EPlicensed - US FINRA/ SEC Record Search

Company Name:

NABSECURITIES, LLC

Address:

245 PARK AVE 28TH FL, NEW YORK, NY 10167

CRD Number:

47390

CIK Number:

1085910

SEC File Number:

851785

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 2492064

RICHARD WARD

RICHARD A WARD JR Richard Aloysius Ward Jr

started on 1999-11-23

CDR: 2228853

ROSEMARY BURNS

ROSEMARY A BURNS

started on 1999-11-23

CDR: 2634155

ROBERT LOBAITO

BOBBY LOBAITO

started on 1999-11-23

CDR: 2833872

MALCOLM THOMPSON

started on 2000-05-18

CDR: 2187989

JOHN MCCLUSKY

started on 2000-06-08

CDR: 4365571

MELISSA GRIBBLE

started on 2001-03-14

CDR: 1862207

GLENN COLE

GLENN P COLE GLENN PHILLIP COLE

started on 2001-06-04

CDR: 4364957

THOMAS DEMAIO

started on 2001-04-04

CDR: 2849242

NICHOLAS WOUTAS

NICK WOUTAS

started on 2002-03-20

CDR: 4480163

DAVID PETRULLO

started on 2002-03-06

CDR: 2568860

WILLIAM DENNIS

started on 2002-11-18

CDR: 4498810

Michael Keilman

Mike Keilman

started on 2004-07-07

CDR: 2908503

COURTNEY COLE

started on 2006-04-28

CDR: 4970484

MAEVE MCLAUGHLIN

started on 2007-07-17

CDR: 2777685

ALFRED CHOU

started on 2007-10-19

CDR: 1787876

GEOFFREY SCHMIDT

started on 2007-01-03

CDR: 5156983

DAVID JOHNSON

started on 2009-03-17

CDR: 5340011

PATRICK WALL

started on 2009-08-21

CDR: 5642492

SAMANTHA RIDLER

started on 2009-03-18

CDR: 2335785

EDWARD DALESSANDRO

EDWARD J D'ALESSANDRO

started on 2010-06-02

CDR: 4426415

CHRISTOPHER VAN HOUTEN

CHRIS VAN HOUTEN

started on 2010-06-08

CDR: 1689822

CHRISTOPHER FOSKETT

CHRIS FOSKETT

started on 2010-06-09

CDR: 2814741

AKSHAY SETHIA

started on 2010-04-27

CDR: 1675741

THOMAS WARNOCK

started on 2010-02-16

CDR: 2862883

BRADLEY SMALL

started on 2010-05-24

CDR: 1759034

LAWRENCE GELMAN

LARRY GELMAN

started on 2010-10-21

CDR: 3277601

KEVIN DUFFY

KEVIN B DUFFY-ACEVEDO KEVIN DUFFY-ACEVEDO KEVIN DUFFYACEVEDO

started on 2010-06-07

CDR: 3109798

ROSALIE VALLADARES

ROSALIE VALLADORES

started on 2010-01-15

CDR: 5837333

EDUARDO SALAZAR

started on 2010-09-29

CDR: 5719003

Lauren Middleberg

LAUREN SADAKA

started on 2010-07-29

CDR: 4123394

DAVID GLENN

DAVID L GLENN DAVID GLENN

started on 2010-06-14

CDR: 2335785

EDWARD DALESSANDRO

EDWARD J D'ALESSANDRO

ended on 2010-07-23

CDR: 5837333

EDUARDO SALAZAR

ended on 2010-10-12

CDR: 5719003

Lauren Middleberg

LAUREN SADAKA

ended on 2010-12-06

CDR: 4123394

DAVID GLENN

DAVID L GLENN DAVID GLENN

ended on 2010-07-02

CDR: 4211039

BRENDAN DEVLIN

BRENDAN J DEVLIN

started on 2011-07-12

CDR: 5964368

NICHOLAS RYAN

started on 2011-10-21

CDR: 4157204

Ryan Donovan

RYAN DAVID DONOVAN

started on 2011-01-04

CDR: 1422223

HARRY MANKO

started on 2011-01-04

CDR: 1689822

CHRISTOPHER FOSKETT

CHRIS FOSKETT

ended on 2011-02-17

CDR: 2862883

BRADLEY SMALL

ended on 2011-01-28

CDR: 2777685

ALFRED CHOU

ended on 2011-10-04

CDR: 3277601

KEVIN DUFFY

KEVIN B DUFFY-ACEVEDO KEVIN DUFFY-ACEVEDO KEVIN DUFFYACEVEDO

ended on 2011-05-09

CDR: 4572366

THEODORE PARKS

TED PARKS

started on 2012-01-10

CDR: 2788604

PETER CARTER

started on 2012-11-30

CDR: 4691231

MARCIA BOCKOL

started on 2012-08-28

CDR: 6115668

AKBAR SHAH

started on 2012-12-17

CDR: 3131528

Michael Tkach

started on 2012-05-23

CDR: 1504787

KATHLEEN MULLEN

KATHLEEN M COLLINS KATHLEEN MARY COLLINS

started on 2012-05-02

CDR: 6057108

MEI-YIN KOK

KOK MEI-YIN

started on 2012-05-24

CDR: 5861891

SUBODH KARNIK

started on 2012-07-31

CDR: 4572366

THEODORE PARKS

TED PARKS

ended on 2012-12-12

CDR: 4426415

CHRISTOPHER VAN HOUTEN

CHRIS VAN HOUTEN

ended on 2012-08-01

CDR: 5156983

DAVID JOHNSON

ended on 2012-09-04

CDR: 2187989

JOHN MCCLUSKY

ended on 2012-04-09

CDR: 5130492

MARK FRUCHT

started on 2013-04-04

CDR: 2762654

CHRISTOPHER BEETH

CHRIS R BEETH CHRISTOPHER R BEETH

started on 2013-08-23

CDR: 3083726

KEVIN ONEIL

KEVIN W ONEIL

started on 2013-07-11

CDR: 6231843

BEN CATTANACH

started on 2013-08-06

CDR: 6145216

ELLIE WEBB

started on 2013-01-01

CDR: 2833872

MALCOLM THOMPSON

ended on 2013-07-18

CDR: 2492064

RICHARD WARD

RICHARD A WARD JR Richard Aloysius Ward Jr

ended on 2013-05-28

CDR: 4498810

Michael Keilman

Mike Keilman

ended on 2013-07-18

CDR: 5340011

PATRICK WALL

ended on 2013-04-09

CDR: 1862207

GLENN COLE

GLENN P COLE GLENN PHILLIP COLE

ended on 2013-01-30

CDR: 6263482

ANA IVKOSIC

started on 2014-01-07

CDR: 5459173

THOMAS STECKROTH

started on 2014-10-03

CDR: 2976236

ANNA SHTROMBERG

started on 2014-12-04

CDR: 4365571

MELISSA GRIBBLE

ended on 2014-01-07

CDR: 2788604

PETER CARTER

ended on 2014-09-19

CDR: 2814741

AKSHAY SETHIA

ended on 2014-01-07

CDR: 5964368

NICHOLAS RYAN

ended on 2014-01-07

CDR: 1675741

THOMAS WARNOCK

ended on 2014-10-22

CDR: 3131528

Michael Tkach

ended on 2014-08-13

CDR: 1759034

LAWRENCE GELMAN

LARRY GELMAN

ended on 2014-01-16

CDR: 3083726

KEVIN ONEIL

KEVIN W ONEIL

ended on 2014-12-03

CDR: 5642492

SAMANTHA RIDLER

ended on 2014-01-07

CDR: 1422223

HARRY MANKO

ended on 2014-09-30

CDR: 6145216

ELLIE WEBB

ended on 2014-07-24

CDR: 2422076

BROOKS HAMBLETT

started on 2015-04-22

CDR: 5034968

MAHESH ASSOMULL MAHTANI

MAHESH ASSOMULL MAHESH ASSOMULL MAHTANI

started on 2015-06-09

CDR: 6483649

GEOFFREY JOHNSON

started on 2015-04-30

CDR: 4691231

MARCIA BOCKOL

ended on 2015-01-05

CDR: 6115668

AKBAR SHAH

ended on 2015-04-08

CDR: 5861891

SUBODH KARNIK

ended on 2015-08-05

CDR: 6662457

Anna Zhou

started on 2016-06-15

CDR: 6700664

Nicholas Pucius

started on 2016-12-13

CDR: 6703166

Mark Siebert

started on 2016-09-28

CDR: 6693379

Nicholas Barlow

started on 2016-10-25

CDR: 5210918

JASON CANELL

JASON M CANELL

started on 2016-12-09

CDR: 2235517

JAMES MCBRIDE

JIM MCBRIDE III

started on 2016-12-13

CDR: 5881052

DANIEL CARR

started on 2016-12-01

CDR: 4211039

BRENDAN DEVLIN

BRENDAN J DEVLIN

ended on 2016-03-16

CDR: 6263482

ANA IVKOSIC

ended on 2016-01-04

CDR: 6057108

MEI-YIN KOK

KOK MEI-YIN

ended on 2016-03-07

CDR: 2976236

ANNA SHTROMBERG

ended on 2016-03-16

CDR: 2568860

WILLIAM DENNIS

ended on 2016-09-08

CDR: 6530200

JESSE MONTES

started on 2017-04-25

CDR: 6623347

Claudia Berghouse

started on 2017-01-01

CDR: 2908503

COURTNEY COLE

ended on 2017-03-31

CDR: 4157204

Ryan Donovan

RYAN DAVID DONOVAN

ended on 2017-08-22

CDR: 6623347

Claudia Berghouse

ended on 2017-05-12

CDR: 6344652

STEPHANIE MICHAEL

started on 2018-08-20

CDR: 5841022

EDWARD SKOWRONSKI

started on 2018-08-20

CDR: 5155037

ANTHONY SICILIA

started on 2018-12-21

CDR: 4200273

RACHEL MCGREGOR

started on 2018-07-03

CDR: 7031775

Richard Moore

started on 2018-12-20

CDR: 4503181

JONATHAN BEER

started on 2018-02-14

CDR: 6882219

Anthony Hovorka

started on 2018-02-15

CDR: 1040021

DOMENICK DIMANGO

started on 2018-06-26

CDR: 7012074

Christopher Sauter

started on 2018-12-18

CDR: 6903656

Mark Prendergast

started on 2018-04-03

CDR: 6662457

Anna Zhou

ended on 2018-05-11

CDR: 5130492

MARK FRUCHT

ended on 2018-03-20

CDR: 6700664

Nicholas Pucius

ended on 2018-09-28

CDR: 6703166

Mark Siebert

ended on 2018-03-06

CDR: 2762654

CHRISTOPHER BEETH

CHRIS R BEETH CHRISTOPHER R BEETH

ended on 2018-06-29

CDR: 4970484

MAEVE MCLAUGHLIN

ended on 2018-01-25

CDR: 6530200

JESSE MONTES

ended on 2018-02-23

CDR: 4503181

JONATHAN BEER

ended on 2018-06-15

CDR: 5034968

MAHESH ASSOMULL MAHTANI

MAHESH ASSOMULL MAHESH ASSOMULL MAHTANI

ended on 2018-12-20

CDR: 6882219

Anthony Hovorka

ended on 2018-05-11

CDR: 6483649

GEOFFREY JOHNSON

ended on 2018-01-25

CDR: 6440589

DEAN KIM

started on 2019-06-24

CDR: 7094973

Peter Jolly

started on 2019-06-20

CDR: 7114716

Caroline Giaimo

Caroline Nicole Giaomo

started on 2019-10-07

CDR: 7012083

Angie Urena

started on 2019-01-01

CDR: 4053415

PATRIZIA LLOYD

PATRIZIA MARIE CALABRO PATRIZIA CALABRO

started on 2019-09-09

CDR: 5314250

ERIN PRESTON

ERIN K. PRESTON ERIN K PRIBICH

started on 2019-05-07

CDR: 6764032

WAI-KWONG YEE

started on 2019-01-25

CDR: 5459173

THOMAS STECKROTH

ended on 2019-10-07

CDR: 1040021

DOMENICK DIMANGO

ended on 2019-06-12

CDR: 4403636

PETER LEE

started on 2020-01-22

CDR: 3037875

RICHARD TAIANO

RICHARD L TAIANO RICK TAIANO

started on 2020-01-06

CDR: 7223101

William Tennent

William tennet

started on 2020-02-18

CDR: 7114765

Karen Fung

started on 2020-07-21

CDR: 4480163

DAVID PETRULLO

ended on 2020-05-14

CDR: 7012083

Angie Urena

ended on 2020-03-16

CDR: 5314250

ERIN PRESTON

ERIN K. PRESTON ERIN K PRIBICH

ended on 2020-11-19

CDR: 3109798

ROSALIE VALLADARES

ROSALIE VALLADORES

ended on 2020-01-09

CDR: 7307035

Joel Coombe

Joel Michael Coombe

started on 2021-01-22

CDR: 7313501

Raymond Kuang

started on 2021-03-01

CDR: 4472364

David Pieri

DAVID JOSEPH PIERI David Pieri

started on 2021-02-03

CDR: 2849242

NICHOLAS WOUTAS

NICK WOUTAS

ended on 2021-01-19

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