Company Name:
MOSS ADAMS CAPITAL LLC
CRD Number:
47981
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4207650
MATTHEW THORESON
started on 2000-07-26
CDR: 3275212
HARMAN WALES
JET WALES
started on 2000-03-13
CDR: 3275217
WILEY KITCHELL
started on 2000-03-13
CDR: 4207650
MATTHEW THORESON
ended on 2003-11-14
CDR: 1678785
MATTHEW LYNCH
MATT LYNCH
started on 2005-07-08
CDR: 5165900
JOHN SHEASLEY
started on 2006-08-04
CDR: 1678785
MATTHEW LYNCH
MATT LYNCH
ended on 2006-10-03
CDR: 4197374
MICHAEL BRAUN
MICHAEL F BRAUN
started on 2007-07-24
CDR: 4279293
GEOFFREY HAYDON
GEOFFRY B. HAYDON
started on 2008-09-05
CDR: 4197374
MICHAEL BRAUN
MICHAEL F BRAUN
ended on 2008-01-14
CDR: 4882035
ANTHONY SMITH
started on 2009-07-22
CDR: 4423466
GREGORY FINK
started on 2010-03-29
CDR: 5742804
STEPHEN DUFFY
started on 2010-02-23
CDR: 5888298
AMY SOKOL
AMY LYNN WELTMER
started on 2011-03-08
CDR: 4882035
ANTHONY SMITH
ended on 2011-05-23
CDR: 2169317
ANDRE GUARDI
ANDRE D GUARDI
started on 2012-05-18
CDR: 4575424
BURR DALTON
JIM DALTON
started on 2012-07-24
CDR: 6106405
KRISTIN FAHLEN
KRISTIN MARIE CLANCY
started on 2012-10-02
CDR: 5888298
AMY SOKOL
AMY LYNN WELTMER
ended on 2012-07-31
CDR: 6126099
ROBERT MIRANDA
started on 2013-01-04
CDR: 5004775
GARRETT THOMSEN
GARRETT A THOMPSON
started on 2013-03-26
CDR: 5493001
JAMES ROTHENBERGER
started on 2014-08-29
CDR: 2169317
ANDRE GUARDI
ANDRE D GUARDI
ended on 2014-11-03
CDR: 4423466
GREGORY FINK
ended on 2014-08-08
CDR: 6106405
KRISTIN FAHLEN
KRISTIN MARIE CLANCY
ended on 2014-03-10
CDR: 5004775
GARRETT THOMSEN
GARRETT A THOMPSON
ended on 2014-05-30
CDR: 6451119
SCOTT PORTER
started on 2015-03-09
CDR: 4279293
GEOFFREY HAYDON
GEOFFRY B. HAYDON
ended on 2015-07-07
CDR: 4575424
BURR DALTON
JIM DALTON
ended on 2015-07-07
CDR: 5742804
STEPHEN DUFFY
ended on 2015-03-31
CDR: 5951288
DANIEL SEUBERT
started on 2016-12-16
CDR: 6126099
ROBERT MIRANDA
ended on 2016-09-06
CDR: 5165900
JOHN SHEASLEY
ended on 2016-12-01
CDR: 6451119
SCOTT PORTER
ended on 2017-04-17
CDR: 7024445
Samir Ghafir
Sam Ghafir
started on 2018-11-07
CDR: 7024445
Samir Ghafir
Sam Ghafir
ended on 2018-12-12
CDR: 7024503
Brandon Leyert
Brandon Leyert
started on 2019-01-15
CDR: 5636444
STEVE MENDOZA
STEVE E MENDOZA
started on 2019-01-25
CDR: 6532107
PAUL HUIRAS
started on 2019-10-25
CDR: 3275217
WILEY KITCHELL
ended on 2019-01-02
CDR: 5636444
STEVE MENDOZA
STEVE E MENDOZA
ended on 2020-07-28
CDR: 5951288
DANIEL SEUBERT
ended on 2021-01-06
CDR: 7024503
Brandon Leyert
Brandon Leyert
ended on 2021-01-06
CDR: 3275212
HARMAN WALES
JET WALES
ended on 2021-01-15
CDR: 6532107
PAUL HUIRAS
ended on 2021-01-06
CDR: 5493001
JAMES ROTHENBERGER
ended on 2021-01-06



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