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0 - 9
Company Name:
M.M. DILLON & CO. LLC
Address:
SUITE 100, ONE SOUND SHORE DRIVE, GREENWICH, CT 06830
CRD Number:
19878
CIK Number:
814108
SEC File Number:
837893
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
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1991
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2009
2010
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2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1461850
CARL PFEIFER
C E PFEIFER CE PFEIFER NED PFEIFER
started on
1987-07-24
CDR: 5281427
RICHARD BICKERSTAFF
started on
2007-10-08
CDR: 1534386
JOHN BENEKE
started on
2009-09-21
CDR: 4974691
GEORGE BICKERSTAFF
started on
2009-03-23
CDR: 4866774
CHRISTOPHER HEPLER
started on
2009-03-23
CDR: 5318894
ADAM MOSTAFA
ADAM MOSTAFA
started on
2009-03-23
CDR: 239551
ROBERT HASTINGS
started on
2009-03-23
CDR: 4956636
KRISTOPHER HOPKINS
started on
2009-03-23
CDR: 1061313
MICHIEL MCCARTY
started on
2009-03-23
CDR: 1336088
JAMES HESBURGH
started on
2009-03-23
CDR: 5364600
OLIVIER SAIDI
started on
2009-03-23
CDR: 1947563
MICHAEL ESPINAL
started on
2009-03-23
CDR: 5282932
RANDALL LAMBERT
RANDALL LEE LAMBERT MR RANDALL LAMBERT
started on
2009-03-23
CDR: 2517055
TIMOTHY MEYER
started on
2009-03-23
CDR: 2779476
JOHN HARVEY
DOUG HARVEY J. Douglas HARVEY
started on
2009-03-23
CDR: 4630397
Thomas Thompson
started on
2010-02-02
CDR: 1026585
KEVIN SLOCUM
started on
2010-06-11
CDR: 5778275
TIMOTHY CONDON
FRANCIS CONDON TIMOTHY
started on
2010-05-05
CDR: 4248760
PETER YU
started on
2010-06-11
CDR: 1222722
SCOTT MERLIS
started on
2010-06-11
CDR: 5367476
TRISTAN BENOZER
started on
2010-02-23
CDR: 2774918
JAMES HANSON
JAMES BENVOLD HANSON III
started on
2011-09-22
CDR: 1992620
GRANT HARSHBARGER
started on
2011-03-24
CDR: 1563420
JEFF SWARZ
started on
2011-03-24
CDR: 5745995
DAVID GERSHON
started on
2011-10-07
CDR: 4630397
Thomas Thompson
ended on
2011-03-18
CDR: 5318894
ADAM MOSTAFA
ADAM MOSTAFA
ended on
2011-06-22
CDR: 4956636
KRISTOPHER HOPKINS
ended on
2011-09-01
CDR: 1336088
JAMES HESBURGH
ended on
2011-06-20
CDR: 2517055
TIMOTHY MEYER
ended on
2011-06-20
CDR: 5367476
TRISTAN BENOZER
ended on
2011-08-15
CDR: 5810763
DAVID MARSHALL
DAVID MARSHALL
started on
2012-04-09
CDR: 6130817
TRAVIS LANDER
started on
2012-10-26
CDR: 5473937
CARL MILLER
started on
2012-04-16
CDR: 4866774
CHRISTOPHER HEPLER
ended on
2012-06-18
CDR: 6130817
TRAVIS LANDER
ended on
2012-12-15
CDR: 1992620
GRANT HARSHBARGER
ended on
2012-06-22
CDR: 1461850
CARL PFEIFER
C E PFEIFER CE PFEIFER NED PFEIFER
ended on
2012-08-09
CDR: 5745995
DAVID GERSHON
ended on
2012-01-27
CDR: 4866774
CHRISTOPHER HEPLER
started on
2013-05-10
CDR: 239551
ROBERT HASTINGS
ended on
2013-05-10
CDR: 5810763
DAVID MARSHALL
DAVID MARSHALL
ended on
2013-01-22
CDR: 5810763
DAVID MARSHALL
DAVID MARSHALL
started on
2014-12-22
CDR: 1026585
KEVIN SLOCUM
ended on
2014-06-16
CDR: 2774918
JAMES HANSON
JAMES BENVOLD HANSON III
ended on
2014-05-06
CDR: 4248760
PETER YU
ended on
2014-06-16
CDR: 1534386
JOHN BENEKE
ended on
2015-01-15
CDR: 4866774
CHRISTOPHER HEPLER
ended on
2015-01-15
CDR: 1026585
KEVIN SLOCUM
started on
2016-11-21
CDR: 2156075
MARTIN LEWIS
started on
2016-07-06
CDR: 2503352
CHAD KIRSCHENBLATT
started on
2017-05-05
CDR: 2331677
JOSEPH CHIARELLI
started on
2017-11-07
CDR: 1038353
JULIA GREGORY
JULIA P GERDNIC
started on
2018-08-28
CDR: 5364600
OLIVIER SAIDI
ended on
2018-03-01
CDR: 5282932
RANDALL LAMBERT
RANDALL LEE LAMBERT MR RANDALL LAMBERT
ended on
2018-03-01
CDR: 5473937
CARL MILLER
ended on
2019-04-16
CDR: 2779476
JOHN HARVEY
DOUG HARVEY J. Douglas HARVEY
ended on
2019-06-13
CDR: 1801342
CHRISTOPHER PILDER
started on
2020-02-18
CDR: 1038353
JULIA GREGORY
JULIA P GERDNIC
ended on
2020-06-01
CDR: 5778275
TIMOTHY CONDON
FRANCIS CONDON TIMOTHY
ended on
2020-09-03
CDR: 5281427
RICHARD BICKERSTAFF
ended on
2020-10-15
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