Company Name:
NASDAQ EXECUTION SERVICES, LLC
Address:
FMC TOWER, LEVEL 8, 2929 WALNUT STREET, PHILADELPHIA, PA 19104
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 2759398
PETER BARBERA
PETER BARBERA PIETRO BARBERA
started on 2000-12-01
CDR: 2281837
BRIAN HYNDMAN
BRIAN HYNDMAN
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HUNG TRUONG
QUANHUNG TRUONG
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BRYAN HARKINS
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Douglas Hurry
DOUGLAS M HURRY
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CHARLES MACK
CHUCK MACK
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WILLIAM O'BRIEN
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ROBERT MALIN
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DONALD BOLLERMAN
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JEAN-JACQUES LOUIS
JEAN-JACQUES LOUIS
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MICHAEL WEST
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DREW KRICHMAN
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A ALICANDRO
ADELBERT ALICANDRO ADELBERT ALICANPRO
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CHRISTOPHER CONCANNON
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STEPHEN CARANGELO
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MICHAEL YOUNGCOURT
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CHARLES CHUN
CHARLES CHAN
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ELLEN GREENE
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BRYAN CHRISTIAN
BRYAN MITCHEL CHRISTIAN
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MICHAEL DOWNEY
MICHAEL FRANCIS DOWNEY MIKE DOWNEY
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SCOTT RICHARD
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JAMES SHAW
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SEAN DEMPSEY
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Brian Brody
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JOHN REAVEY
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HONEY GUZMAN
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BRADLEY VOPNI
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PHILIP AU
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DAVID LAWN
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JONATHAN MAZZOLA
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WINSTON HARDING
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ERIK ARTIGAS
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ELLEN CHEN
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TODD GOLUB
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DAVID VALOVCIN
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ANDRES GONZALEZ
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OLGA CHERNOVA
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JEFFREY MOY
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MICHAEL PARRIS
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REBECCA CAMERON
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ROBERT MCCOOEY
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DONALD MUCHA
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CHARLIE KIM
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MICHAEL YOUNGCOURT
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YUN DU
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TARA PETTA
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PHILLIP ONEILL
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ANDY WONG
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FUAD ARNOUK
FUAD I ARNOUK
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EUGENE SESNY
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PATRIC BONANNO
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MICHAEL BEAVER
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LOREN LAI
KAMTAK LAI LOREN KAM-TAK LAI
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JENNIFER PIANELLO
JENNIFER LYNN KELLY
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JENNIFER HAWKINS
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SAMUEL HUNTLEY
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JIGNA BADIANI
JIGNA Y BADIAM JIGNA YOGESH BADIANI JIGNA BADIANI
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David Roberts
DAVID K ROBERTS III DAVID K ROBERTS
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ANTHONY MARTUSCELLI
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SEAN DEMPSEY
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STEPHEN CARANGELO
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JOHN REAVEY
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JONATHAN MAZZOLA
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BRYAN HARKINS
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MUGUNTHAN NAVEENDRA
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DREW KRICHMAN
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WILLIAM O'BRIEN
ended on 2007-07-19
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WINSTON HARDING
WINSTON MARCUS HARDING JR
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ROBERT MALIN
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ANDRES GONZALEZ
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O'NEIL BLAKE
ONEIL BLAKE
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ANDREA MAGLIO
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KRISTEN RUSSO
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KAREN TRAN
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SUZANNE MACERO
SUZANNE CHRISTINA MACERO SUZANNE MACERO SUZANNE CHRISTINA MALERBA
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MICHAEL DOWNEY
MICHAEL FRANCIS DOWNEY MIKE DOWNEY
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Douglas Hurry
DOUGLAS M HURRY
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MICHAEL WEST
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CHARLES MACK
CHUCK MACK
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ELLEN WILE
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ELLEN CHEN
ELLEN LIAO CHEN ELLEN ELIZABETH LIAO
ended on 2008-02-04
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RABI SALMAN
RABI CAMILLE SALMAN ROB C SALMAN ROBBIE C SALMAN ROBBIE CAMILLE SALMAN
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ROSE COYNE
ROSE ELLYN COYNE ELLYN TODARO ROSE ELLYN TODARO
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ERIC NOLL
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PETER HOLLER
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started on 2009-10-28
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BRIAN KESSLER
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STACEY CUNNINGHAM
STACEY CUNNINGHAM
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HONEY GUZMAN
ended on 2009-01-22
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DARREN MULHOLLAND
ended on 2009-03-13
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CHRISTOPHER CONCANNON
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PETER BARBERA
PETER BARBERA PIETRO BARBERA
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JENNIFER PIANELLO
JENNIFER LYNN KELLY
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JENNIFER HAWKINS
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SUZANNE MACERO
SUZANNE CHRISTINA MACERO SUZANNE MACERO SUZANNE CHRISTINA MALERBA
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WESLEY WARD
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SARA CARLESIMO
SARA ALICIA MOSER-COHEN
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JOSEPH STRATICO
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ROSE COYNE
ROSE ELLYN COYNE ELLYN TODARO ROSE ELLYN TODARO
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David Roberts
DAVID K ROBERTS III DAVID K ROBERTS
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ILENE TAYLOR
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ELLEN IGNACIO
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VENU PALAPARTHI
VENU M PALAPARTHI VENU PALAPARTHI
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GERARD EUSTACE
JERRY EUSTACE
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DAVID LAVALLE
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PETER FORTE
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MICHAEL CHAPMAN
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PETER DANNEMILLER
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DONALD MARIGLIANO
DON MARIGLIANO JR DONALD EDWARD MARIGLIANO DONALD EDWARD (JR) MARIGLIANO
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DIANNE THORNDIKE
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Brian Brody
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YUN DU
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PETER HOLLER
HOLLER JASON PETER
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WESLEY WARD
WESLEY WARD
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GERARD EUSTACE
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SARA CARLESIMO
SARA ALICIA MOSER-COHEN
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BRYAN CHRISTIAN
BRYAN MITCHEL CHRISTIAN
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DONALD BOLLERMAN
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DONALD MUCHA
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CHARLIE KIM
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CDR: 4283431
LISA GOLD
LISA BETH LEVY
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CDR: 5104910
DAVID MATESKI
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VINCENT DIVITO
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MARYANN KANG
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MICHAEL GALUS
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JAMES MANGOLD
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BURKE COOK
BURKE COOK
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MICHAEL BLAUGRUND
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DAVID MATESKI
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ANGELICA SAPASKIS
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ANDREA MAGLIO
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FUAD ARNOUK
FUAD I ARNOUK
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KRISTEN RUSSO
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ELLEN GREENE
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PATRIC BONANNO
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JOSEPH STRATICO
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LOREN LAI
KAMTAK LAI LOREN KAM-TAK LAI
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STACEY CUNNINGHAM
STACEY CUNNINGHAM
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DAVID KORNFELD
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JOHN CASSANO
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DAVID DOERRLAMM
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WALTER SMITH
WALT SMITH
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DOUGLAS ARAGONES
DOUG ARAGONES DOUGLAS ARAGONES
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DANA RUTHERFORD
DANA B CANNON DANA B RUTHERFORD
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CHAD MORGAN
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MICHAEL WEST
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EDWARD COUGHLIN
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AUBREE GREENSPUN
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JOHN KING
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ANNE O'CALLAGHAN
ANNIE OCALLAGHAN
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DAVID KREIN
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MANUEL SANTAYANA
MANNY SANTAYANA
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J GRACE
PETER GRACE
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WINSTON HARDING
WINSTON MARCUS HARDING JR
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CHARLES MACK
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LINDSEY MANDARA
LINDSEY M ZEPPONI LINDSEY MARIE ZEPPONI LINDSEY ZEPPONI
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RUSSELL RUBINO
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CHRISTOPHER HUTTER
CHRISTOPHER T HUTTER
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PAUL KENYON
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DANIEL CARRIGAN
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DAVID KORNFELD
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RABI SALMAN
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BRADLEY VOPNI
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THOMAS OBRIEN
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ERIC NOLL
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A ALICANDRO
ADELBERT ALICANDRO ADELBERT ALICANPRO
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JAMES MANGOLD
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CDR: 3201705
TODD GOLUB
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MICHAEL BEAVER
Michael Beaver
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MICHAEL BLAUGRUND
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MATTHEW MISISCO
MATTHEW FRANCIS MISISCO Matthew Misisco
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CDR: 5219866
CHRISTOPHER RADTKE
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JEFFREY MCCARTHY
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CHARLES RANDAZZO
CHARLES F RANCLZZO
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GARY HOLSTON
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CHRISTOPHER SETARO
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MICHAEL GALUS
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VENU PALAPARTHI
VENU M PALAPARTHI VENU PALAPARTHI
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CHAD MORGAN
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JOHN KING
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DAVID KREIN
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DAVID LAVALLE
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PETER FORTE
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MANUEL SANTAYANA
MANNY SANTAYANA
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BURKE COOK
BURKE COOK
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LINDSEY MANDARA
LINDSEY M ZEPPONI LINDSEY MARIE ZEPPONI LINDSEY ZEPPONI
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JIGNA BADIANI
JIGNA Y BADIAM JIGNA YOGESH BADIANI JIGNA BADIANI
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CHRISTINE MARTELLO
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PAUL ROLAND
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MICHAEL WEST
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GARY HOLSTON
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CDR: 2281837
BRIAN HYNDMAN
BRIAN HYNDMAN
ended on 2015-04-13
CDR: 4610584
TAL COHEN
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CDR: 1981902
JOSEPH DEGNAN
JOE DEGNAN
started on 2016-05-04
CDR: 5218783
JOHN GRAF
JOHN GRAF
started on 2016-10-25
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
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CDR: 5219866
CHRISTOPHER RADTKE
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MARYANN KANG
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CHRISTINE MARTELLO
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DAVID DOERRLAMM
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DOUGLAS ARAGONES
DOUG ARAGONES DOUGLAS ARAGONES
ended on 2016-03-17
CDR: 4197613
ERIK ARTIGAS
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MICHAEL CHAPMAN
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CDR: 2674974
WINSTON HARDING
WINSTON MARCUS HARDING JR
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CDR: 4806879
JEFFREY MOY
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CDR: 4307969
RUSSELL RUBINO
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CDR: 5094285
PAUL KENYON
PAUL KENYON
ended on 2016-02-29
CDR: 1288163
DANIEL CARRIGAN
ended on 2016-09-06
CDR: 4937140
Robert Cooney
ROBERT KEVIN COONEY Robert Cooney
started on 2017-05-05
CDR: 5681174
CAREN MENDEL
CAREH LYNN MENDEL
started on 2017-09-23
CDR: 5529725
ANDREW OPPENHEIMER
ANDREW R OPPENHEIMER
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CDR: 4997964
GARY OFFNER
started on 2017-06-02
CDR: 5055020
TANYA PATWA
started on 2017-02-27
CDR: 2764380
RONAN CAHILL
RON CAHILL
started on 2017-01-11
CDR: 2850929
SEAN FEENEY
started on 2017-05-01
CDR: 6089633
MATTHEW MISISCO
MATTHEW FRANCIS MISISCO Matthew Misisco
ended on 2017-09-18
CDR: 3134022
JEFFREY MCCARTHY
ended on 2017-02-01
CDR: 5804802
ANNE O'CALLAGHAN
ANNIE OCALLAGHAN
ended on 2017-05-04
CDR: 2396917
CHARLES CHUN
CHARLES CHAN
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CDR: 5133283
OLGA CHERNOVA
OLGA VYACHESLAVOVNA
ended on 2017-08-07
CDR: 4802177
PHILLIP MACKINTOSH
PHIL MACKINTOSH
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CDR: 5040774
JEAN-YVES RWAKAZINA
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CDR: 6411629
SVETLANA ALEKSEENKO
Svetlana Sergeevna Alekseenko
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CDR: 2684284
MATTHEW CLAUS
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CDR: 4342175
JAMES MCVEIGH
JAMES E MCVEIGH
started on 2018-01-25
CDR: 1162893
JOHN CASSANO
ended on 2018-02-22
CDR: 4937140
Robert Cooney
ROBERT KEVIN COONEY Robert Cooney
ended on 2018-09-05
CDR: 6580857
Max Williams
started on 2019-11-12
CDR: 7008526
Patrick Michael
PATRICK MICHAEL
started on 2019-07-11
CDR: 5148923
STEVE OH
started on 2019-01-07
CDR: 6360403
MARLEINE ZAKHARIA
MARLYNE GEORGES ZAKHARIA
started on 2019-03-22
CDR: 6418538
ALISON DOYLE
started on 2019-11-27
CDR: 4168397
LISA JOHNSON
LISA BERNADETTE PATTON LISA PATTON LISA BERNADETTE PATTON-LIPFORD LISA PATTON-LIPFORD
started on 2019-09-24
CDR: 1981902
JOSEPH DEGNAN
JOE DEGNAN
ended on 2019-04-29
CDR: 5040774
JEAN-YVES RWAKAZINA
ended on 2019-10-01
CDR: 2635774
CHRISTOPHER SETARO
ended on 2019-10-21
CDR: 4400039
JENNIFER DESEMBRANA
JENNIFER ALLISON SHEEHY
ended on 2019-04-29
CDR: 5218783
JOHN GRAF
JOHN GRAF
ended on 2019-08-19
CDR: 1162893
JOHN CASSANO
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CDR: 3208241
BRENDA HINTON-MILLER
BRENDA INEZ HINTON BRENDA INEZ HINTON-MILLER
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CDR: 5164423
ROBERT DEANGELO
ROBERT DEANGELO
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CDR: 7303324
sean wasserman
started on 2020-12-08
CDR: 6077342
ANDREA LOREDO
ANDREA K LOREDO ANDREA LOREDO ANDREA LOREDO BACHALIS
started on 2020-09-21
CDR: 2186680
REZA AMANI
RAY AMANI
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RANDY WATTS
RANDY L WATTS
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MICHAEL KAPLAN
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CDR: 5019274
THOMAS ZIELINSKI
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CDR: 2857548
KATRINA LUKACS
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CDR: 5789542
FRANCES SINGER
Frances Messick Frances Ng
started on 2020-09-10
CDR: 4001472
JOSEPH CUNNINGHAM
JOSEPH K CUNNINGHAM JOSEPH K. CUNNINGHAM MR. JOSEPH K. CUNNINGHAM
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CDR: 3250672
SCOTT RICHARD
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CDR: 4443366
JEAN-JACQUES LOUIS
JEAN-JACQUES LOUIS
ended on 2020-09-16
CDR: 7008526
Patrick Michael
PATRICK MICHAEL
ended on 2020-04-03
CDR: 5148923
STEVE OH
ended on 2020-10-14
CDR: 4366847
RANDY WATTS
RANDY L WATTS
ended on 2020-10-29
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
ended on 2020-04-21
CDR: 4342175
JAMES MCVEIGH
JAMES E MCVEIGH
ended on 2020-10-27
CDR: 2850929
SEAN FEENEY
ended on 2020-01-06
CDR: 4431284
ANDREW HYER
started on 2021-01-01
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