CDR: 2283181
STEVEN PEREZ
STEVEN E. PEREZ STEVEN ENRIQUE PEREZ
started on 2017-10-11
CDR: 4653541
SEAN FILKINS
SEAN MICHAEL FILKINS MR. SEAN M. MICHAEL FILKINS MR.
started on 2017-03-30
CDR: 6681606
Seon Mok Lee
Seonmok Lee Simon Lee
started on 2017-07-28
CDR: 2363156
ANTHONY MANFRE
ANTHONY T MANFRE JR.
started on 2017-01-24
CDR: 2352916
ROY YAN
started on 2017-07-18
CDR: 1412265
BRIAN CLEARY
started on 2017-03-30
CDR: 6440725
HYOSEOK CHAE
ended on 2017-04-21
CDR: 6666182
Hyuncheol Hwang
ended on 2017-03-29
CDR: 3094719
Donald Santina
ended on 2017-08-01
CDR: 1478037
VINCENT LUPO
VINCE LUPO VINCENT LUPO JR Vincent Lupo
ended on 2017-02-09
CDR: 3213164
BRIAN CURNOW
started on 2018-07-11
CDR: 3125748
JOSEPH FALKOWSKI
Joe Falkowski
started on 2018-06-29
CDR: 3032158
DANIEL HANUKA
started on 2018-09-07
CDR: 5083551
MUBARAK AHMED
MO AHMED MUBARAK AHMED
started on 2018-06-25
CDR: 6620970
AMANDA TECKMAN
started on 2018-02-20
CDR: 6269896
LUIS CASAVERDE
started on 2018-04-27
CDR: 6650351
TIANYI ZHOU
started on 2018-09-10
CDR: 1366831
THOMAS CONIGLIARIO
Thomas Joseph Conigliaro
started on 2018-09-27
CDR: 2271193
JAMES DILLON
Jim Dillon
started on 2018-04-26
CDR: 1281025
JENNIFER SPADOLA
JENNIFER MEAGAN DESANTIS
ended on 2018-12-10
CDR: 5006382
ANTHONY VINCI
ended on 2018-06-25
CDR: 1114494
IGNATIUS DESIMONE
IGNATIOS LOU DESIMONE
ended on 2018-11-27
CDR: 5083551
MUBARAK AHMED
MO AHMED MUBARAK AHMED
ended on 2018-12-10
CDR: 2288169
CHRISTOPHER DRYLL
ended on 2018-12-10
CDR: 3075383
MICHAEL GONZALEZ
ended on 2018-08-09
CDR: 1912676
CHRIS WOLFF
CHRIS ROBERT Wolff
ended on 2018-12-10
CDR: 1992811
PETER VOLINO
PETER F VOLINO
ended on 2018-11-27
CDR: 1299055
ROBERT CLEARY
ROBERT E CLEARY JR Rob Cleary
ended on 2018-10-01
CDR: 4653541
SEAN FILKINS
SEAN MICHAEL FILKINS MR. SEAN M. MICHAEL FILKINS MR.
ended on 2018-10-18
CDR: 2352916
ROY YAN
ended on 2018-12-10
CDR: 5097273
Frank Daniels
FRANK D DANIELS FRANK DAVID DANIELS
started on 2019-02-27
CDR: 2889938
ROBERT MAGUIRE
BOBBY MAGUIRE ROBERT MAGUIRE Robert Donald Maguire
started on 2019-06-19
CDR: 1975739
Sean Farrell
SEAN VINCENT FARRELL Sean Farrell
started on 2019-03-06
CDR: 4275337
MICHAEL MORRONGIELLO
started on 2019-03-13
CDR: 1397908
JOHN PALMA
JOHN PALMA
started on 2019-01-28
CDR: 2915544
BRANDON ANGUS
started on 2019-01-24
CDR: 5969588
SEAN EINHART
SEAN EINHART
started on 2019-08-07
CDR: 2022164
BRIAN GUTIERREZ
started on 2019-03-30
CDR: 5393215
KEVIN FAULKNER
KEVIN FAULKNER
started on 2019-04-25
CDR: 1516129
THOMAS ROTH
THOMAS H ROTH
started on 2019-07-19
CDR: 2062897
THOMAS CHRISTMAN
THOMAS EDWARD CHRISTMAN JR TOM E. CHRISTMAN JR. TOMMY CHRISTMAN
started on 2019-03-27
CDR: 4363348
MICHAEL PONZO
MICHAEL PONZO
started on 2019-03-25
CDR: 1579441
THOMAS TANACREDI
ended on 2019-12-03
CDR: 2479768
TODD LEONG
TODD TESTER LEONG
ended on 2019-05-28
CDR: 3125748
JOSEPH FALKOWSKI
Joe Falkowski
ended on 2019-04-03
CDR: 1975739
Sean Farrell
SEAN VINCENT FARRELL Sean Farrell
ended on 2019-09-17
CDR: 1397908
JOHN PALMA
JOHN PALMA
ended on 2019-05-30
CDR: 6620970
AMANDA TECKMAN
ended on 2019-08-29
CDR: 2340624
STEPHEN MURPHY
STEPHEN T MURPHY
ended on 2019-03-29
CDR: 6709034
Jun Kim
Jay Kim Junyoung Kim
ended on 2019-01-11
CDR: 2348561
PETER MARRINAN
ended on 2019-12-23
CDR: 5399569
SOONGHO HAHN
SAM HAHN
ended on 2019-09-30
CDR: 1516129
THOMAS ROTH
THOMAS H ROTH
ended on 2019-10-14
CDR: 6118445
SAEHYUN CHO
Joseph Cho
started on 2020-01-31
CDR: 7216202
Sean Wall
started on 2020-02-27
CDR: 6585052
Dana Szymanski
started on 2020-03-06
CDR: 4376795
AMIT KOHAD
started on 2020-04-15
CDR: 7198354
David Wong
started on 2020-02-25
CDR: 7039556
Won Jae Chung
Jay Chung
started on 2020-01-02
CDR: 7118376
Matthew Knipfing
Matt Knipfing
started on 2020-02-14
CDR: 4281147
MICHAEL SLATTERY
ended on 2020-06-10
CDR: 4275337
MICHAEL MORRONGIELLO
ended on 2020-12-15
CDR: 1366831
THOMAS CONIGLIARIO
Thomas Joseph Conigliaro
ended on 2020-03-20
CDR: 5752761
DANIEL JOHNSON
DAN JOHNSON DANIEL JOHNSON
ended on 2020-08-07
CDR: 3055626
CHRIS FELICETTI
CHRISTOPHER FELICETTI
ended on 2020-07-20
CDR: 6289932
MIN SHIN
MIN SHIN MIN CHUL SHIN
started on 2021-04-08
CDR: 2554611
STANLEY KU
SIN YUP KU STANELY SINYUP KU
started on 2021-04-08
CDR: 7312251
Sangjin Kim
started on 2021-01-22
CDR: 2794255
FRANK COLASUONNO
started on 2021-04-08
CDR: 5424767
ANTHONY DUNLEAVY
TONY DUNLEAVY
started on 2021-04-08
CDR: 7216202
Sean Wall
ended on 2021-04-22
CDR: 1715879
MARY BEST
MARY MARGARET MADDEN MARY MADDEN MARY M RUIZ MARY MARGARET RUIZ
ended on 2021-02-04
CDR: 2408500
ROBERT AKESON
ended on 2021-01-21
CDR: 7039556
Won Jae Chung
Jay Chung
ended on 2021-03-16



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