Company Name:
MONTGOMERY & CO., LLC
CRD Number:
42300
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
CDR: 2830250
DAVID MICHAELS
started on 1997-09-26
CDR: 2830248
JAMES MONTGOMERY
started on 1997-09-26
CDR: 3253961
DAVID KATZ
started on 2000-12-06
CDR: 4068225
MICHAEL MONTGOMERY
started on 2000-04-18
CDR: 2375934
KEVIN COVERT
started on 2001-05-24
CDR: 2411811
DOUGLAS BURKE
DOUG BURKE DOUGLAS J BURKE
started on 2002-01-08
CDR: 4259890
ANTON PAPP
started on 2002-05-16
CDR: 4440040
STEWART HINDLEY
started on 2003-12-01
CDR: 4250160
Thomas Murphy
TEAK MURPHY THOMAS A MURPHY III THOMAS A MURPHY
started on 2003-12-12
CDR: 4391942
KEITH MARSHALL
started on 2003-05-22
CDR: 4649192
HIDEO NAGURA
HIDEO LOUIS-ADAM NAGURA
started on 2003-04-15
CDR: 4643266
SANDRA GRINKER
started on 2003-05-14
CDR: 1746753
GEORGE MONTGOMERY
GEORGE G MONTGOMERY GEORGE MONTGOMERY
started on 2003-04-25
CDR: 4625735
JOHN COOPER
started on 2003-02-21
CDR: 1994575
DAVID HORN
started on 2003-08-07
CDR: 4260957
KEITH NUBER
TOBY NUBER
started on 2004-09-30
CDR: 2950415
ROBERT LOUV
ROBERT LOUV
started on 2004-05-13
CDR: 1472390
BRIAN BEAN
started on 2004-04-14
CDR: 3105397
JONATHAN REIN
started on 2004-06-14
CDR: 1206146
JOHN CONLIN
started on 2004-09-27
CDR: 4153367
DANIEL WILLIAMS
started on 2004-02-27
CDR: 3232650
WILLIAM PARTRIDGE
BILL PARTRIDGE
started on 2004-11-22
CDR: 4149250
George Thomas
started on 2005-09-08
CDR: 4963370
SHIVPREET KAPOOR
SHIV KAPOOR
started on 2005-06-08
CDR: 2915613
DANIEL CHEN
DAN CHEN
started on 2005-09-08
CDR: 2825290
WADE KING
WADE H KING WADE HAMPTON KING
started on 2005-03-28
CDR: 2423352
STEPHEN TERRY
STEVE TERRY STEVEN ALBERT TERRY II
started on 2005-03-25
CDR: 2318959
Chris Hannan
CHRISTOPHER M HANNAN CHRISTOPHER MICHAEL HANNAN
started on 2005-12-21
CDR: 2489639
JOHN ROEDIGER
started on 2005-03-21
CDR: 2026902
DANIEL GOSSELS
started on 2005-12-21
CDR: 2383997
WILLIAM WOLCOTT
WILLIAM PRESCOTT WOLCOTT
started on 2005-03-21
CDR: 5019282
THOMAS HUNG
started on 2005-09-21
CDR: 4404882
ADRIAN FADRHONC
started on 2005-10-07
CDR: 2781237
MICHAEL BEE
started on 2005-09-30
CDR: 5023434
DAVID SIEMER
started on 2005-09-20
CDR: 2536584
JONATHAN GLICK
JONATHAN MICAH LEWISGLICK
started on 2005-06-10
CDR: 4841931
BRADLEY FLOERING
started on 2005-09-21
CDR: 4164376
AMY BARNES
started on 2005-06-06
CDR: 4193676
PATRICK KRATUS
started on 2005-08-26
CDR: 4907886
CAROLINE CORNER
started on 2005-07-01
CDR: 2730852
JEFFREY WRIGHT
JEFFREY D WRIGHT
started on 2005-06-06
CDR: 2674117
JAMES MIN
started on 2005-08-25
CDR: 2795422
MARSHALL JENSEN
MARSHALL P JENSEN
started on 2005-02-08
CDR: 4126082
I-YU TAI
JACKIE TAI
started on 2005-10-11
CDR: 1718865
THOMAS PETERS
TOM PETERS
started on 2005-11-22
CDR: 4829275
SAMO DEVENICA
started on 2005-11-15
CDR: 4595378
AMY GAREFIS
AMY FRANCES PESSAH
started on 2005-12-21
CDR: 4649192
HIDEO NAGURA
HIDEO LOUIS-ADAM NAGURA
ended on 2005-07-05
CDR: 3105397
JONATHAN REIN
ended on 2005-05-05
CDR: 3253961
DAVID KATZ
ended on 2005-11-09
CDR: 2795422
MARSHALL JENSEN
MARSHALL P JENSEN
ended on 2005-11-09
CDR: 2411811
DOUGLAS BURKE
DOUG BURKE DOUGLAS J BURKE
ended on 2005-05-24
CDR: 3232650
WILLIAM PARTRIDGE
BILL PARTRIDGE
ended on 2005-05-24
CDR: 4259890
ANTON PAPP
ended on 2005-09-06
CDR: 3266526
JAMES SCHRODER
JAMES SCHRODER
started on 2006-05-12
CDR: 3061402
CHRISTOPHER PARK
CHRISTOPHER H PARK
started on 2006-09-11
CDR: 5198636
CHRISTOPHER LAPOINTE
started on 2006-08-16
CDR: 4248263
JOSEPH MORGAN
started on 2006-08-16
CDR: 4948163
ERIK RASMUSSEN
started on 2006-08-10
CDR: 3095762
GEE LEUNG
started on 2006-03-23
CDR: 2388165
ALEXANDER MCCARTHY
ALEX QUINN MCCARTHY ALEXANDER QUINN MCCARTHY MR
started on 2006-10-12
CDR: 4967313
MITSUO YAMADA
started on 2006-03-17
CDR: 2612606
JOSEPH WRAGA
started on 2006-06-15
CDR: 2929539
THOMAS KELLY
THOMAS KELLY TOM KELLY
started on 2006-06-21
CDR: 4250160
Thomas Murphy
TEAK MURPHY THOMAS A MURPHY III THOMAS A MURPHY
ended on 2006-06-06
CDR: 2423352
STEPHEN TERRY
STEVE TERRY STEVEN ALBERT TERRY II
ended on 2006-03-09
CDR: 4260957
KEITH NUBER
TOBY NUBER
ended on 2006-03-31
CDR: 2383997
WILLIAM WOLCOTT
WILLIAM PRESCOTT WOLCOTT
ended on 2006-02-27
CDR: 2730852
JEFFREY WRIGHT
JEFFREY D WRIGHT
ended on 2006-03-09
CDR: 1206146
JOHN CONLIN
ended on 2006-08-10
CDR: 2636502
MARK WASSERBERGER
started on 2007-03-21
CDR: 5309502
Jeremy Taylor
started on 2007-04-04
CDR: 5397879
JOHN SADOLIN
started on 2007-08-08
CDR: 4806281
BRIAN SCHWARTZ
started on 2007-11-13
CDR: 2197705
MICHAEL CURLEY
MICHAEL JAMES CURLEY CFA MIKE CURLEY
started on 2007-10-03
CDR: 4963370
SHIVPREET KAPOOR
SHIV KAPOOR
ended on 2007-08-01
CDR: 2825290
WADE KING
WADE H KING WADE HAMPTON KING
ended on 2007-02-28
CDR: 2318959
Chris Hannan
CHRISTOPHER M HANNAN CHRISTOPHER MICHAEL HANNAN
ended on 2007-12-31
CDR: 1472390
BRIAN BEAN
ended on 2007-05-02
CDR: 5019282
THOMAS HUNG
ended on 2007-10-12
CDR: 5023434
DAVID SIEMER
ended on 2007-10-01
CDR: 2536584
JONATHAN GLICK
JONATHAN MICAH LEWISGLICK
ended on 2007-09-20
CDR: 4193676
PATRICK KRATUS
ended on 2007-08-01
CDR: 4907886
CAROLINE CORNER
ended on 2007-11-13
CDR: 4948163
ERIK RASMUSSEN
ended on 2007-12-31
CDR: 1994575
DAVID HORN
ended on 2007-05-22
CDR: 4967313
MITSUO YAMADA
ended on 2007-06-25
CDR: 2612606
JOSEPH WRAGA
ended on 2007-10-12
CDR: 4446295
JASON YIP
started on 2008-08-18
CDR: 3103624
SHERRI WILLIAMS
started on 2008-09-19
CDR: 4245066
THEODORE MATTSON
DEREK MATTSON
started on 2008-04-28
CDR: 4847550
DAVID LEE
DAVID LEE
started on 2008-04-28
CDR: 5562726
ELIAS CERVANTES
started on 2008-12-11
CDR: 4064595
SUSAN BLANCO
SUSAN NICOLE BOGY MISS
started on 2008-01-29
CDR: 5396886
JOHN GUSHMAN
JOHN LOUIS GOSHMAN JOHN LOUIS GUSHMAN
started on 2008-12-12
CDR: 4844392
RAJAT SHARMA
started on 2008-07-10
CDR: 5176358
MYLES MUMFORD
started on 2008-09-09
CDR: 5587682
EVARIST BYBERI
started on 2008-09-09
CDR: 4318122
PENELOPE LINGE
PENNY LINGE
started on 2008-01-01
CDR: 4833540
PHILLIP LEHMAN
started on 2008-08-27
CDR: 4149250
George Thomas
ended on 2008-09-16
CDR: 3266526
JAMES SCHRODER
JAMES SCHRODER
ended on 2008-09-11
CDR: 2830250
DAVID MICHAELS
ended on 2008-05-13
CDR: 4245066
THEODORE MATTSON
DEREK MATTSON
ended on 2008-12-08
CDR: 4164376
AMY BARNES
ended on 2008-06-26
CDR: 5198636
CHRISTOPHER LAPOINTE
ended on 2008-12-09
CDR: 4806281
BRIAN SCHWARTZ
ended on 2008-04-25
CDR: 2388165
ALEXANDER MCCARTHY
ALEX QUINN MCCARTHY ALEXANDER QUINN MCCARTHY MR
ended on 2008-12-10
CDR: 4126082
I-YU TAI
JACKIE TAI
ended on 2008-03-18
CDR: 1718865
THOMAS PETERS
TOM PETERS
ended on 2008-12-08
CDR: 4595378
AMY GAREFIS
AMY FRANCES PESSAH
ended on 2008-12-11
CDR: 2929539
THOMAS KELLY
THOMAS KELLY TOM KELLY
ended on 2008-04-17
CDR: 2722515
DAVID PARROT
started on 2009-06-04
CDR: 5693534
PETER BELISLE
PETER BELISLE
started on 2009-07-22
CDR: 5254162
PRITESH SHAH
started on 2009-07-14
CDR: 3262919
ERIC WAGNER
started on 2009-09-22
CDR: 2375934
KEVIN COVERT
ended on 2009-09-10
CDR: 2915613
DANIEL CHEN
DAN CHEN
ended on 2009-07-14
CDR: 4391942
KEITH MARSHALL
ended on 2009-05-26
CDR: 5309502
Jeremy Taylor
ended on 2009-05-26
CDR: 2026902
DANIEL GOSSELS
ended on 2009-01-13
CDR: 2781237
MICHAEL BEE
ended on 2009-01-13
CDR: 1746753
GEORGE MONTGOMERY
GEORGE G MONTGOMERY GEORGE MONTGOMERY
ended on 2009-05-26
CDR: 3095762
GEE LEUNG
ended on 2009-01-13
CDR: 5587682
EVARIST BYBERI
ended on 2009-10-12
CDR: 2197705
MICHAEL CURLEY
MICHAEL JAMES CURLEY CFA MIKE CURLEY
ended on 2009-01-13
CDR: 5762230
CHAD RIDDERSEN
started on 2010-12-20
CDR: 5380813
TRI LUONG
started on 2010-10-01
CDR: 4642509
DANIEL HARDMAN
started on 2010-06-07
CDR: 4244326
YALE YEE
started on 2010-07-16
CDR: 4595378
AMY GAREFIS
AMY FRANCES PESSAH
started on 2010-12-08
CDR: 5335106
HEMANT HEBBAR
HEMANT K HEBBAR HEMANT HEBBAR KATTINGERI HEMANT HEBBAR
started on 2010-10-12
CDR: 2362770
KEVIN HIGGINS
KEVIN HIGGINS
started on 2010-10-11
CDR: 1983134
PAUL DINARDO
started on 2010-04-14
CDR: 5105540
JASON BHARGAVA
JASON D BHARGAVA
started on 2010-07-21
CDR: 3221738
CHRISTIAN HAM
WOO KON HAM
started on 2010-06-23
CDR: 5573691
BRIAN OUYANG
started on 2010-04-30
CDR: 2636502
MARK WASSERBERGER
ended on 2010-02-02
CDR: 4440040
STEWART HINDLEY
ended on 2010-04-22
CDR: 2722515
DAVID PARROT
ended on 2010-07-14
CDR: 5693534
PETER BELISLE
PETER BELISLE
ended on 2010-08-17
CDR: 2950415
ROBERT LOUV
ROBERT LOUV
ended on 2010-08-30
CDR: 5254162
PRITESH SHAH
ended on 2010-07-21
CDR: 4404882
ADRIAN FADRHONC
ended on 2010-04-22
CDR: 4625735
JOHN COOPER
ended on 2010-08-30
CDR: 4064595
SUSAN BLANCO
SUSAN NICOLE BOGY MISS
ended on 2010-08-30
CDR: 5396886
JOHN GUSHMAN
JOHN LOUIS GOSHMAN JOHN LOUIS GUSHMAN
ended on 2010-08-17
CDR: 4844392
RAJAT SHARMA
ended on 2010-05-12
CDR: 4153367
DANIEL WILLIAMS
ended on 2010-08-30
CDR: 4829275
SAMO DEVENICA
ended on 2010-01-06
CDR: 5804810
ROBERT SCHNITZLER
ROBERT A SCHNITZLER
started on 2011-07-27
CDR: 5898727
KRISTEN NELSON
started on 2011-07-04
CDR: 5821802
JOHN KIM
JOHN KIM
started on 2011-12-24
CDR: 5538302
LAUREN ACCORDINO
LAUREN ACCORDINO LAUREN ASHLEY SHEARER LAUREN ASHLEY JOSHUA SHEARER
started on 2011-05-27
CDR: 2088996
DAN JESTER
started on 2011-01-21
CDR: 3103624
SHERRI WILLIAMS
ended on 2011-09-14
CDR: 1983134
PAUL DINARDO
ended on 2011-09-14
CDR: 4595378
AMY GAREFIS
AMY FRANCES PESSAH
ended on 2011-03-22
CDR: 5176358
MYLES MUMFORD
ended on 2011-09-14
CDR: 5573691
BRIAN OUYANG
ended on 2011-09-15
CDR: 6022791
MAITLAN CRAMER
started on 2012-02-08
CDR: 4978064
GREGORY DIETRICK
started on 2012-02-10
CDR: 2923891
JASON CECCHINI
JT CECCHINI
started on 2012-06-18
CDR: 5946713
HYUN KOO
started on 2012-10-02
CDR: 5934041
ABDEL-AMIR FADEL
ABE FADEL
started on 2012-10-02
CDR: 6022803
AUSTIN YOUNT
started on 2012-02-27
CDR: 1994561
JOHN BREW
started on 2012-01-27
CDR: 4446295
JASON YIP
ended on 2012-08-14
CDR: 5762230
CHAD RIDDERSEN
ended on 2012-08-14
CDR: 5380813
TRI LUONG
ended on 2012-01-04
CDR: 5538302
LAUREN ACCORDINO
LAUREN ACCORDINO LAUREN ASHLEY SHEARER LAUREN ASHLEY JOSHUA SHEARER
ended on 2012-11-19
CDR: 2088996
DAN JESTER
ended on 2012-08-14
CDR: 3221738
CHRISTIAN HAM
WOO KON HAM
ended on 2012-11-19
CDR: 4833540
PHILLIP LEHMAN
ended on 2012-08-14
CDR: 6148957
SELCUK CAKIR
SEL CAKIR SELCUK CAKIR
started on 2013-01-23
CDR: 852925
WILLIAM MORGAN
started on 2013-09-12
CDR: 5521617
GRANT LEE
started on 2013-01-01
CDR: 5804810
ROBERT SCHNITZLER
ROBERT A SCHNITZLER
ended on 2013-04-16
CDR: 6022791
MAITLAN CRAMER
ended on 2013-04-16
CDR: 3061402
CHRISTOPHER PARK
CHRISTOPHER H PARK
ended on 2013-04-16
CDR: 4642509
DANIEL HARDMAN
ended on 2013-04-16
CDR: 2489639
JOHN ROEDIGER
ended on 2013-04-16
CDR: 4978064
GREGORY DIETRICK
ended on 2013-04-16
CDR: 4244326
YALE YEE
ended on 2013-04-16
CDR: 4847550
DAVID LEE
DAVID LEE
ended on 2013-04-16
CDR: 2923891
JASON CECCHINI
JT CECCHINI
ended on 2013-04-16
CDR: 5898727
KRISTEN NELSON
ended on 2013-04-16
CDR: 5821802
JOHN KIM
JOHN KIM
ended on 2013-04-16
CDR: 4643266
SANDRA GRINKER
ended on 2013-04-26
CDR: 5946713
HYUN KOO
ended on 2013-04-16
CDR: 6148957
SELCUK CAKIR
SEL CAKIR SELCUK CAKIR
ended on 2013-04-17
CDR: 852925
WILLIAM MORGAN
ended on 2013-10-15
CDR: 5335106
HEMANT HEBBAR
HEMANT K HEBBAR HEMANT HEBBAR KATTINGERI HEMANT HEBBAR
ended on 2013-04-16
CDR: 4841931
BRADLEY FLOERING
ended on 2013-04-16
CDR: 5397879
JOHN SADOLIN
ended on 2013-04-25
CDR: 2362770
KEVIN HIGGINS
KEVIN HIGGINS
ended on 2013-04-25
CDR: 4248263
JOSEPH MORGAN
ended on 2013-04-16
CDR: 3262919
ERIC WAGNER
ended on 2013-04-16
CDR: 2674117
JAMES MIN
ended on 2013-04-16
CDR: 5562726
ELIAS CERVANTES
ended on 2013-10-02
CDR: 5105540
JASON BHARGAVA
JASON D BHARGAVA
ended on 2013-04-16
CDR: 5934041
ABDEL-AMIR FADEL
ABE FADEL
ended on 2013-10-02
CDR: 6022803
AUSTIN YOUNT
ended on 2013-04-16
CDR: 5521617
GRANT LEE
ended on 2013-04-16
CDR: 2830248
JAMES MONTGOMERY
ended on 2013-10-15
CDR: 1994561
JOHN BREW
ended on 2013-10-02
CDR: 4318122
PENELOPE LINGE
PENNY LINGE
ended on 2013-10-02
CDR: 4068225
MICHAEL MONTGOMERY
ended on 2013-10-02



Copyright 2022 EmployProof.org All rights reserved.
Court Diary