Company Name:
NEXA SECURITIES
CRD Number:
15621
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
CDR: 4235883
KATY CHEN
started on 2000-09-18
CDR: 3185124
MATTHEW RUPERT
started on 2000-07-25
CDR: 4242840
Tim Yoshikawa
TIMOTHY SCOT YOSHIKAWA
started on 2000-09-08
CDR: 3185124
MATTHEW RUPERT
ended on 2001-09-27
CDR: 2504831
SHULIANG WU
started on 2002-04-24
CDR: 4496384
STEVEN THORNTON
STEVE LEE THORNTON
started on 2002-10-17
CDR: 2715226
FAITH LEE
FAITH LI LEE
started on 2002-04-12
CDR: 4235883
KATY CHEN
ended on 2002-03-26
CDR: 2504831
SHULIANG WU
ended on 2002-10-10
CDR: 2715226
FAITH LEE
FAITH LI LEE
ended on 2002-12-18
CDR: 4242840
Tim Yoshikawa
TIMOTHY SCOT YOSHIKAWA
ended on 2002-03-26
CDR: 2504831
SHULIANG WU
started on 2003-02-06
CDR: 4824123
Tiffney Chang
TIFFANY YU-LI CHANG TIFFNEY Y CHANG TIFFNEY YU-LI CHANG TIFFNEY CHANG YU-LI YU-LI CHANG YU-LI CHANG
started on 2004-07-26
CDR: 4014659
FU-TING HONG
RICHARD HONG
started on 2004-01-16
CDR: 2504831
SHULIANG WU
ended on 2004-05-14
CDR: 4014659
FU-TING HONG
RICHARD HONG
ended on 2004-08-30
CDR: 2879563
SANDI WEST
SANDI MARIE ROLLO
started on 2005-03-09
CDR: 4824123
Tiffney Chang
TIFFANY YU-LI CHANG TIFFNEY Y CHANG TIFFNEY YU-LI CHANG TIFFNEY CHANG YU-LI YU-LI CHANG YU-LI CHANG
ended on 2005-05-26
CDR: 2275808
VINCENT GAVIN
started on 2006-01-01
CDR: 2879563
SANDI WEST
SANDI MARIE ROLLO
ended on 2006-02-02
CDR: 2275808
VINCENT GAVIN
ended on 2006-02-02
CDR: 4496384
STEVEN THORNTON
STEVE LEE THORNTON
ended on 2006-01-19



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