a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
NAPLES GLOBAL ADVISORS
Alternative Name:
NAPLES GLOBAL ADVISORS LLC
Address:
STE. 200, 720 5TH AVENUE SOUTH, NAPLES FL 34102
CRD Number:
158544
SEC Number:
801-72600
Financial Regulator:
SEC/ FINRA
Website:
http://www.naplesglobaladvisors.com
Registration started
Ended
2014
2015
2016
2017
2018
2019
2020
CDR: 1437529
FREDERICK HERMAN
RICK HERMAN III
started on
2014-12-08
CDR: 1653540
JOHN SUDDETH
JOHN M SUDDETH JR JOHN M SUDDETH JOHN MIXON SUDDETH JOHN SUDDETH
started on
2014-11-21
CDR: 4513473
MICHAEL MORRIS
MICHAEL MORRIS
started on
2015-02-19
CDR: 6469986
ADRIENE PROKOP-ERVIN
ADRIENE PROKOP-ERVIN
started on
2015-06-01
CDR: 1437529
FREDERICK HERMAN
RICK HERMAN III
ended on
2015-08-07
CDR: 2021861
SARAH GEROY
KERRY M GEROY KERRY GEROY SARAH K GEROY SARAH M GEROY SARAH GEROY KERRY MCGUIRE SARAH K MCGUIRE SARAH KATHLEEN MCGUIRE
started on
2016-01-07
CDR: 6469986
ADRIENE PROKOP-ERVIN
ADRIENE PROKOP-ERVIN
ended on
2016-10-12
CDR: 4491798
ANDREW HARTLINE
started on
2017-07-31
CDR: 1964522
DAVID GRIFFIS
DAVE GRIFFIS DAVID GRIFFIS
started on
2017-08-09
CDR: 6721511
NICOLE WHELAN
NIKI WHELAN
started on
2017-01-03
CDR: 6721511
NICOLE WHELAN
NIKI WHELAN
ended on
2017-10-24
CDR: 6908369
RYAN GAVIN
started on
2018-03-01
CDR: 7229361
KELLY WALKER
KELLY S KRAMER KELLY SUE KRAMER KELLY KRAMER
started on
2020-03-05
Copyright 2022 EmployProof.org All rights reserved.
Court Diary