Company Name:
NI ADVISORS
Address:
1138 CADILLAC COURT, MILPITAS, CA 95035
CRD Number:
134502
CIK Number:
1318478
SEC File Number:
866841
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4901986
NEERAJ BHATIA
started on 2005-08-30
CDR: 4876323
KUI LEE
KUI YEUNH LEE
started on 2005-08-30
CDR: 2788338
CAROLE ZHOU
YUHUAN ZUO
started on 2005-12-06
CDR: 2960625
JEFFREY ROSENBERGER
started on 2005-08-17
CDR: 2821380
SUIHOCK GOY
started on 2005-08-16
CDR: 4561823
JIAN YE
JIAN YE KEN YE
started on 2005-12-01
CDR: 4850164
DAVID JUNQING DONG
DAVID DONG JUNQING DONG
started on 2006-11-10
CDR: 1623832
ABDUL NOORI
started on 2006-11-02
CDR: 2821380
SUIHOCK GOY
started on 2006-04-17
CDR: 5158574
JINRONG WANG
started on 2006-07-03
CDR: 4472582
TERRENCE CHAN
TERRY CHAN
started on 2006-03-06
CDR: 4548205
LYNN KUCKUCK
started on 2006-04-07
CDR: 4975691
CHARLOTTE LEE
started on 2006-10-13
CDR: 826188
BRYAN ROBARGE
started on 2006-12-05
CDR: 5110829
YANFANG LU
WENDY LU
started on 2006-03-10
CDR: 4856525
JETHRO NAUDE
started on 2007-05-25
CDR: 2076245
GRACE CHEN
GRACE SHU TZE CHEN
started on 2007-06-15
CDR: 4307990
SAULING CHEUNG
SAULING MARINA SIEGEL
started on 2007-10-15
CDR: 2882806
MANG ZHANG
MANDY ZHANG MANG NONE ZHANG MANG ZHANG
started on 2007-06-28
CDR: 4601784
Omid Kamali
started on 2007-07-16
CDR: 4898961
JOHN WONG
started on 2007-01-03
CDR: 1188885
MARIO GARCIA
started on 2007-01-04
CDR: 5272163
CHUNG LEUNG
started on 2007-01-22
CDR: 2729871
ALEXANDER WONG
started on 2007-03-15
CDR: 4830699
MASOOD SARWARI
MASOOD SARWARI
started on 2008-06-20
CDR: 2882806
MANG ZHANG
MANDY ZHANG MANG NONE ZHANG MANG ZHANG
ended on 2008-09-29
CDR: 4601784
Omid Kamali
ended on 2008-09-30
CDR: 5158574
JINRONG WANG
ended on 2008-09-29
CDR: 5110829
YANFANG LU
WENDY LU
ended on 2008-01-22
CDR: 2820958
TERESITA TAYENGCO
TESS MAGBANUA TAYENGCO TESSIE TAYENGCO
started on 2009-05-21
CDR: 1722740
CHARLES TONEY
C FRED TONEY CHARLES FRED TONEY CHARLES FREDERICK TONEY
started on 2009-01-20
CDR: 2419099
CUNG THAI
CLAYTON CHOY CUNG THAI
started on 2009-03-03
CDR: 4963289
FRANK WU
CHIN TSAN WU CHINTSAN WU
started on 2009-01-19
CDR: 2076245
GRACE CHEN
GRACE SHU TZE CHEN
ended on 2009-04-30
CDR: 2960625
JEFFREY ROSENBERGER
ended on 2009-11-02
CDR: 4975691
CHARLOTTE LEE
ended on 2009-02-25
CDR: 4921324
ANTHONY LIU
ANTHONY C LIU ANTHONY CHENG LIU
started on 2010-08-09
CDR: 1752807
STEVEN HATAMIYA
STEVE HATAMIYA
started on 2010-07-20
CDR: 2537745
LYNN CHIANG
YANYIH LIN
started on 2010-01-11
CDR: 3260632
MICHAEL LUCEY
started on 2010-11-09
CDR: 4211694
CHUN DOK WONG
started on 2010-04-13
CDR: 4801944
JIMING WANG
JIMMY WANG
started on 2010-09-22
CDR: 3146056
QIYONG FAN
DAVID FAN
started on 2010-03-31
CDR: 2657074
ROGER RICKMAN
started on 2010-01-22
CDR: 5373964
LOUIS WANG
started on 2010-09-23
CDR: 4774992
KUOYUAN HO
GORDON HO
started on 2010-09-29
CDR: 3265364
YAHUI WANG
EMILY WANG YA HUI WANG
started on 2010-04-13
CDR: 3203120
YIN ZHONG
YVONNE ZHONG
started on 2010-02-02
CDR: 5580626
KUANGKAI KUO
TROY KUO
started on 2010-03-24
CDR: 2776097
ANDY YU
started on 2010-01-14
CDR: 4752039
BENJAMIN MORGAN
started on 2010-05-27
CDR: 2821380
SUIHOCK GOY
ended on 2010-06-04
CDR: 2705693
JINTAO ZHANG
JODY ZHANG
started on 2011-04-13
CDR: 2076245
GRACE CHEN
GRACE SHU TZE CHEN
started on 2011-02-09
CDR: 5995815
JIE DONG
MARCUS DONG
started on 2011-11-10
CDR: 4343291
RONG-JI WEI
FRANK WEI
started on 2011-08-05
CDR: 4610455
YU HE
RUBY HE
started on 2011-01-04
CDR: 4624417
HONG LU
started on 2011-01-03
CDR: 4869184
SHIRLEY WONG
ANKUAN HUANG KUAN AN HUANG SHIRLEY ANKUAN HUANG SHIRLEY HUANG SHIRLEY-ANKUAN HUANG SHIRLEY AN WONG SHIRLEY WONG
started on 2011-01-14
CDR: 5524973
MAHMOUD AKHAVI
started on 2011-05-18
CDR: 3129838
FRANCIS WONG
started on 2011-08-08
CDR: 5619378
JIMMY CHEUNG
JIMMY PHU
started on 2011-03-24
CDR: 2445762
STEVEN LEE
SICHING LEE STEVEN LEE
started on 2011-11-11
CDR: 4856525
JETHRO NAUDE
ended on 2011-08-05
CDR: 4610455
YU HE
RUBY HE
ended on 2011-10-31
CDR: 4307990
SAULING CHEUNG
SAULING MARINA SIEGEL
ended on 2011-08-03
CDR: 1188885
MARIO GARCIA
ended on 2011-08-03
CDR: 4472582
TERRENCE CHAN
TERRY CHAN
ended on 2011-08-05
CDR: 2820958
TERESITA TAYENGCO
TESS MAGBANUA TAYENGCO TESSIE TAYENGCO
ended on 2011-08-03
CDR: 1722740
CHARLES TONEY
C FRED TONEY CHARLES FRED TONEY CHARLES FREDERICK TONEY
ended on 2011-08-01
CDR: 4801944
JIMING WANG
JIMMY WANG
ended on 2011-08-16
CDR: 2657074
ROGER RICKMAN
ended on 2011-08-03
CDR: 4548205
LYNN KUCKUCK
ended on 2011-08-05
CDR: 4963289
FRANK WU
CHIN TSAN WU CHINTSAN WU
ended on 2011-08-02
CDR: 4830699
MASOOD SARWARI
MASOOD SARWARI
ended on 2011-08-03
CDR: 4752039
BENJAMIN MORGAN
ended on 2011-08-05
CDR: 2950053
MOH CHUA
started on 2012-01-01
CDR: 5083995
TIMOTHY GETZOFF
Timothy Paul Getzoff Timothy Getzoff
started on 2012-08-07
CDR: 1597232
JACKY MAK
started on 2012-01-04
CDR: 820327
HOUSHANG KASHIZADEH
HOUSHI KASHIZADEH
started on 2012-12-11
CDR: 4767955
STEVEN WU
WENG WU WENG-HUEI S WU
started on 2012-06-04
CDR: 4874833
DAVID LIM
started on 2012-03-12
CDR: 1752807
STEVEN HATAMIYA
STEVE HATAMIYA
ended on 2012-06-05
CDR: 2076245
GRACE CHEN
GRACE SHU TZE CHEN
ended on 2012-08-17
CDR: 4343291
RONG-JI WEI
FRANK WEI
ended on 2012-11-09
CDR: 4624417
HONG LU
ended on 2012-07-16
CDR: 4869184
SHIRLEY WONG
ANKUAN HUANG KUAN AN HUANG SHIRLEY ANKUAN HUANG SHIRLEY HUANG SHIRLEY-ANKUAN HUANG SHIRLEY AN WONG SHIRLEY WONG
ended on 2012-12-12
CDR: 5272163
CHUNG LEUNG
ended on 2012-08-17
CDR: 5373964
LOUIS WANG
ended on 2012-03-20
CDR: 3203120
YIN ZHONG
YVONNE ZHONG
ended on 2012-03-28
CDR: 5580626
KUANGKAI KUO
TROY KUO
ended on 2012-02-02
CDR: 4473594
ALFRED CHAN
ALFRED KAI KWONG CHAN ALFRED KAI KWONG CHAN
started on 2013-12-26
CDR: 3140410
DANIEL MIRON
started on 2013-11-20
CDR: 4721916
PING LEE
ERIC LEE
started on 2013-02-01
CDR: 1623832
ABDUL NOORI
ended on 2013-10-10
CDR: 2729871
ALEXANDER WONG
ended on 2013-09-12
CDR: 2788338
CAROLE ZHOU
YUHUAN ZUO
ended on 2013-10-09
CDR: 820327
HOUSHANG KASHIZADEH
HOUSHI KASHIZADEH
ended on 2013-10-08
CDR: 5619378
JIMMY CHEUNG
JIMMY PHU
ended on 2013-09-12
CDR: 4561823
JIAN YE
JIAN YE KEN YE
ended on 2013-08-08
CDR: 826188
BRYAN ROBARGE
ended on 2013-09-12
CDR: 4343291
RONG-JI WEI
FRANK WEI
started on 2014-11-06
CDR: 2816938
TSEPEI WANG
GARY WANG
started on 2014-01-02
CDR: 4041215
Kam Ting
Kent Ting
started on 2014-12-01
CDR: 1752807
STEVEN HATAMIYA
STEVE HATAMIYA
started on 2014-06-06
CDR: 4869184
SHIRLEY WONG
ANKUAN HUANG KUAN AN HUANG SHIRLEY ANKUAN HUANG SHIRLEY HUANG SHIRLEY-ANKUAN HUANG SHIRLEY AN WONG SHIRLEY WONG
started on 2014-01-07
CDR: 5564112
SOHAN PARK
SLOAN PARK
started on 2014-07-25
CDR: 4921324
ANTHONY LIU
ANTHONY C LIU ANTHONY CHENG LIU
ended on 2014-01-02
CDR: 2816938
TSEPEI WANG
GARY WANG
ended on 2014-04-24
CDR: 5574958
Hyeseon Hong
JUNE HONG
started on 2015-12-08
CDR: 4610455
YU HE
RUBY HE
started on 2015-08-13
CDR: 4512121
FENG MAO
AMY MAO
started on 2015-08-28
CDR: 2816938
TSEPEI WANG
GARY WANG
started on 2015-03-12
CDR: 3106974
PETER PO
PETER PO TINCHU PETER PO
started on 2015-08-19
CDR: 1356606
Timothy Yang
timothy c yang timothy yang
started on 2015-04-06
CDR: 5834367
DAVID BULOW
started on 2015-05-19
CDR: 3140410
DANIEL MIRON
ended on 2015-04-21
CDR: 3260632
MICHAEL LUCEY
ended on 2015-03-12
CDR: 4343291
RONG-JI WEI
FRANK WEI
ended on 2015-05-12
CDR: 1752807
STEVEN HATAMIYA
STEVE HATAMIYA
ended on 2015-09-21
CDR: 1597232
JACKY MAK
ended on 2015-09-21
CDR: 5564112
SOHAN PARK
SLOAN PARK
ended on 2015-04-09
CDR: 4774992
KUOYUAN HO
GORDON HO
ended on 2015-05-12
CDR: 5158574
JINRONG WANG
started on 2016-06-20
CDR: 4965610
YIN TANG
YIN TANG YIN NEI TANG
started on 2016-01-07
CDR: 3071648
Andrea Bulow
ANDREA XUEFEN OU XUEFEN OU
started on 2016-02-09
CDR: 6161053
JUNMO KU
started on 2016-02-19
CDR: 6096730
CLARK OWEN
started on 2016-01-06
CDR: 4473594
ALFRED CHAN
ALFRED KAI KWONG CHAN ALFRED KAI KWONG CHAN
ended on 2016-01-26
CDR: 5995815
JIE DONG
MARCUS DONG
ended on 2016-03-18
CDR: 4041215
Kam Ting
Kent Ting
ended on 2016-01-30
CDR: 1356606
Timothy Yang
timothy c yang timothy yang
ended on 2016-11-11
CDR: 6800318
Deependra Chaudhry
started on 2017-07-13
CDR: 3140410
DANIEL MIRON
started on 2017-04-13
CDR: 5989458
Benny Wong
BENNY WONG BENNY WING PAN WONG WING PAN WONG WING PAN WONG
started on 2017-11-06
CDR: 5372972
Jianhua Lin
JIAN HUA LIN JOANNE JIANHUA LIN JOANNE LIN jianhua Lin
started on 2017-04-26
CDR: 2808267
Waldemar Sender
WALDEMAR LESZEK SENDER
started on 2017-06-07
CDR: 1418012
THEODORE FRANSE
TED H FRANSE TED HENDRICKUS FRANSE TED FRANSE
started on 2017-08-23
CDR: 6800318
Deependra Chaudhry
ended on 2017-09-28
CDR: 2950053
MOH CHUA
ended on 2017-05-19
CDR: 5574958
Hyeseon Hong
JUNE HONG
ended on 2017-01-11
CDR: 4610455
YU HE
RUBY HE
ended on 2017-07-31
CDR: 4512121
FENG MAO
AMY MAO
ended on 2017-05-19
CDR: 5083995
TIMOTHY GETZOFF
Timothy Paul Getzoff Timothy Getzoff
ended on 2017-03-01
CDR: 2808267
Waldemar Sender
WALDEMAR LESZEK SENDER
ended on 2017-12-21
CDR: 2394019
Bo Wang
BOJUN WANG Bo JUN Wang
started on 2018-04-16
CDR: 2303908
EHMIR HANNIBAL MORA
EHMIR RIVERO MORA
started on 2018-12-12
CDR: 5049038
TERRY WU
XING-ZHAO WU
started on 2018-11-09
CDR: 5574958
Hyeseon Hong
JUNE HONG
started on 2018-07-16
CDR: 5626131
Yuzhen Chen
Cathy Chen
started on 2018-10-20
CDR: 4958715
Xianzhong Zhu
STEVE ZHU
started on 2018-12-10
CDR: 1718123
JOHN HETHERTON
started on 2018-11-16
CDR: 5083995
TIMOTHY GETZOFF
Timothy Paul Getzoff Timothy Getzoff
started on 2018-01-10
CDR: 3203120
YIN ZHONG
YVONNE ZHONG
started on 2018-02-22
CDR: 4041215
Kam Ting
Kent Ting
started on 2018-01-12
CDR: 4265262
MILTON BEILE III
MILTON JOSEPH BEILE III MILTON JOSEPH BEILE MILTON JOSEPH BEILE III MILTON J BEILE, III
started on 2018-08-13
CDR: 2932622
MICHAEL CHANG
MICHAEL SHIH-JUNG CHANG Michael Shih Jung Chang
started on 2018-12-10
CDR: 3140410
DANIEL MIRON
ended on 2018-04-30
CDR: 5989458
Benny Wong
BENNY WONG BENNY WING PAN WONG WING PAN WONG WING PAN WONG
ended on 2018-11-05
CDR: 5372972
Jianhua Lin
JIAN HUA LIN JOANNE JIANHUA LIN JOANNE LIN jianhua Lin
ended on 2018-10-29
CDR: 3071648
Andrea Bulow
ANDREA XUEFEN OU XUEFEN OU
ended on 2018-03-05
CDR: 1718123
JOHN HETHERTON
ended on 2018-12-10
CDR: 6096730
CLARK OWEN
ended on 2018-04-06
CDR: 2950053
MOH CHUA
started on 2019-05-13
CDR: 3071648
Andrea Bulow
ANDREA XUEFEN OU XUEFEN OU
started on 2019-10-02
CDR: 2559697
ZAIM HAJDARI
JIM HAJDAREVIC JIMMY HAJDAREVIC ZAIM HAJDAREVIC ZIAM JIM HAJDARI Zaim Hajdari
started on 2019-07-18
CDR: 6115397
LI Kelly
LI DING
started on 2019-07-23
CDR: 6233364
XIAOGUANG XIE
GEORGE XIE
started on 2019-10-31
CDR: 2394019
Bo Wang
BOJUN WANG Bo JUN Wang
ended on 2019-04-10
CDR: 5574958
Hyeseon Hong
JUNE HONG
ended on 2019-02-26
CDR: 5524973
MAHMOUD AKHAVI
ended on 2019-01-02
CDR: 4721916
PING LEE
ERIC LEE
ended on 2019-01-04
CDR: 6933063
WENJIAN YU
Peter Yu
started on 2020-01-15
CDR: 2666437
ELENITA ACENA-ALLAGADAN
ELENITA M ACENA ELENITA MADAYAG ACENA Lenie Madayag Acena-Allagadan
started on 2020-09-03
CDR: 4161448
BO SUN
started on 2020-12-10
CDR: 6946540
HONGFANG ZHANG
Farrah Zhang
started on 2020-04-30
CDR: 5769894
LEI SHEN
PETER SHEN
started on 2020-01-02
CDR: 2240945
Helene Postrel
HELENE TRACY BERSON HELENE BERSON
started on 2020-12-16
CDR: 4286461
David Teng
DAVID WENHOU TENG DAVID TENG
started on 2020-03-04
CDR: 7232992
Hongwei Liu
Lisa Liu
started on 2020-02-22
CDR: 2950053
MOH CHUA
ended on 2020-10-22
CDR: 2816938
TSEPEI WANG
GARY WANG
ended on 2020-09-07
CDR: 4965610
YIN TANG
YIN TANG YIN NEI TANG
ended on 2020-06-24
CDR: 5049038
TERRY WU
XING-ZHAO WU
ended on 2020-01-28
CDR: 4286461
David Teng
DAVID WENHOU TENG DAVID TENG
ended on 2020-08-21
CDR: 5626131
Yuzhen Chen
Cathy Chen
ended on 2020-01-28
CDR: 3265364
YAHUI WANG
EMILY WANG YA HUI WANG
ended on 2020-06-24
CDR: 6233364
XIAOGUANG XIE
GEORGE XIE
ended on 2020-10-22
CDR: 4738769
Rong Hu
Laura Hu
started on 2021-02-05
CDR: 6933063
WENJIAN YU
Peter Yu
ended on 2021-02-10
CDR: 4958715
Xianzhong Zhu
STEVE ZHU
ended on 2021-02-10
CDR: 4041215
Kam Ting
Kent Ting
ended on 2021-03-31
CDR: 2932622
MICHAEL CHANG
MICHAEL SHIH-JUNG CHANG Michael Shih Jung Chang
ended on 2021-01-04



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