Company Name:
NASDAQ CAPITAL MARKETS ADVISORY LLC
Address:
ONE LIBERTY PLAZA, 151 WEST 42ND STREET, NEW YORK, NY 10036
CRD Number:
104295
CIK Number:
1120037
SEC File Number:
852750
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 3155025
DAVID LAWN
started on 2007-05-17
CDR: 4374198
LINDA CRANE
LINDA SALIERNO
started on 2014-04-28
CDR: 2635774
CHRISTOPHER SETARO
started on 2014-08-20
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
started on 2016-12-08
CDR: 4826281
MICHAEL STILLER
MICHAEL B STILLER
started on 2016-03-18
CDR: 3155025
DAVID LAWN
ended on 2016-12-19
CDR: 4168397
LISA JOHNSON
LISA BERNADETTE PATTON LISA PATTON LISA BERNADETTE PATTON-LIPFORD LISA PATTON-LIPFORD
started on 2017-08-02
CDR: 4197613
ERIK ARTIGAS
started on 2018-09-11
CDR: 2635774
CHRISTOPHER SETARO
ended on 2019-10-21
CDR: 4197613
ERIK ARTIGAS
ended on 2019-03-04
CDR: 4366847
RANDY WATTS
RANDY L WATTS
started on 2020-10-28
CDR: 3208241
BRENDA HINTON-MILLER
BRENDA INEZ HINTON BRENDA INEZ HINTON-MILLER
started on 2020-01-16
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
ended on 2020-04-21
CDR: 4001472
JOSEPH CUNNINGHAM
JOSEPH K CUNNINGHAM JOSEPH K. CUNNINGHAM MR. JOSEPH K. CUNNINGHAM
started on 2021-04-07
CDR: 5953575
MICHAEL KAPLAN
started on 2021-04-07
CDR: 4431284
ANDREW HYER
started on 2021-04-06
CDR: 7303324
sean wasserman
started on 2021-03-29



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