Company Name:
MOSAIC CAPITAL SECURITIES, LLC
CRD Number:
106637
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
CDR: 4312539
CRAIG MILLER
started on 2001-05-02
CDR: 4312520
GORDON GREGORY
started on 2001-05-02
CDR: 1026096
KEVIN SHULTZ
started on 2005-02-04
CDR: 4577334
ELIZABETH TRACTENBERG
ELIZABETH MARIE WALTER
started on 2005-04-25
CDR: 2972191
DAVID HERMAN
started on 2005-04-13
CDR: 3089155
DAVID COHN
started on 2005-04-25
CDR: 1026096
KEVIN SHULTZ
ended on 2005-06-29
CDR: 4312539
CRAIG MILLER
ended on 2005-05-09
CDR: 3052015
ROBERT WHYTE
started on 2006-10-25
CDR: 3007274
MARK ROSS
started on 2006-11-03
CDR: 200213
LANE ELLIOTT
started on 2006-11-27
CDR: 4490153
ROBERT SMITH
started on 2007-07-16
CDR: 2629070
SHAWN THOMPSON
started on 2007-07-12
CDR: 5416514
RORY TAGGART
started on 2008-01-01
CDR: 5474018
BRUCE KOBRITZ
started on 2008-05-06
CDR: 5417905
PHILIP LI
started on 2008-01-01
CDR: 5468538
PETER COWEN
PETER COWEN
started on 2008-01-01
CDR: 5416514
RORY TAGGART
ended on 2008-07-08
CDR: 200213
LANE ELLIOTT
ended on 2008-05-23
CDR: 5417905
PHILIP LI
ended on 2008-11-17
CDR: 2629070
SHAWN THOMPSON
ended on 2008-11-21
CDR: 2297942
ALAN COLLIER
started on 2009-06-04
CDR: 4800145
GARRY KANN
started on 2009-06-01
CDR: 4845944
JEFFREY SHIPPY
JEFF SHIPPY
started on 2009-07-09
CDR: 3052015
ROBERT WHYTE
ended on 2009-05-15
CDR: 3007274
MARK ROSS
ended on 2009-06-15
CDR: 4490153
ROBERT SMITH
ended on 2009-09-21
CDR: 5468538
PETER COWEN
PETER COWEN
ended on 2009-02-18
CDR: 2972191
DAVID HERMAN
ended on 2009-05-15
CDR: 2655210
SUSAN GOLDMAN
SUSAN WOLK GOODELL SUSAN GOODELL
started on 2010-09-02
CDR: 5759997
RICHARD ANDRADE
RICK ANDRADE
started on 2010-03-22
CDR: 5474018
BRUCE KOBRITZ
ended on 2010-06-02
CDR: 2297942
ALAN COLLIER
ended on 2010-07-13
CDR: 5759997
RICHARD ANDRADE
RICK ANDRADE
ended on 2010-10-20
CDR: 3089155
DAVID COHN
ended on 2010-09-02
CDR: 5781659
STEVEN BESBECK
started on 2011-01-01
CDR: 2222405
STEVEN DEIS
STEVE PAUL DEIS STEVEN PAUL DELS
started on 2011-08-02
CDR: 5486227
JEFFREY HAROLDSEN
JEFF MICHAEL HAROLDSEN
started on 2011-01-18
CDR: 5781659
STEVEN BESBECK
ended on 2011-05-03
CDR: 4845944
JEFFREY SHIPPY
JEFF SHIPPY
ended on 2011-02-28
CDR: 5486227
JEFFREY HAROLDSEN
JEFF MICHAEL HAROLDSEN
ended on 2011-07-19
CDR: 6068328
DAVID FAIR
started on 2012-09-24
CDR: 4396288
ANDREW MESCON
ANDREW J MESCON
started on 2012-12-12
CDR: 5973740
JONATHAN FIELDS
started on 2012-08-13
CDR: 2178908
RANDALL BOBA
started on 2012-08-20
CDR: 6028513
RODERICK CHRISMAN
RODERICK CHRISMAN
started on 2012-03-21
CDR: 2249418
LAURA LANG
started on 2012-04-11
CDR: 4577334
ELIZABETH TRACTENBERG
ELIZABETH MARIE WALTER
ended on 2012-04-03
CDR: 2222405
STEVEN DEIS
STEVE PAUL DEIS STEVEN PAUL DELS
ended on 2012-02-09
CDR: 2868760
PAUL LEBLANC
started on 2013-03-11
CDR: 6165506
SEAN SRISAMANG
TANA SEAN SRISAM-ANG TANA SEAN SRISAMANG
started on 2013-03-05
CDR: 6068328
DAVID FAIR
ended on 2013-05-22
CDR: 4396288
ANDREW MESCON
ANDREW J MESCON
ended on 2013-05-06
CDR: 5973740
JONATHAN FIELDS
ended on 2013-05-22
CDR: 4312520
GORDON GREGORY
ended on 2013-08-23
CDR: 6165506
SEAN SRISAMANG
TANA SEAN SRISAM-ANG TANA SEAN SRISAMANG
ended on 2013-05-22
CDR: 2868760
PAUL LEBLANC
ended on 2014-03-25
CDR: 2178908
RANDALL BOBA
ended on 2014-03-14
CDR: 2249418
LAURA LANG
ended on 2014-06-12
CDR: 2655210
SUSAN GOLDMAN
SUSAN WOLK GOODELL SUSAN GOODELL
ended on 2015-06-24
CDR: 6028513
RODERICK CHRISMAN
RODERICK CHRISMAN
ended on 2015-06-24
CDR: 4800145
GARRY KANN
ended on 2015-06-24



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