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0 - 9
Company Name:
MUFG AMERICAS CORPORATE ADVISORY, INC.
CRD Number:
10151
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2883303
KEVIN CRONIN
started on
2011-04-28
CDR: 1184282
TERRIE AOKI
TERRIE ALICE EDWARDS
started on
2011-03-28
CDR: 2523378
ROBERT SMOCK
ROBERT J SMOCK
started on
2011-02-02
CDR: 4353661
ROBERT LEE
started on
2012-10-22
CDR: 5008257
FRANCIS KIM
FRANCIS KIM
started on
2013-02-21
CDR: 5802874
MARK TIMOTHY CHAN
started on
2013-04-02
CDR: 6192622
TATSUYA MIURA
started on
2013-09-24
CDR: 6192400
NOBUYASU MURASE
started on
2013-06-06
CDR: 5178818
CONSTANTIN NICOLAE
CONSTANTIN SEBASTIAN SUNGURU CONSTANTIN SEBASTIAN TOFAN
started on
2013-11-12
CDR: 5821915
GORDON O'BRIEN
GORDON JAMES OBRIEN
started on
2014-10-21
CDR: 4250563
ROBERT KILCULLEN
ROBERT KILCULEN ROBERT WILLIAM KILCULLEN III
started on
2014-09-29
CDR: 6221804
JAVIER HOZ DE VILA
JAVIER HOZ DE VILA JAVIER ALEJANDRO SANCHEZ DE LOZADA
started on
2014-05-01
CDR: 3157870
JEFFREY LIPTON
started on
2014-06-26
CDR: 4438474
JOANITA RICKETTS
started on
2015-06-23
CDR: 6540235
YULIA PAK
YULIA PINNKHOEVNA PAK YULIA PAK-REYDON
started on
2015-08-14
CDR: 6458768
Patrick Zurkirchen
started on
2015-03-24
CDR: 6558822
JUSTIN LEWIS
started on
2015-10-15
CDR: 6558757
KENNETH INAGAKI
KENNETH INAGAKI
started on
2015-10-13
CDR: 5033777
KAUSTUBH WAHAL
started on
2016-08-30
CDR: 5019118
FELIX LESLIE
started on
2017-07-10
CDR: 5286318
ANDREW STELLA
started on
2017-10-12
CDR: 2179486
KEITH MCDERMOTT
started on
2017-06-01
CDR: 4245078
DAVID WONG
DAVID TAI WAI WONG
started on
2017-09-06
CDR: 6736968
Zain Khan
ZAIN TASNEEM KHAN
started on
2017-01-03
CDR: 6106274
SCOTT STEFANEK
started on
2017-09-06
CDR: 6660383
FAROUK ELNAAS
Farouk Issam Elnaas Farouk Elnaas
started on
2018-06-05
CDR: 5540808
GIOVANNI BERNARDI
started on
2018-09-26
CDR: 2572221
WEN-CHUAN HSU
ANNIE WEN CHAUN HSU ANNIE HSU ANNIE WENCHUAN
started on
2018-11-28
CDR: 5574403
CHRISTOPHER BECKER
CHRISTOPHER M BECKER
started on
2018-10-03
CDR: 3107971
MATTHEW MALEY
MATHEW STEARNS MALEY MATT MALEY MATTHEW S MALEY
started on
2018-09-13
CDR: 6186955
KYUNG SOO LEE
BEN LEE
started on
2018-08-07
CDR: 5462750
JEFFREY BRANDT
JEFFREY BRANDT
started on
2018-10-24
CDR: 5384653
LEANNE RAKOWITZ
started on
2018-07-16
CDR: 5286318
ANDREW STELLA
ended on
2018-06-25
CDR: 1184282
TERRIE AOKI
TERRIE ALICE EDWARDS
ended on
2018-06-25
CDR: 6458768
Patrick Zurkirchen
ended on
2018-04-25
CDR: 6558822
JUSTIN LEWIS
ended on
2018-08-31
CDR: 5802874
MARK TIMOTHY CHAN
ended on
2018-06-21
CDR: 6192622
TATSUYA MIURA
ended on
2018-04-23
CDR: 6106274
SCOTT STEFANEK
ended on
2018-06-21
CDR: 7081743
MORGAN PETERSEN
MORGAN ANN MITCHELL MORGAN PETERSEN
started on
2019-06-17
CDR: 4322657
CAROL MATHIS
CAROL PEDERSEN
started on
2019-10-16
CDR: 7032765
Patrick Murphy
Patrick Murphy
started on
2019-02-08
CDR: 6418624
ANJUM RANGWALA
started on
2019-01-18
CDR: 7032302
KRYSTSINA KACHANOUSKAYA
Kristina Kachanouskaya
started on
2019-02-11
CDR: 7032347
TYLER RUSSO
TYLER RUSSO
started on
2019-01-28
CDR: 2322464
SCOTT MCLALLEN
started on
2019-01-16
CDR: 6660383
FAROUK ELNAAS
Farouk Issam Elnaas Farouk Elnaas
ended on
2019-08-22
CDR: 2179486
KEITH MCDERMOTT
ended on
2019-11-13
CDR: 6192400
NOBUYASU MURASE
ended on
2019-08-22
CDR: 2883303
KEVIN CRONIN
ended on
2020-02-24
CDR: 5019118
FELIX LESLIE
ended on
2020-02-24
CDR: 7081743
MORGAN PETERSEN
MORGAN ANN MITCHELL MORGAN PETERSEN
ended on
2020-02-24
CDR: 4438474
JOANITA RICKETTS
ended on
2020-02-24
CDR: 5540808
GIOVANNI BERNARDI
ended on
2020-02-24
CDR: 2572221
WEN-CHUAN HSU
ANNIE WEN CHAUN HSU ANNIE HSU ANNIE WENCHUAN
ended on
2020-02-24
CDR: 5574403
CHRISTOPHER BECKER
CHRISTOPHER M BECKER
ended on
2020-02-24
CDR: 3107971
MATTHEW MALEY
MATHEW STEARNS MALEY MATT MALEY MATTHEW S MALEY
ended on
2020-02-24
CDR: 6540235
YULIA PAK
YULIA PINNKHOEVNA PAK YULIA PAK-REYDON
ended on
2020-02-24
CDR: 5821915
GORDON O'BRIEN
GORDON JAMES OBRIEN
ended on
2020-02-24
CDR: 5008257
FRANCIS KIM
FRANCIS KIM
ended on
2020-02-24
CDR: 4250563
ROBERT KILCULLEN
ROBERT KILCULEN ROBERT WILLIAM KILCULLEN III
ended on
2020-02-24
CDR: 4322657
CAROL MATHIS
CAROL PEDERSEN
ended on
2020-02-24
CDR: 7032765
Patrick Murphy
Patrick Murphy
ended on
2020-02-24
CDR: 6186955
KYUNG SOO LEE
BEN LEE
ended on
2020-02-24
CDR: 6221804
JAVIER HOZ DE VILA
JAVIER HOZ DE VILA JAVIER ALEJANDRO SANCHEZ DE LOZADA
ended on
2020-02-24
CDR: 2523378
ROBERT SMOCK
ROBERT J SMOCK
ended on
2020-02-24
CDR: 6418624
ANJUM RANGWALA
ended on
2020-02-24
CDR: 7032302
KRYSTSINA KACHANOUSKAYA
Kristina Kachanouskaya
ended on
2020-02-24
CDR: 4245078
DAVID WONG
DAVID TAI WAI WONG
ended on
2020-01-10
CDR: 6736968
Zain Khan
ZAIN TASNEEM KHAN
ended on
2020-02-24
CDR: 5033777
KAUSTUBH WAHAL
ended on
2020-02-24
CDR: 7032347
TYLER RUSSO
TYLER RUSSO
ended on
2020-02-24
CDR: 5178818
CONSTANTIN NICOLAE
CONSTANTIN SEBASTIAN SUNGURU CONSTANTIN SEBASTIAN TOFAN
ended on
2020-02-24
CDR: 2322464
SCOTT MCLALLEN
ended on
2020-02-24
CDR: 3157870
JEFFREY LIPTON
ended on
2020-02-24
CDR: 5462750
JEFFREY BRANDT
JEFFREY BRANDT
ended on
2020-02-24
CDR: 4353661
ROBERT LEE
ended on
2020-02-24
CDR: 5384653
LEANNE RAKOWITZ
ended on
2020-02-24
CDR: 6558757
KENNETH INAGAKI
KENNETH INAGAKI
ended on
2020-02-24
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