Company Name:
MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE
CRD Number:
19378
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
CDR: 1422513
DAVID KAPLAN
started on 1987-10-27
CDR: 712007
CHARLES HELME
CHARLES EDWARD HELME CHARLES EDWARD FLY HELME TED HELME
started on 1987-08-05
CDR: 443159
FRANCIS TAYLOR
PETE TAYLOR
started on 1987-11-10
CDR: 712007
CHARLES HELME
CHARLES EDWARD HELME CHARLES EDWARD FLY HELME TED HELME
ended on 1988-02-11
CDR: 1301340
MARK KAICHER
started on 1989-05-15
CDR: 700767
PAUL STANDEL
started on 1989-12-11
CDR: 1628917
FRANCIS POLI
FRANK POLI
started on 1989-04-18
CDR: 1977249
JOHN OLIVE
started on 1989-08-22
CDR: 1342790
CHARLES SIMONDS
started on 1990-03-01
CDR: 2006364
JOHN DIEFENBACH
started on 1990-09-24
CDR: 1962642
MICHAEL FLINN
MICHAEL DEV FLINN MIKE FLINN JR
started on 1991-12-18
CDR: 2091572
MARK DEFELICE
started on 1991-07-23
CDR: 1980726
BRIAN KELLEY
started on 1991-12-18
CDR: 2006364
JOHN DIEFENBACH
ended on 1991-05-13
CDR: 700767
PAUL STANDEL
ended on 1991-07-11
CDR: 1977249
JOHN OLIVE
ended on 1991-07-11
CDR: 2170946
ROBERT ENSLEIN
ROBERT EDWARD ENSLEIN
started on 1992-07-21
CDR: 1209915
KEVIN RAFFERTY
KEVIN SALVATORE CALABRO
started on 1992-06-22
CDR: 2257048
MICHAEL PFEFFER
started on 1992-07-30
CDR: 1342790
CHARLES SIMONDS
ended on 1992-06-19
CDR: 1209915
KEVIN RAFFERTY
KEVIN SALVATORE CALABRO
ended on 1992-12-10
CDR: 2238238
STEVEN RAAB
STEVEN RAAB
started on 1993-05-12
CDR: 1962642
MICHAEL FLINN
MICHAEL DEV FLINN MIKE FLINN JR
ended on 1993-01-20
CDR: 1422513
DAVID KAPLAN
ended on 1993-01-19
CDR: 2091572
MARK DEFELICE
ended on 1993-04-14
CDR: 2170946
ROBERT ENSLEIN
ROBERT EDWARD ENSLEIN
ended on 1993-08-27
CDR: 443159
FRANCIS TAYLOR
PETE TAYLOR
ended on 1993-03-24
CDR: 2441392
BRUCE NELSON
Bruce P Nelson Bruce Nelson
started on 1994-01-19
CDR: 2019567
RANDALL DEMATTEO
started on 1994-02-23
CDR: 1556099
MICHAEL SCHWAGER
started on 1994-01-06
CDR: 1980726
BRIAN KELLEY
ended on 1994-12-08
CDR: 2257048
MICHAEL PFEFFER
ended on 1994-08-03
CDR: 1628917
FRANCIS POLI
FRANK POLI
ended on 1994-05-06
CDR: 2582373
JOHN FALLON
started on 1995-03-08
CDR: 2441392
BRUCE NELSON
Bruce P Nelson Bruce Nelson
ended on 1995-07-17
CDR: 2019567
RANDALL DEMATTEO
ended on 1995-11-01
CDR: 2238238
STEVEN RAAB
STEVEN RAAB
ended on 1995-08-08
CDR: 1556099
MICHAEL SCHWAGER
ended on 1995-09-18
CDR: 1534115
ALAN SANTOSBUCH
started on 1996-08-08
CDR: 2582373
JOHN FALLON
ended on 1996-07-23
CDR: 1534115
ALAN SANTOSBUCH
ended on 1996-09-12
CDR: 1301340
MARK KAICHER
ended on 1996-06-11



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