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0 - 9
Company Name:
MMS SECURITIES, INC.
CRD Number:
43120
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
CDR: 1263990
JOHN ROEHLING
started on
1997-10-01
CDR: 2070654
JAMES CURRIER
JIM CURRIER
started on
1997-10-01
CDR: 2857571
ANDREW LITWIN
started on
1999-04-07
CDR: 2534089
NEAL APPELBAUM
started on
2000-05-15
CDR: 2070654
JAMES CURRIER
JIM CURRIER
ended on
2000-03-22
CDR: 2120445
MICHAEL GARAVAGLIA
started on
2001-03-28
CDR: 4371595
BRIAN PETRAS
started on
2001-08-03
CDR: 4431591
John Boccomino
started on
2001-12-21
CDR: 4371595
BRIAN PETRAS
ended on
2001-12-13
CDR: 2534089
NEAL APPELBAUM
ended on
2001-04-02
CDR: 1263990
JOHN ROEHLING
ended on
2001-11-19
CDR: 2857571
ANDREW LITWIN
ended on
2001-02-07
CDR: 1464097
GLENN BARIKMO
started on
2002-03-22
CDR: 1464097
GLENN BARIKMO
ended on
2002-05-07
CDR: 2120445
MICHAEL GARAVAGLIA
ended on
2002-05-07
CDR: 4431591
John Boccomino
ended on
2002-07-09
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